Guillaume Du Toit Email & Phone Number

Melbourne, Vic, Au

Melbourne, Victoria, Australia

City Of Johannesburg, Gauteng, South Africa

Responsible for managing and overseeing the activities related to the provision of financial services, ensuring that the financial services provider has policies and procedures in place to ensure compliance with regulatory bodies within the financial services sector.Duties And Responsibilities:• Maintain existing financial services licenses• Annual review of the AML, CTF• Maintain the license of the Financial Services Provider • Ongoing compliance with the fit and proper… Show more Responsible for managing and overseeing the activities related to the provision of financial services, ensuring that the financial services provider has policies and procedures in place to ensure compliance with regulatory bodies within the financial services sector.Duties And Responsibilities:• Maintain existing financial services licenses• Annual review of the AML, CTF• Maintain the license of the Financial Services Provider • Ongoing compliance with the fit and proper requirements• Monitor and submit regulatory reports to Regulators• Manage and oversee the operational ability of the FSP• Manage and oversee the compliance functions as required by the FAIS Act • Adhere to the specific Codes of Conduct• Comply with regulated record keeping requirements • Manage and oversee the accounting and auditing requirements • Manage and oversee the requirements of the FIC Act and Money Laundering and Terrorist Financing control regulations, as it applies to the FSP. • Deal with complaints that have been submitted to the Ombud for the Service Provider • Manage and oversee the appointment of representatives. • Manage the rendering of services under supervision. • Adhere to the specific Codes of Conduct• Develop and facilitate training• Oversight of the Rendering of Financial ServicesPolicy Management:• Code of Conduct and Ethic• Ensure compliance regarding AML/CTF implemented• Risk Management Policy and Process• Operations Manual containing all policies and processes• Business Continuity Policy• Regular monitoring of systems, processes and internal controls• Manage the relationships with regulatory bodies for current licenses Show less

Cape Town, Johannesburg

Manage an operation consisting of Sales Brokers and Admin staff to achieve the Insurance Sales and operational business plan within acceptable HR practices, expense levels, delivering all ongoing servicing requirements to all stakeholders.

Randburg

MAIN DUTIES AND RESPONSIBILITIES:• Associate Business Consultant to a portfolio of 3 Business Consultants with a panel of 36 Brokers.• Sorting out queries across Health, Risk and Invest and providing brokers wit solutions or feedback.• Liaise between Head office and client/brokers on escalations, queries and general assistance regarding products.Communication:• Communicating with consultant/broker on a regular basis• Assisting with- and resolving client… Show more MAIN DUTIES AND RESPONSIBILITIES:• Associate Business Consultant to a portfolio of 3 Business Consultants with a panel of 36 Brokers.• Sorting out queries across Health, Risk and Invest and providing brokers wit solutions or feedback.• Liaise between Head office and client/brokers on escalations, queries and general assistance regarding products.Communication:• Communicating with consultant/broker on a regular basis• Assisting with- and resolving client queries• Product advisory• Strategy Planning Sessions• Weekly Brach Meetings• Meeting with Business Consultants twice per weekAdministrative Duties: • Creation of accurate quotations and referring such to relevant business consultant• Submitting Section 14 cases to relevant Companies and keeping track of progress.• Ensuring that all received applications are complete; obtaining required documentation/information from the consultant/broker• Ensuring that completed application is sent to the data capturer and uploaded accordingly• Loading each individual case on SmartAdvice and following up on a daily basis with progress reports• Confirming that applications/requirements have been received, resend if required• Ensuring that adequate activity controls are kept• Thorough checking of documentation such as medical requirements, PR Requirements, etc. prior to sending such to the relevant consultant/broker• Adequate controls are kept of all received/sent documentation• Verifying that all supporting documentation and requirements are available, including completion of relevant disclaimers• Updating of beneficiary’s on life insurance policies• Logging of policy cancellations• Providing daily feedback to broker via smart track system• Providing franchise and head office with relevant credit control feedback received from brokers Show less

Illovo

MAIN DUTIES AND RESPONSIBILITIES:• Executive Administrator to CEO of Genesis Advisory • Processing applications for Discovery, Allan Gray, Investec and Liberty Life• Liaison between client and Insurance companies • Assisting with escalations between companies and clients; ensuring that all requests or queries are dealt with and resolved• Investment Returns Calculations and Client Portfolio updates • Collate Marketing material and client portfolios, ensuring all is… Show more MAIN DUTIES AND RESPONSIBILITIES:• Executive Administrator to CEO of Genesis Advisory • Processing applications for Discovery, Allan Gray, Investec and Liberty Life• Liaison between client and Insurance companies • Assisting with escalations between companies and clients; ensuring that all requests or queries are dealt with and resolved• Investment Returns Calculations and Client Portfolio updates • Collate Marketing material and client portfolios, ensuring all is correct before the financial advisor meets with the client • General Administration and client services, logging cancellations, Investment Summary Reports, obtaining paid up quotes and obtaining personal information from clients• Compliance checks under supervision ensuring all documents are correct and compliant with the FSB • Assisting in calculating Financial Needs Analysis to measure clients growth in capital• Generating Retirement Projections • Loading clients onto BIAS and setting tasks to follow up on business that is in the pipeline Show less

MAIN DUTIES AND RESPONSIBILITIES:• Associate Business Consultant to a portfolio of 3 Business Consultants with 36 BrokersPlanning:• Planning activities in such a manner to ensure optimal performanceMarketing:• Continuous networking and marketing DCS Morningside as a companyCommunication:• Communicating with consultant/broker on a regular basis• Assisting with- and resolving client queries• Product advisory• Strategy Planning Sessions• Weekly… Show more MAIN DUTIES AND RESPONSIBILITIES:• Associate Business Consultant to a portfolio of 3 Business Consultants with 36 BrokersPlanning:• Planning activities in such a manner to ensure optimal performanceMarketing:• Continuous networking and marketing DCS Morningside as a companyCommunication:• Communicating with consultant/broker on a regular basis• Assisting with- and resolving client queries• Product advisory• Strategy Planning Sessions• Weekly Brach Meetings• Meeting with Business Consultants twice per weekAdministrative Duties: • Creation of accurate quotations and referring such to relevant business consultant• Ensuring that all received applications are complete; obtaining required documentation/information from the consultant/broker• Ensuring that completed application is sent to the data capturer and uploaded accordingly• Loading each individual case on SmartAdvice and following up on a daily basis with progress reports• Confirming that applications/requirements have been received, resend if required• Ensuring that adequate activity controls are kept• Thorough checking of documentation such as medical requirements, PR Requirements, etc. prior to sending such to the relevant consultant/broker• Adequate controls are kept of all received/sent documentation• Verifying that all supporting documentation and requirements are available, including completion of relevant disclaimers• Updating of beneficiary’s on life insurance policies• Logging of policy cancellations• Providing daily feedback to broker via smart track system• Providing franchise and head office with relevant credit control feedback received from brokersAd-hoc Duties:• Personal Assistant duties to Franchise Director• Event coordination Show less

Johannesburg Area, South Africa

 Act as brand ambassador and promoting/marketing of Georen Pharmaceuticals as a company Providing potential clients with product and nutrition advice Product sales

Johannesburg

• Recruitment of employees for brand activation campaigns• Ensuring that bookings are made timeously and accurately• General Stock taking• Coordination of brand activation events and ensuring that all planning/details are seamlessly executed• Providing brand ambassadors with relevant training• General data capturing

Bachelor Of Commerce (Bcom), Industrial And Organisational Psychology

Rg146

Rg146 - Superannuation

Certificate In Generic Management, Business Administration And Management, General

Activities and Societies: Leadership, managing the environment, managing relations, managing knowledge and the practice of management..

Certified Jungian Coach (Acsth – Icf Approved Coach Specific Training Hours)

Jungian coaching is a growth-oriented process which combines conscious and intellectual work with deep emotional experience and contact.