Hedge FundWealth management

Managed around 200M$ AUM: Active Investment + Passive Investment + Protected Fund + ULP- Portfolio Manager (“PM”) for SSIAM VNX50 ETF (before SSIAM HNX30 ETF), is one of the first ETF Fund in Vietnam - Ticker “FUESSV50” with aum >13m$; - Portfolio Manager for SSIAM VNFIN LEAD ETF (ticker: “FUESSVFL”) in HSX, aum >130m$;- Portfolio Manager for SSIAM VN30 ETF, (ticker: “FUESSV30”) in HSX, aum 4m$.- Portfolio Manager for Managed Accounts services (SSI Prestiges), active investment likely Hedge fund, aum top 50m$ in 2018, perfomance 2014-2020 +118% (VN-Index only +45%), compound ~ 15%/year.- ULP FWD Equity, start Feb-2021- Developing Hedge fund services in Vietnam in next 2-3 years, running ETF flatform in VN.

- Advice Mobiphone split from VNPT, restructuring advisory organization models Corporation, splitting the company up new members and activity patterns among member companies, business strategy, reorganization branch network, sales and financial plans, plans to increase its charter capital after the Corporation under the MIC (Ministry of Information and Communications of the Socialist Republic of Vietnam). From Oct-2013 to Feb-2014 - Restructuring consulting, strategic consulting for AJC (Vietnam Agribank Gold JSC), Ngoc Tuan Sivel. From May-2013 to Sep-2013;- Doing DD report, valuation report for VFG to acquire VIDIFI Lao Cai with total deal value of 76 billion VND. From May-2013 to Jul-2013;- Restructuring advisory for Thai Son Group; Thanh Liem cement project, and some other projects. From May-2011 to Dec-2012

- Investment analysis; Company analysis, sector analysis, strategy,...- Supervising PVN-Index calculation activity, co-ordinate with partner to develop reference index for building ETF fund on PVN-Index.

- Restructuring consulting for Sao Viet Securities Joint Stock Company include human resource, analysts, advisory and strategy;- Preparing appraisal reports, valuation reports and business plans after M & A of Orion-Hanel Project, Daewoo Hanel project, Thuy Tu project, Nova Group project,…- Preparing documents and list of cooperation project between real estate project; - Evaluating SUDICO (SJS) and SJS restructuring plan;- Advising corporate bond issuance for Trung Nam Group, Nova Land, Vinh Tien Paper,..; - Making offer and records for enterprises having difficulty in finding partners to proceed cross boder M & A;- Preparing pipeline for investment fund of Alpha Capital.

- Planning for moving Huu Lien A Chau steel factory from Ho Chi Minh City to Long An;- Controlling investment activities of HLA;- Developing 5 year plan of HLA and analyzing, evaluating current operations and plans for future expansion;- Share issuance 2,500,000 shares for two strategic partners: SBS and BFI with price of 25,000 VND/share;- Restructuring Nam Kim Steel Joint Stock Company (NKG), product and market repositioning, evaluating the cost structure and business plan for the movement of product, sales and market receptor;- Preparing for NKG’s share issuance and listing after restructuring process.