Judy Guo Email and Phone Number
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Experienced Vice President Investment Banking Compliance with a demonstrated history of working in the financial services industry. Skilled in Management, Derivatives, Financial Analysis, Finance, and Accounting.
国海证券股份有限公司
View- Website:
- ghzq.com.cn
- Employees:
- 533
-
Svp, Compliance国海证券股份有限公司 Oct 2019 - Present上海IBD Compliance Manager
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Supervisory Analyst光大证券 Mar 2017 - Sep 2019Shanghai City, China1. Collect latest industry trends, establish and maintain relevant database by Bloomberg and Wind2. Conduct research products design, test and optimization based on clients requirements3. Supervisory review of research report to ensure comply with compliance& legal rules as well as in-house guidance，collaborate with analyst to ensure contents accessible on timely basis4. Closely work with Legal& other business department, keep apprised of latest regulatory developments, interpret and organize relevant training programs to reinforce latest regulatory guidelines and standards, including Conflict of Interest Management,Information Barriers, Wall Crossing Procedures, Personal Account Dealing, Surveillance of electronic Communications, Registrations/Licensing, etc. -
Equity Research Analyst光大证券 Apr 2015 - Mar 2017Shanghai City, China1. Conduct fundamental research and analysis on listed company and latest industry trend 2. Understand company business and build detailed financial models and valuations3. Prepare research reports including company review, industry analysis through in-depth research4. Meet with the management of companies under coverage through meetings and conference calls5. Discuss results and analysis with buy side clients as well as prepare roadshow presentations
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Business Analyst - Client & MarketDeloitte China May 2013 - May 2015Shanghai City, China1. Collect industry data to prepare formal research presentation2. Regularly provide operating reports within department3. Work with professional consultants as a team to solve business problems and deliver high quality solutions to clients -
Financial Business AnalystAccenture May 2010 - May 2013Shanghai1. Analayze and track announcements of foreign listed companies to provide data support for the foreign investment bank's clearing operations department, including Merrill Lynch, Goldman Sachs, Morgan Stanley, etc.2. Check relevant information and accounts with custodian banks and clearing centers -
InternRoland Berger Strategy Consultants Nov 2009 - Mar 2011Shanghai
Judy Guo Skills
Judy Guo Education Details
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Finance, General -
English (Business Sector)
Frequently Asked Questions about Judy Guo
What company does Judy Guo work for?
Judy Guo works for 国海证券股份有限公司
What is Judy Guo's role at the current company?
Judy Guo's current role is Guohai Securities Company - SVP, IBD Compliance Manager.
What is Judy Guo's email address?
Judy Guo's email address is gu****@****126.com
What is Judy Guo's direct phone number?
Judy Guo's direct phone number is (312)-486*****
What schools did Judy Guo attend?
Judy Guo attended East China Normal University, University Of Shanghai For Science And Technology.
What are some of Judy Guo's interests?
Judy Guo has interest in Dancing Reading And Music.
What skills is Judy Guo known for?
Judy Guo has skills like Analysis, Accounting, Human Resources, Finance, Financial Modeling, Derivatives, Management Consulting, Valuation, Due Diligence, Microsoft Excel, Business Strategy, Corporate Finance.
Who are Judy Guo's colleagues?
Judy Guo's colleagues are 艾应章, 黄荔晖, 贾雅婷, Zachary Peng, Yuxin Shen, 傅鸿浩, 杨丽蓉.
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