Harrison Chan Email & Phone Number

Canton, Ma, Us

● Primary job function was implementing and maintaining the Compliance Management Program● Oversaw the Bank’s internal audit program ensuring it fulfilled its independent review obligationsmandated by the Board of Directors and Audit Committee● Extensive knowledge in consumer protection laws and alphabet regulations including: ECOA (Reg. B),HMDA (Reg. C), FCRA (Reg. V), Flood Disaster Protection Act, CRA (Reg. BB), Loans to Insiders(Reg. O), TWA (Reg. W), Servicemembers Civil Relief Act/Military Lending Act (SCRA/MLA), Unfairor Deceptive Abusive Acts or Practices (UDAAP), Sales Practices, BSA/AML/FCPA/OFAC,Complaints Management, Code of Conduct/Personal Securities Transactions/Ethics● Responsible for the Bank’s annual online compliance training program● Reviewed marketing, operations, and website documentation for compliance risks● Served as the Bank’s Privacy Officer, Chair of the Compliance & Risk Management Committee,member of the IT Steering Committee and CRA Committee

New York, Ny, Us

Primary job function was planning and executing an annual schedule of Federal and State compliancereviews

Boston, Ma, Us

Basel, Baselstadt, Ch

• In conjuction with the CFO of Vaccines China and his team, prepared the 2013 Q3 budget update.• Performed operational audit work with Ernst and Young consultants contracted to improve internal controls.

New York, Ny, Us

• Performed operational audit work with claim departments including; Worker’s Compensation, Canadian Operations, and Bond Finance• Worked on a joint venture preparing Bond Finance walkthrough documentation for the company’s external auditor KPMG• Participated in forums with Corporate Finance executives including the Chief Auditor and CFO

Milwaukee, Wi, Us

• Developed a client base through personal networking, attaining referrals, and calling prospects• Conducted client meetings to learn about their financial needs and situation• Presented findings after performing a Personal Needs Analysis and made recommendations based on these findings to clients

Arlington, Texas, Us

Cold Stone Creamery:• Served as a cashier• Performed store opening and closing duties• General customer service representative for the entire park

Springfield, Ma, Us

• Assisted in teaching and developing Chinese language skills and cultural knowledge in a immersion program for elementary school students• Created and facilitated the hands-on activities and games supplementing classroom work• Prepared daily lesson plans with my assigned teacher and taught some classes• Conducted pre-assessments and post-assessments to measure progress• Participated in meetings with the teaching staff to discuss overall curriculum progress and future adjustments

Arlington, Texas, Us

Bachelor'S Of Science Degree, Corporate Finance And Accounting

High School Diploma