Haley Mitchell Email & Phone Number
@scotiabank.com
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Who is Haley Mitchell? Overview
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Haley Mitchell is listed as Director at Scotiabank, a with 95207 employees, based in New York, United States. AeroLeads shows a work email signal at scotiabank.com and a matched LinkedIn profile for Haley Mitchell.
Haley Mitchell previously worked as Executive Director, Head of Global Surveillance at Wells Fargo and Senior Manager - Global Compliance at Scotiabank. Haley Mitchell studied at Canadian Securities Institute.
Email format at Scotiabank
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AeroLeads found 1 current-domain work email signal for Haley Mitchell. Compare company email patterns before reaching out.
About Haley Mitchell
CANADIAN SECURITIES INSTITUTECanadian Securities CourseConduct and Practices CourseTrader Training CourseDerivatives Fundamentals Course
Listed skills include Trading, Securities Regulation, Securities, Derivatives, and 24 others.
Haley Mitchell's current company
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Haley Mitchell work experience
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Executive Director, Head Of Global Surveillance
Current
Director
Senior Manager - Global Compliance
Senior Compliance Officer
Trade Surveillance - InstitutionalImplementation, maintenance and administration of the compliance and risk monitoring program for Trading Products (Canada). Monitoring of inventory, employee and client trading for compliance with firm policies and regulatory requirements including:o Listed Canadian Derivatives (ex. Chronological and time priority rules; Pre-negotiation/ Prearranged Transactions)o Equities (ex. Manipulative and Deceptive Trading Surveillance)o Fixed Income (ex. Bank of Canada Auction and Manipulative and Deceptive Trading Surveillance)o Foreign Exchange (ex. Fix, electronic communications review)Periodic reviews of trading supervisory program/trading compliance monitoring program and assisting with the development of recommendations for enhancements.Reviews of new regulatory requirements and assessments of impact to the Compliance program. Assisting with updating the monitoring, testing, surveillance processes, including updating manuals, enhancing reports/filters, introducing new tests etc. (ie Volcker Rule).Ensuring that issues identified through compliance monitoring and review processes are promptly addressed and that management remediation plans are adequate.Conducting daily review and adjudication of Smarts Broker alerts as well as review/maintenance of Smarts Broker alert parameters.Investigate regulatory inquiries, correspond with regulators regarding inquiries and work with appropriate Lines of Business to provide responses to inquiries.Reporting to regulators (including Gatekeeper, Regulatory Marker Corrections and Trade Variation and Cancellation Reporting).Trade Surveillance of employee accounts.Review of BMO enterprise’s aggregate positions for internal Early Warning or External Breaches as per the Aggregation Operating Directive.Provide advice to trade floor supervision in relation to regulatory reporting and best trading conduct
Trade Review & Analysis
Professional Standards
Market Regulation
Colleagues at Scotiabank
Other employees you can reach at scotiabank.com. View company contacts for 95207 employees →
Mayra Janet Romo Campos
Colleague at ScotiabankGuadalajara, Jalisco, Mexico
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WC
Wendy Chen, Frm, Mba, Pmp
Colleague at ScotiabankToronto, Ontario, Canada
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JM
Joan Management)
Colleague at ScotiabankCanada
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WC
Wisny Croquer
Colleague at ScotiabankChile
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RS
Rebeca Santiago
Colleague at ScotiabankMexico City, Mexico
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GF
Gerardo Francisco De Gante Cuapio
Colleague at ScotiabankBenito Juárez, Mexico City, Mexico
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MD
Mike Drapeau
Colleague at ScotiabankCalgary, Alberta, Canada
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KH
Kristie Hansen
Colleague at ScotiabankCanada
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RC
Rogers Cruz
Colleague at ScotiabankMexico City, Mexico
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GU
Giancarlo Uchuya
Colleague at ScotiabankPeru
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Haley Mitchell education
Education record
Education record
Frequently asked questions about Haley Mitchell
Quick answers generated from the profile data available on this page.
What company does Haley Mitchell work for?
Haley Mitchell works for Scotiabank.
What is Haley Mitchell's role at Scotiabank?
Haley Mitchell is listed as Director at Scotiabank.
What is Haley Mitchell's email address?
AeroLeads has found 1 work email signal at @scotiabank.com for Haley Mitchell at Scotiabank.
Where is Haley Mitchell based?
Haley Mitchell is based in New York, United States while working with Scotiabank.
What companies has Haley Mitchell worked for?
Haley Mitchell has worked for Scotiabank, Wells Fargo, Bmo Capital Markets, Iiroc, and Alberta Securities Commission.
Who are Haley Mitchell's colleagues at Scotiabank?
Haley Mitchell's colleagues at Scotiabank include Mayra Janet Romo Campos, Wendy Chen, Frm, Mba, Pmp, Joan Management), Wisny Croquer, and Rebeca Santiago.
How can I contact Haley Mitchell?
You can use AeroLeads to view verified contact signals for Haley Mitchell at Scotiabank, including work email, phone, and LinkedIn data when available.
What schools did Haley Mitchell attend?
Haley Mitchell studied at Canadian Securities Institute.
What skills is Haley Mitchell known for?
Haley Mitchell is listed with skills including Trading, Securities Regulation, Securities, Derivatives, Corporate Governance, Banking, Regulatory Requirements, and Trade Surveillance.
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