Harrison Marie Email & Phone Number

United Kingdom

Cardiff, Wales, United Kingdom

• Responsible for onboarding Financial Institutions, Payment Institutions and complex Corporates in a myriad of industries and jurisdictions globally.• Reviewing and assessing a client’s regulatory cover.• Performing Risk Assessments on new clients.• Assessing the effectiveness of each client’s AML framework.• Undertaking and leading onboarding calls to identify potential gaps within the client’s AML procedures and their practical implementation of these procedures.•… Show more • Responsible for onboarding Financial Institutions, Payment Institutions and complex Corporates in a myriad of industries and jurisdictions globally.• Reviewing and assessing a client’s regulatory cover.• Performing Risk Assessments on new clients.• Assessing the effectiveness of each client’s AML framework.• Undertaking and leading onboarding calls to identify potential gaps within the client’s AML procedures and their practical implementation of these procedures.• Carrying out Know-Your-Customer (KYC) and Know-Your-Business (KYB) checks.• Conducting KYC/KYB refreshes on existing clients.• Evaluating transactional activity of clients.• Proactively escalating urgent cases to the MLRO/DMLRO for further review.• Complete Compliance administration (such as keeping client records up to date).• Participate in regular reviews of departmental procedures and identify potential areas for improvement.• Work cross-departmentally to proactively identify and resolve any queries and complaints.• Keep up to date with current and future regulatory changes that affect the business and use this knowledge to proactively suggest improvements to compliance policies and procedures. Show less

Jersey

• Civilian investigator of financial crime situated within the Financial Intelligence Unit (FIU) of Jersey’s Joint Financial Crime Unit (JFCU). • Principally enhancing, developing and disseminating financial intelligence, be this in the form of a SAR, from another agency or other source.• This role involves the handling of both money laundering and terrorist financing intelligence.• This involves the writing of standard and enhanced intelligence reports for dissemination to other… Show more • Civilian investigator of financial crime situated within the Financial Intelligence Unit (FIU) of Jersey’s Joint Financial Crime Unit (JFCU). • Principally enhancing, developing and disseminating financial intelligence, be this in the form of a SAR, from another agency or other source.• This role involves the handling of both money laundering and terrorist financing intelligence.• This involves the writing of standard and enhanced intelligence reports for dissemination to other Egmont Group FIU’s around the world, other law enforcement agencies or local partners such as the Jersey Financial Services Commission. • This role involves writing complex reports for the Strategic Tripartite Group, which is where local agencies decide whether to progress a money laundering case or not. • Selected to provide intelligence grading cover and have spent numerous weeks grading all financial intelligence received by the unit during those periods. This also involves grading all Crystal Reports received from UKFIU.• Also selected to participate in the weekly Triage process, which involves reading and making notes on all SAR’s received by the unit, as well as recommending actions for case progression.• Preparation of policies and procedures for the FIU.• SC Security clearance vetted. Show less

Jersey

• Analysing internal SARs and deciding whether to submit an external SAR.• Dealing with a variety of requests for information including court orders from both the police and competent authorities through to completion.• Aiding all of the business in their interpretation of the relevant local AML/CFT legislation/regulation to ensure that policies and procedures are in line. • Running weekly clinics with the business to review high risk PEP clients, on boarding high risk clients and… Show more • Analysing internal SARs and deciding whether to submit an external SAR.• Dealing with a variety of requests for information including court orders from both the police and competent authorities through to completion.• Aiding all of the business in their interpretation of the relevant local AML/CFT legislation/regulation to ensure that policies and procedures are in line. • Running weekly clinics with the business to review high risk PEP clients, on boarding high risk clients and supporting any requests to deviate from policy where there might be a financial crime impact.• Reviewing daily batch screening matches through a PEP, adverse media, enforcement and sanctions lens.• Providing financial crime input specific to Jersey to any Barclays group projects in addition to assisting in the production of management information for the various Jersey and group committees and Boards. Show less

Jersey

• Role evolved from the initial daily handling of CDD/KYC queries and processing during the on boarding of customers to providing support to the management structure in implementing and developing forms and data control sheets for the CDD Team to use. • Created a new client risk assessment tool within Excel, the identifying of other risks in the client on boarding process and produced aide memoirs, condensing regulatory requirements. • Created registers and produced management… Show more • Role evolved from the initial daily handling of CDD/KYC queries and processing during the on boarding of customers to providing support to the management structure in implementing and developing forms and data control sheets for the CDD Team to use. • Created a new client risk assessment tool within Excel, the identifying of other risks in the client on boarding process and produced aide memoirs, condensing regulatory requirements. • Created registers and produced management information for board meetings, including the jurisdictional allocation of batch screening results at group level. • Provided AML/CFT induction training for new joiners at all levels.• Handled JFCU Liaison Notices. • Resolved Sanctions issues which involved liaising with specialists in this area.• Assisted with the adoption of adequate policies and procedures. • Assisted with the preparation of SAR submissions. Show less

Jersey

• Drafted Wills, day-to-day administration of local, UK and foreign estates.• Prepared Court documentation in order to obtain Jersey Grants of Probate.• Dealt with clients in person, on the telephone and by email.

Jersey

• Work placements taken within University holidays, have gained experience with all legal departments at Carey Olsen Jersey.

Jersey

• Part-time work in Café Revive whilst in full-time education.

International Diploma, Financial Crime Prevention, Merit

Gcse'S & A Level'S, A Levels - History, English Literature & French

Activities and Societies: Combined Cadet Force - RAF Secondary School

Partial Degree (Incomplete), Law (Llb)

LLB Law Degree Modules Passed: Constitutional and Administrative Law, Law of Torts, European Union Law 1, European Union Law 2.

International Advanced Certificate, Practical Customer Due Diligence, Distinction

Ica International Diploma In Financial Crime Prevention, Merit

Ica International Advanced Certificate In Practical Customer Due Diligence, Distinction