Harsh M. Email & Phone Number

Greater Sydney Area

. Monitor transactional alerts generated by various detection systems · Looking at Politically Exposed Persons (PEPs) on a day to day basis without compromising the requirements of Global and PCB AML Policies· Review and ensure the company meets obligations in relation to AML/CTF Act· Analyse data from the customer and financial institutions to identify any fraudulent activity· Conducting Enhanced Due Diligence (EDD), creating new client case files and reporting to Head of Compliance any suspicious transactions

Sydney, Australia

• Preparation and implementing of SOA, asset and insurance transfers/withdrawals, as well as dealing with product providers to ensure completion of business.• Assessing the SOAs, Review Reports and Insurances to make sure that they are complaint as per the guidelines to mitigate the risks involved. • Regularly updating of workflows to onboard new clients and meet the ongoing administration needs of existing clients within agreed timeframes and in a proactive manner.• Managing of administration processes and the regular communication with relevant advisers and/or key internal stakeholders and Ensuring that client and provider information is accurately and compliantly recorded in the relevant business systems.

Sydney, Australia

• Responsibilities includes working in team and demonstrating excellent customer service skills. Moreover, learned to handle pressure during peak time that is, maintaining all the deliveries during Christmas which is the peak period of the year. • Prioritize the work according to the customer’s demand, and Giving attention to the details and coordinating with other members to complete the work efficiently and on time and improved learning from observation and accuracy in work.

Mumbai Area, India

• Responsible for recording and monitoring company’s transactions and helping directors to produce the report on company’s transactions. • Developed Decision making skills and improved technical skills. Also, learned how to make the daily and monthly budget. Demonstrated efficient problem-solving skills.• Client Communication and interaction on calls and via Emails and ensuring timely delivery of information about the products to the clients. Also, resolving their queries within 24 hours.

Master'S Degree, Banking And Finance

B.M.S, Finance, General

Education record