Gregory Malmstrom Email & Phone Number

Charlotte, North Carolina, United States

Develop and review/update enterprise anti-money laundering and economic sanctions policies pursuant to regulatory and bank requirements. Actively involved in regulatory change process related to AML and ES laws and regulations to ensure policies remain current. Duties include, meeting weekly with legal and business line partners to discuss new issuances, participating in industry groups discussions, assessing potential impact to the organization, updating policies, as needed, through management process and following-up on implementation projects. Other duties include participating in merger and acquisition projects representing Enterprise Financial Crimes Compliance.

Charlotte, Nc

Administer senior regulatory compliance risk committee. Duties include, creating monthly agendas, scheduling meetings, coordinating committee member communications, conducting follow-up on committee action items and distributing committee meeting materials. Maintain/update committee charter. Assist team with monthly and quarterly state of compliance reports.

Charlotte, North Carolina

Develop and review enterprise policies. Monitor and report on adherence to bank requirements for policies through quality assurance and quality control activities. Acted as secretary for Enterprise Policy Committee.

Provided bank regulatory compliance support in the following areas: Policy Development, Update and Dissemination - Developed, updated and disseminated core compliance-related regional and local policies. Advised the business units in connection with their implementing program and procedures. Utilized a risk-based approach for the development of appropriate policies.Global Compliance Policy - Provided advice and guidance on the impact of global policy initiatives on local operations based on local law/regulation or industry practice.Corporate Compliance Activities - Acted as secretary for the Chief Compliance Officer’s Compliance Management Committee and manage the bank’s insider lending program. Regulatory Affairs - Assisted in the preparation of management response letters to the bank’s primary regulator.