Harish Kesharwani Email & Phone Number

Mumbai, Maharashtra, India

Responsible for Ethics function in the Company which include awareness and developing ethical culture, proactive and preventive controls implementation, investigation of WB complaint, training and awareness and reporting. Also responsible for implementation of ABAC policy and process

Mumbai

Worked in EY as a Director in Forensic services. Have an in-depth experience in building ethics and compliance framework, internal control review, investigation, fraud risk assessment, data analytics and whistleblower complaint investigation across diversified sectors. Major focus sectors are Metal and Mining, Oil and Gas and Manufacturing sector. Have done more than 100 projects over a period of last 15 years in the forensic and internal control areas. Experience in handling large… Show more Worked in EY as a Director in Forensic services. Have an in-depth experience in building ethics and compliance framework, internal control review, investigation, fraud risk assessment, data analytics and whistleblower complaint investigation across diversified sectors. Major focus sectors are Metal and Mining, Oil and Gas and Manufacturing sector. Have done more than 100 projects over a period of last 15 years in the forensic and internal control areas. Experience in handling large and complex engagements and had managed a team size in the range of 15 to 20 people from cross functional team across different skills sets and experience.Have done several investigation engagements such as identifying leakages in the area of supply chain, production, procurement and sales etc. Have experience in conducting proactive internal control review in diversified sectors. Worked with C-suite, Head of Audit/Ethics, Counsels and risk heads during the course of execution of the work. Show less

Mumbai Area, India

Forensic practice

Responsible for handling investigation, proactive risk assessment, anti bribery compliance review.Had handled several investigation engagements across sectors such as Banks, manufacturing, IT and consumer goods.Had conducted AML proactive compliance review for one of the leading bank. Handled several fraud risk assessment, policy and process re-designing engagements.Had managed several third party due –diligence engagementsHad handled at least 5 engagements for investigation… Show more Responsible for handling investigation, proactive risk assessment, anti bribery compliance review.Had handled several investigation engagements across sectors such as Banks, manufacturing, IT and consumer goods.Had conducted AML proactive compliance review for one of the leading bank. Handled several fraud risk assessment, policy and process re-designing engagements.Had managed several third party due –diligence engagementsHad handled at least 5 engagements for investigation of end use of fund of the borrower. Show less

My profile includeReview of the process at Branches/Sales/Operations/International Branches and International Banking Subsidiaries to identify risk.Conducted Audit and Inspections of Retail Branches and Operations .Approving product and processes pertaining to various business groups after assessing from risk perspective.Highlighting of process lapses and coordinating with business groups to take action within agreed time frame.Tracking/Monitoring of risk identified to… Show more My profile includeReview of the process at Branches/Sales/Operations/International Branches and International Banking Subsidiaries to identify risk.Conducted Audit and Inspections of Retail Branches and Operations .Approving product and processes pertaining to various business groups after assessing from risk perspective.Highlighting of process lapses and coordinating with business groups to take action within agreed time frame.Tracking/Monitoring of risk identified to take immediate action by setting up trigger limit.Training the Gatekeepers and customers through conduct of training & publishing articles in internal magazine and local newspaper.Undertaking seeding exercise in branches for penetration testing and to observe the process followed on ground with the approved process. Show less

Work Profile a )Statutory compliance related to Project Export b )Cost & Profitability analysis of Foreign Project c )Fixed Asset Management & Controld ) System Development & Implementation e)Supervising Monthly & Quarterly account finalisation

a ) Relationship building with Indian,Foreign Banks & Financial Institutionsb ) Financial Model building for investment in Wind Power Project c )Preparation of Detailed Project reports for Capex investment d )Assisting in Due Diligence carried by potential investors

Education record

Caiib, Banking

Professional Qualification, Cost Managment

Master Of Commerce, Accounts & Finance

Ca, Account,Finance,Audit,Cost