Gregory Barker Email & Phone Number

Loading index Data and dissemination of reports Hong Kong/Singapore reporting.- Weekly index allocation reporting Monthly group wide Performance reports to senior management.(accuracy being of a paramount importance in supplying key investment personnel across the group(CEO,FMs, analysts etc) along with strong communication skills to discuss any points of interest to senior investment staff. Ad hoc production and verification, maintenance of Attribution, contribution and turnover reports. Accounting entry adjustments for BEP (Barra Enterprise Performance) data feeds. Security Classification checking and amendment. Working knowledge of Hinsight-Lipper,Rimes & Hiport systems Reconciliation between source data and historical perf system files – in order to diagnose and resolve discrepancies

Write test scripts for Static data fields within new system Analyse test results to determine required fixes Review process flows Write procedure manuals for various static data related monitoring/maintenance processes.

Performance Analyst Set up securities within SYLVAN.- Produce performance returns for a range of- mutual fund productsRepair securities within SYLVAN e.g. - for attribution classification Review fund accounts to ensure all monthly activity (trading, corp actions etc)- included and ensure csv file correctly prepared for SYLVAN import. Run reconciliations in HiPort.- Bank of New York Mar05-Apr05 Valuations/Pricing Administrator Daily pricing for a group of OEICs (including CCY funds, fund of funds and Futures fund)Reconciling cash items posted via pricing system (Invest One) and custodial receipt( on WINNAR) . Post accrued expenses/income etc through pricing system (Invest One) Investigate any discrepancies through client contacts / internal dept (Corp Actions/ Pricing discrepancies etc) HSBC Jul-04-Oct 04. Trust Administrator Reviewing XD pricing valuation to ensure compliance with CIS sourcebook investment restrictions.Comparison of Reports and accounts and pricing valuation to determine any potential pricing errors.Investigate, log and resolve any regulatory breaches arising on funds. Calculate fee schedules for a range of services and ensure timely payment.Ensure that funds adhere to SORP reporting standards. Review cancellation instructions- to ensure funds available to issue payment.

AUT and Exempt funds)) Manually reconstruct NAV to ensure funds correctly valued.- Review FM Pricing of assets to ensure accurately matching market value. Investigate any manually priced assets in order to determine reasonability of applied values. Reconcile any alleged receivables due to Corporate Actions (Eg- Rights issues ,bonus, stock splits, deferred stock issues etc) between- custodial and FM records. Liaise with internal custody teams (CA , settlements, income) and FM admin teams to resolve any discrepancies. - Monitor FM activities for any regulatory breaches (I&B - CIS) - Monitor Contingent Liabilities maintained by funds and ensure eligibility of such transactions.- Daily Banking reconciliation and monitoring of position for Overdraft/Excess liquidity Implemented and organized the checking procedures for the compliance verification system. Supervised a team in regards to the processing of compliance verification system Installed various procedures in order to improve efficiency

Completing the manual settlement process for large volumes of trades from Pre-match to receipt/issuance of payment.Liaising with clients and other in house dealers in order to resolve discrepancies.

Maintaining fail reports. Completing stock splits in the CREST Gui Managing clients Short positions. liaising with client and counterparties to confirming settlement exceptions and resolve any discrepancies between client and counterparty instructions. Calculating and submitting any interest claims in relation to settlement delays .