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Harold G. Chaffee, Cfa Email & Phone Number
Chief Compliance Officer
at
NewEdge Capital Group
1 work email found
@triad-advisors.com
3 phones found area 561 and 404
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Chief Compliance Officer
Location
Boca Raton, Florida, United States
Company size
Who is Harold G. Chaffee, Cfa? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Harold G. Chaffee, Cfa is listed as Chief Compliance Officer at NewEdge Capital Group, a company with 60 employees, based in Boca Raton, Florida, United States. AeroLeads shows a work email signal at triad-advisors.com, phone signal with area code 561, 404, and a matched LinkedIn profile for Harold G. Chaffee, Cfa.
Harold G. Chaffee, Cfa previously worked as Deputy Chief Compliance Officer at Osaic and Chief Compliance Officer - Triad Advisors at Osaic. Harold G. Chaffee, Cfa holds Bba, Finance from Florida Atlantic University.
Company email context
Email format at NewEdge Capital Group
This section adds company-level context without repeating Harold G. Chaffee, Cfa's masked contact details.
*@triad-advisors.com
68% confidence
AeroLeads found 1 current-domain work email signal for Harold G. Chaffee, Cfa. Compare company email patterns before reaching out.
Profile bio
About Harold G. Chaffee, Cfa
An experienced compliance professional with a proven history of establishing, implementing, and testing compliance policies and procedures for broker-dealers, investments advisers, and funds.
Listed skills include Broker Dealer Compliance, Investment Advisor Compliance, Securities Regulation, Risk Assessment, and 24 others.
Current workplace
Harold G. Chaffee, Cfa's current company
Company context helps verify the profile and gives searchers a useful next step.
Newedge Capital Group
16 roles · 33 years
Harold G. Chaffee, Cfa work experience
A career timeline built from the work history available for this profile.
Deputy Chief Compliance Officer
Oct 2023 - Oct 2024
Chief Compliance Officer - Triad Advisors
Jun 2022 - Oct 2024
Chief Compliance Officer - American Portfolios Advisors
Aug 2024 - Sep 2024
Chief Compliance Officer - Securities America
Nov 2021 - Aug 2024
Chief Compliance Officer
Triad Advisors
Jun 2022 - Oct 2024
Chief Compliance Officer For American Portfolios Advisors
Aug 2024 - Sep 2024
Chief Compliance Officer
Nov 2021 - Aug 2024
Managing Director, Chief Compliance Officer At National Securities Corporation
Develop, implement, and monitor the compliance program for the broker-dealer. Member of the firm's Risk, Hiring, Heightened Supervision, Product, and Commitment Committees.
Apr 2019 - Oct 2021
Managing Director, Chief Compliance Officer At National Asset Management, Inc.
Develop, implement, and monitor the compliance program for the investment adviser.
Aug 2018 - Oct 2021
Director Of Compliance Support Services
Renaissance Regulatory Services, Inc. (RRS) provides comprehensive compliance and operational consulting and outsourcing services to broker-dealers, investment advisers, hedge funds, investment companies, and banks.
2008 - 2018
~10 yrs
Vice President, Chief Compliance Officer
Triad Advisors, Inc.
Chief Compliance Officer responsible for design, implementation, and management of compliance program for an independent broker/dealer, investment advisor, and insurance agency with nearly 400 advisors.
2001 - 2008
~7 yrs
Capital Markets Specialist
Capital Markets Specialist responsible for the examination and ongoing surveillance of capital markets, trading, asset/liability management, and interest rate risk modeling in large southeastern financial institutions.
1999 - 2001
~2 yrs
Vice President, Compliance Officer
Jc Bradford & Co.
Compliance analyst for twenty-five retail branches (approximately 200 registered representatives) and the Research, Futures, and Retirement Services departments.
1997 - 1999
~2 yrs
Examiner
Conducted financial, operational, and sales practice examinations of broker/dealers to ensure compliance with NASD and SEC regulations.
1995 - 1997
~2 yrs
Staff Accountant, Manager
Securites Consultants, Inc.
Supervised and prepared financial statements and assessment reports for nearly 100 broker/dealer firms nationwide.
1993 - 1995
~2 yrs
1 education record
Harold G. Chaffee, Cfa education
-
Florida Atlantic University
FAQ
Frequently asked questions about Harold G. Chaffee, Cfa
Quick answers generated from the profile data available on this page.
What company does Harold G. Chaffee, Cfa work for?
Harold G. Chaffee, Cfa works for NewEdge Capital Group.
What is Harold G. Chaffee, Cfa's role at NewEdge Capital Group?
Harold G. Chaffee, Cfa is listed as Chief Compliance Officer at NewEdge Capital Group.
What is Harold G. Chaffee, Cfa's email address?
AeroLeads has found 1 work email signal at @triad-advisors.com for Harold G. Chaffee, Cfa at NewEdge Capital Group.
What is Harold G. Chaffee, Cfa's phone number?
AeroLeads has found 3 phone signal(s) with area code 561, 404 for Harold G. Chaffee, Cfa at NewEdge Capital Group.
Where is Harold G. Chaffee, Cfa based?
Harold G. Chaffee, Cfa is based in Boca Raton, Florida, United States while working with NewEdge Capital Group.
What companies has Harold G. Chaffee, Cfa worked for?
Harold G. Chaffee, Cfa has worked for Newedge Capital Group, Osaic, Triad Advisors, American Portfolios, and Securities America Inc..
How can I contact Harold G. Chaffee, Cfa?
You can use AeroLeads to view verified contact signals for Harold G. Chaffee, Cfa at NewEdge Capital Group, including work email, phone, and LinkedIn data when available.
What schools did Harold G. Chaffee, Cfa attend?
Harold G. Chaffee, Cfa holds Bba, Finance from Florida Atlantic University.
What skills is Harold G. Chaffee, Cfa known for?
Harold G. Chaffee, Cfa is listed with skills including Broker Dealer Compliance, Investment Advisor Compliance, Securities Regulation, Risk Assessment, Written Supervisory Procedures, Sec And Finra Mock Audits, Anti Money Laundering Reviews, and Registration Services.
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