I am proud to represent and support a great community Catholic school, also my alma mater, in East Boston Central Catholic. EBCCS is committed to the development of the whole student: intellectually, spiritually, emotionally, socially, and physically, while promoting self-esteem, school spirit, and sportsmanship. The school continues to foster the growth of self-disciplined and self-directedindividuals, while providing a deep appreciation and commitment to its faith. I am grateful for this opportunity and intend on working hard to assisting the school and the youth it serves.

Developed, administered, and monitored programs that verified the bank’s compliance with laws, regulations, and rules governing operations and product offerings. In addition, performed periodic compliance monitoring and self-testing to verify that controls were working effectively.• Responsible for scheduling regulatory, internal, and external audits, and provided results to the Audit Committee on a quarterly basis• Coordinated and improved the bank’s BSA/AML Program and annual BSA/AML/OFAC/CIP risk assessment. Maintained a current knowledge of the Bank Secrecy Act and all related anti-money laundering and OFAC regulations. Monitored legislative and regulatory developments regarding BSA. Reported key compliance developments to the bank’s Board of Directors, management, and staff• Managed the BSA/AML monitoring program, including SAR/CTR filing and 314(a) inquiries. In addition, escalated potential watch list hits and prepared required regulatory reports.• Oversaw and developed BSA/AML training for Board of Directors, bank management and staff

• Responsible for facilitating twelve internal control examinations conducted by Ernst &and Young in accordance with SSAE 16 for the US and the related standards in a number of countries (i.e., Japan, France, Ireland, Singapore, and Germany).• Oversee the planning, execution and reporting for twelve internal control examinations simultaneously.• Liaise with Ernst and Young and business unit management to achieve project milestones.• Review SSAE 16 Reports and approve changes made by Ernst & Young and business unit management.• Evaluate SSAE 16 results and obtain and approve formal management responses.• Assist business unit management with identifying and documenting internal controls for new SSAE 16 reports or expanded scope.• Review and approve Ernst and Young Management Letter documents.• Respond to client inquiries on SSAE 16 scope and results. In addition, participate in client presentations, as requested.• Participate in various SSAE 16 strategic initiatives (i.e., reducing State Street costs for SSAE 16 reports).

• Planned assigned audit assignments in the Global Services and Alternative Investments business units. Planning an audit is based on the COSO Enterprise Risk Management-Integrated Framework and the IIA International Professional Practices Framework.• Planning an audit consisted of identifying key risks and controls of a business unit through discussions with senior management. In addition, test strategies were created to verify key controls were designed and operating effectively and properly.• Interacted with internal clients to develop audit solutions for identified risk situations.• Documented final audit reports with audit results and presented them to senior management.• Supervised 2-5 staff auditors on audit assignments when serving as in-charge auditor or supervisor.• Provided audit staff with documented evaluations for their assigned projects on an audit assignment.• Provided training for new staff.

• Audited various business units both domestically and internationally verifying compliance with internal policies and procedures, regulatory requirements, and Sarbanes Oxley (SOX) requirements. Business units include but are not limited to the following: Global Services, Global Markets, Alternative Investments, SSgA, Institutional Investor Services, and Information Technology.• Analyzed data, effectively concluding on results of test work performed.• Devised effective and efficient tests of key controls, executed and documented audit tests and concluded on the effectiveness of controls tested.• Developed and maintained good internal client relationships focused on enhancing the overall effectiveness within the assigned area.• Communicated audit results with staff, supervisor and senior management to verify understanding of identified audit issues.

• Managed a client relationship along with supervising and reviewing the work of a team of four accountants. Provided training to accountants when required. Oversaw the management of numerous domestic and international client hedge funds that had onshore and offshore feeders.• Ensured quality service was being provided to client by all employees working on client Account through monthly client meetings.• Reviewed net asset value calculations, calculation of partner capital accounts and other computations for accuracy.• Coordinated year-end audit with client and independent accounting firm.• Communicated with the client daily regarding the Daily Valuation of the hedge funds priced.• Researched daily corporate actions using Bloomberg, Reuters and company websites.• Assisted Group Manager and Vice President with special projects.• As an Account Senior, analyzed client’s share position and market value discrepancies between BISYS and its brokers. Communicated with the client and brokers daily regarding share position and market value discrepancies. • Priced international securities at month end for international client hedge funds and calculated the monthly NAV and GAV for the funds.

• Assisted new mutual fund group with start up procedures and trained employees on State Street programs pertaining to fund accounting in the company. Kept Account Manager informed of employee's progress and communicated problems immediately to the Account Manager.• Reviewed books of accounts for mutual funds managed by Fund Accountants.• Reviewed daily pricing problems and concerns and contacted investment brokers and the clients daily for quotes on selected securities.• Coordinated daily pricing activities among fund accountants in the group.• Nightly, communicated Money Market Funds’ balances and NAVs• Assisted Account Manager with the review of all weekly and monthly reporting as well as pre-audit reporting and verifying full compliance with divisional procedures and controls.• As a fund accountant, managed money market funds, international and domestic bond funds, and international and domestic equity mutual funds daily.• Calculated the cash availability for the client.• Processed and reviewed the buying and selling of trades, trade settlements and client’s expenses.