Gregory Bodkin Email & Phone Number
@cs.com
9 phones found area 516, 202, and 631
LinkedIn matched
Who is Gregory Bodkin? Overview
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Gregory Bodkin is listed as Compliance Officer at IBN Financial Services, Inc., a company with 23 employees, based in Levittown, New York, United States. AeroLeads shows a work email signal at cs.com, phone signal with area code 516, 202, 631, and a matched LinkedIn profile for Gregory Bodkin.
Gregory Bodkin previously worked as Chief Compliance Officer at Mcg Securities Llc and Compliance Officer at Revere Securities. Gregory Bodkin holds Master Of Business Administration (M.B.A.), Finance, General from Keller Graduate School Of Management Of Devry University.
Email format at IBN Financial Services, Inc.
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AeroLeads found 2 current-domain work email signals for Gregory Bodkin. Compare company email patterns before reaching out.
About Gregory Bodkin
Results-oriented Compliance Professional with superior practical and analytical skills relating to the financial industry. Proven leadership in managing teams and training employees. Excels at multi-tasking and meeting deadlines. Very familiar with all aspects of financial industry regulations, particularly auditing and oversight. Adept at interpreting securities rules and regulations as they apply to a broker/dealer settingSpecialties: Multiple securities licenses, specifically Series 7, 63, 24, 4, 53, 65 and 87. Excellent audit and oversight background via work with regulatory agencies.
Gregory Bodkin's current company
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Gregory Bodkin work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer
Current
Compliance Officer
Current
Compliance Officer
CurrentChief Compliance Officer
Current- Oversaw business-wide changes to modernize procedures and organization.
- Developed and maintained system for tracking and reporting compliance violations.
- Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
- Prepared and submitted regulatory filings in timely manner.
- Maintained up-to-date knowledge of current and emerging compliance regulations.
Co-Founder
CurrentStart-up Consulting group focused on leveraging over 40 years industry experience in the IA and B/D arena.
Chief Compliance Officer
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.
- Developed and maintained system for tracking and reporting compliance violations.
- Created practical action plans to respond to audit discoveries and compliance violations.
- Investigated and documented all violations of compliance regulations to determine necessary improvements.
- Responded to employee inquiries regarding compliance regulations and procedures.
Principal Examiner
- Analyzed information gathered from investigations and reported findings.
- As Lead Examiner, verified accuracy, compliance and completeness of team examination work.
- Trained new employees on examination procedures and company policies.
- Liaised between other regulatory agencies to address concerns with procedures, scheduling or results.
- Prioritized projects based on periodic schedules and immediate need.
- Prepared working papers, reports and supporting documentation for examination findings.
Chief Compliance Officer
- Oversaw business-wide changes to modernize procedures and organization.
- Maintained up-to-date knowledge of current and emerging compliance regulations.
- Prepared and submitted regulatory filings in timely manner.
- Collaborated with internal and external stakeholders, auditors and legal counsel to confirm compliance with applicable laws and regulations.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
- Responded to employee inquiries regarding compliance regulations and procedures.
Chief Compliance Officer
- Initiated business-wide changes to streamline procedures and organization.
- Maintained up-to-date knowledge of current and emerging compliance regulations.
- Prepared and submitted regulatory filings in timely manner.
- Represented organization at industry conferences and events.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
- Identified, investigated and documented compliance violations and recommended corrective measures.
Senior Compliance Examiner
- Analyzed information gathered from investigations and reported findings.
- As Lead Examiner, verified accuracy, compliance and completeness of team examination work.
- Trained new employees on examination procedures and company policies.
- Liaised between other regulatory agencies to address concerns with procedures, scheduling or results.
- Prioritized projects based on periodic schedules and immediate need.
- Prepared working papers, reports and supporting documentation for examination findings.
Colleagues at IBN Financial Services, Inc.
Other employees you can reach at ibrokernet.com. View company contacts for 23 employees →
Howard Modell
Colleague at Ibn Financial Services, Inc.Liverpool, New York, United States, United States
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Tim Evans
Colleague at Ibn Financial Services, Inc.Liverpool, New York, United States, United States
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Brian Scipione
Colleague at Ibn Financial Services, Inc.Syracuse, New York, United States, United States
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Steve Yazell
Colleague at Ibn Financial Services, Inc.Liverpool, New York, United States, United States
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KH
Kristy Hall
Colleague at Ibn Financial Services, Inc.Marietta, New York, United States, United States
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Peter Scida
Colleague at Ibn Financial Services, Inc.Liverpool, New York, United States, United States
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Andrew Camarda
Colleague at Ibn Financial Services, Inc.New York City Metropolitan Area, United States
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Heather Chalone
Colleague at Ibn Financial Services, Inc.Baldwinsville, New York, United States, United States
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Joseph C. Eppolito
Colleague at Ibn Financial Services, Inc.Syracuse, New York, United States, United States
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Gregory Bodkin education
Master Of Business Administration (M.B.A.), Finance, General
Ba, History
Frequently asked questions about Gregory Bodkin
Quick answers generated from the profile data available on this page.
What company does Gregory Bodkin work for?
Gregory Bodkin works for IBN Financial Services, Inc..
What is Gregory Bodkin's role at IBN Financial Services, Inc.?
Gregory Bodkin is listed as Compliance Officer at IBN Financial Services, Inc..
What is Gregory Bodkin's email address?
AeroLeads has found 2 work email signals at @cs.com for Gregory Bodkin at IBN Financial Services, Inc..
What is Gregory Bodkin's phone number?
AeroLeads has found 9 phone signal(s) with area code 516, 202, 631 for Gregory Bodkin at IBN Financial Services, Inc..
Where is Gregory Bodkin based?
Gregory Bodkin is based in Levittown, New York, United States while working with IBN Financial Services, Inc..
What companies has Gregory Bodkin worked for?
Gregory Bodkin has worked for Ibn Financial Services, Inc., Mcg Securities Llc, Revere Securities, Bournehill Investment Services, Inc., and Iht Holding, Inc..
Who are Gregory Bodkin's colleagues at IBN Financial Services, Inc.?
Gregory Bodkin's colleagues at IBN Financial Services, Inc. include Howard Modell, Tim Evans, Brian Scipione, Steve Yazell, and Kristy Hall.
How can I contact Gregory Bodkin?
You can use AeroLeads to view verified contact signals for Gregory Bodkin at IBN Financial Services, Inc., including work email, phone, and LinkedIn data when available.
What schools did Gregory Bodkin attend?
Gregory Bodkin holds Master Of Business Administration (M.B.A.), Finance, General from Keller Graduate School Of Management Of Devry University.
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