Renee Hall Email and Phone Number
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I have been in the regulatory and compliance field, in different capacities, over the last 25 years. I have worked with individuals to understand their unique investment adviser business model to properly register their new firm with the appropriate state or federal regulators. I also offer ongoing compliance services to registered investment advisors (RIA) firms to maintain compliance with applicable state and federal regulations. If you are interested in learning more about these services and the firm, Registered Advisor Services, please contact me directly at (603) 292-6772 or visit the website at www.registeredadvisorservices.com. Thank you for your interest!Specialties: Registration services for individuals starting their own independent RIA firm; as well as, registration of individuals as investment adviser representatives (IAR). Ongoing compliance services and hourly compliance consulting services for existing registered investment advisors.
Registered Advisor Services, Llc
View- Website:
- registeredadvisorservices.com
- Employees:
- 1
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PresidentRegistered Advisor Services, Llc Feb 2011 - PresentDover, NhExperienced investment advisor registration firm providing both state and/or federal (SEC) registration services to individuals starting their own independent registered investment advisor (RIA) firm. Investment advisor compliance consulting service also offered to RIAs to meet the ongoing regulatory requirements. Efficient and timely service offerings allowing RIAs to focus on the needs of your advisory clients.
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PrincipalCompliance Firm Nov 2009 - Feb 2011While a Principal of the firm, I handled investment adviser registration and ongoing compliance services for individuals seeking to establish their own, independent RIA firm.
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Senior Compliance SpecialistCompliance Firm Feb 2005 - Nov 2009Handled all the registration services offered by the firm of investment advisers establishing their own independent RIA firm, registering the firm with either the federal or state regulators. Also provided registered investment advisers with ongoing compliance services to maintain compliance with federal or state rules and regulations.
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Trust OfficerCitizens Bank Nov 2003 - Sep 2005Trust Officer responsible for oversight of approximately 100 trust relationships as well as the ongoing compliance requirements for those trusts.
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Compliance SpecialistCitizens Advisors 1996 - 2001Compliance Specialist for both a broker/dealer and registered investment advisor firm. Provided compliance services and oversight of registered individuals.
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ParalegalEngel, Gearreald & Garnder Jul 1994 - Aug 1997Responsible for estate administration, estate planning, real estate and personal injury cases.
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ParalegalBurns, Bryant, Hinchey, Cox & Schulte Sep 1986 - Jul 1994Responsible for estate administration, real estate and personal injury cases.
Renee Hall Skills
Renee Hall Education Details
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Ne School Of Banking/Trust Administration -
Liberal Arts -
Mcintosh CollegeParalegal Studies
Frequently Asked Questions about Renee Hall
What company does Renee Hall work for?
Renee Hall works for Registered Advisor Services, Llc
What is Renee Hall's role at the current company?
Renee Hall's current role is President at Registered Advisor Services, LLC.
What is Renee Hall's email address?
Renee Hall's email address is rh****@****nce.com
What is Renee Hall's direct phone number?
Renee Hall's direct phone number is +160396*****
What schools did Renee Hall attend?
Renee Hall attended Williams College, Franklin Pierce University, Mcintosh College.
What skills is Renee Hall known for?
Renee Hall has skills like Investment Advisory, Securities, Investments, Finra, Alternative Investments, Sec, State Compliance, Wealth Management, Mutual Funds, Series 7, Annual Compliance Services For Registered Investment Advisors, Ria Compliance Services.
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