Christopher Rose

Christopher Rose Email and Phone Number

Capital Market and Alternatives Executive and Entrepreneur @
Christopher Rose's Location
New York City Metropolitan Area, United States, United States
Christopher Rose's Contact Details

Christopher Rose work email

Christopher Rose personal email

About Christopher Rose

Highly successful capital markets and alternative asset management executive with proven track record of managing complexity, executing global projects and building high performing organizations to deliver new businesses or functions. Proven track record of building relationships across all dimensions and geographies of large organizations, with large networks of asset managers and service providers and working with all major US and European regulatory agencies in advocacy and examinations.Strong entrepreneurial leadership experience launching businesses and building teams from the ground up in the capital markets, consulting and hedge fund spaces. Key member of team that grew a multi-manager hedge fund business from launch to $3bn in AUM in 27 months, grew a team of from 5 to 65 and completed a private offering for the firm at a market capitalization of $250 million.Expert in the assessment and integration of large change/growth programs across all dimensions of complex organizations. - Particular success in identifying and delivering solutions for both trading and buy-side businesses.- Able to rapidly review new regulation, identify the potential impacts across the business, risk, legal, finance and compliance and work with all parties to shape and then implement a solution.- Proven track record of working with regulators to understand concerns, explain approaches and minimize regulatory risk on an ongoing basis.- Deep experience in risk management from a market, credit and operational risk perspective Specialties: Capital Markets, Hedge Funds, Start ups, Managed Account Platforms, Operational Risk

Christopher Rose's Current Company Details
Self-employed

Self-Employed

Capital Market and Alternatives Executive and Entrepreneur
Christopher Rose Work Experience Details
  • Self-Employed
    Entrepreneur
    Self-Employed Apr 2023 - Present
    Taking a self-imposed break from leading global functions in the big bank space. Looking for new challenges.
  • Citi
    Global Head Of The Volcker Rule Office And Global Head Of The Frtb Programme At Citi
    Citi May 2019 - Jul 2023
    New York, New York, Us
    Head of the Volcker Rule Office with global responsibility for Citi's Volcker oversight function, reporting to the Board SMC, managing all aspects of Volcker conformance including definition of trading desks, desk mandates, market making and underwriting RENTD computation, RMH controls, Government and Agency controls, trading account controls and covered fund controls. Management of a global team of 45. Responsible for advocacy around changes to the Volcker Rule, active in Industry advocacy forums and Regulator discussions at staff and principal levels.Head of the regulatory change programme implementing FRTB globally. Overseeing the transition to historical, full revaluation VaR, development of new front to back risk and valuation infrastructure, analysis and implementation of the BCBS recommendations and implementing regulations. Working with a multidisciplinary team of trading, capital planning, quantititative analysts, risk managers, model analysts, risk reporting and IT teams. Responsible for Advocacy and interaction with the US, UK, EU and APAC regulators in the run up to implementation.
  • Citi
    Head Of The Volcker Rule Office
    Citi Dec 2014 - Jul 2023
    New York, New York, Us
    Head of the Volcker Rule Office, mandated by the firms Risk Management Committee to oversee the ongoing operation of Volcker program at Citi across all businesses globally. Led the development and management of the firm's scoping and structuring of activity against the Rule, Trading Mandate documentation to cover Volcker and Market Risk Capital, design and development of controls for Market Making (RENTD), Underwriting (RENTD), Risk Mitigating Hedging, Govt and Agency and other trading exemption and exclusion-related controls. Responsible for the Metrics aggregation and filing.Responsible for working with the business and control functions to enable new products and activities to be implemented as rapidly and flexibly as possible.Responsible for integration of controls with the existing functions and ongoing conduct and coordination of these controls including with Volcker Independent Testing. Particular responsibility for interfacing with Volcker regulators on an ongoing basis, addressing potential non-compliance issues and remediation. Acknowledged thought leader on analyzing changes in regulation with specific responsibility for assessment and implementation of Volcker 2.0 for Citi. Primary interface to the Trading Book risk management team, providing the analysis to Risk which drives the setting and revisions of Desk limits.Also responsible for development of Volcker Training within the Markets business.
  • Re-Define Europe
    Senior Fellow
    Re-Define Europe Mar 2009 - Jul 2023
    London, Gb
    Re-define is a think-tank of senior economists and though-leaders from the finance industry around the globe.
  • Kpmg Llp
    Management Consultant In The Alternative Asset Management And Capital Markets Space
    Kpmg Llp Dec 2010 - Dec 2014
    Director in KPMG Advisory group, specializing in transformation initiatives for the alternative asset management industry and capital markets industries. Sold and delivered multiple engagements for major international institutions on Volcker and AIFMD in the last 2 years (> $15 million in 2013/2014):- Deep expertise across all aspects of the fund management space, from legal structuring through risk management and operations to liquidation. - An acknowledge KPMG leader in defining and implementing change programmes with a particular focus on Volcker, Title VII and AIFMD. - Member of global AIFMD team with leadership role on transparency and the impact on US managers of alternative investment funds marketed in the EU. - Member of the core Volcker team with leadership role on interpretation of and implementation of all aspects of the Volcker requirements. - Hands on experience setting up and growing hedge fund organizations from seed capital to billion dollar multi-fund institutionally focused enterprises.
  • Noesis, Llc
    Founding Partner
    Noesis, Llc Apr 2009 - Dec 2013
    Informed Capital Management Strategies.Engineering proprietary solutions to deliver a unique suite of absolute return products with superior risk-adjusted performance.
  • Clear Lake Consulting
    Founder
    Clear Lake Consulting Jun 2006 - Dec 2010
    Operational Risk Consulting company with specific expertise in assisting investors with selection and implementation of managed account programs. Authored serveral articles on the topic of managed account platforms.http://www.finalternatives.com/node/8833
  • Richcourt
    Chief Operating Officer
    Richcourt Nov 2008 - Apr 2009
    Chief Operating Officer for Richcourt, a European-centric fund of funds business
  • Hf Access Llc
    Chief Operating Officer
    Hf Access Llc Sep 2006 - Mar 2008
    Chief Operating Officer for WR Group/HF Access LLC, a separately managed account platform services company serving large institutional clients of the hedge fund industry.
  • Plusfunds Group Inc.
    Chief Operating Officer
    Plusfunds Group Inc. Mar 2002 - Jul 2006
    Chief Operating Officer, Chief Technology Officer and Head of Product Development
  • Plusfunds.Com
    Chief Technology Officer
    Plusfunds.Com Jan 2000 - Mar 2002
    Chief Technology Officer.
  • Ernst& Young
    Senior Manager
    Ernst& Young 1999 - 1999
    London, Gb
  • Merrill Lynch
    Vice President
    Merrill Lynch 1997 - 1999
    New York, Ny, Us
    Global front office sales technology manager
  • Goldman Sachs
    Vice President
    Goldman Sachs 1994 - 1997
    New York, New York, Us
    Global front office sales and trading technology manager,
  • Jp Morgan
    Vice President
    Jp Morgan 1991 - 1994
    New York, Ny, Us
    Advanced technology management.
  • Accenture
    Manager
    Accenture Jun 1987 - Dec 1991
    Design and development of stock exchange and trading systems

Christopher Rose Skills

Hedge Funds Risk Management Asset Management Capital Markets Risk Assessment Portfolio Management Investments Financial Services Valuation Fixed Income Trading Fund Of Funds Private Equity Derivatives Due Diligence Equities Alternative Investments Asset Managment Strategy Technology Development Market Risk Program Management Leadership Mutual Funds Project Management Product Development Financial Modeling Financial Markets Enterprise Risk Management Business Process Improvement Emerging Markets Investment Management Restructuring Governance Trading Systems Commodity Management Consulting

Christopher Rose Education Details

  • University Of Oxford
    University Of Oxford
    Engineering Science

Frequently Asked Questions about Christopher Rose

What company does Christopher Rose work for?

Christopher Rose works for Self-Employed

What is Christopher Rose's role at the current company?

Christopher Rose's current role is Capital Market and Alternatives Executive and Entrepreneur.

What is Christopher Rose's email address?

Christopher Rose's email address is ch****@****oup.com

What schools did Christopher Rose attend?

Christopher Rose attended University Of Oxford.

What skills is Christopher Rose known for?

Christopher Rose has skills like Hedge Funds, Risk Management, Asset Management, Capital Markets, Risk Assessment, Portfolio Management, Investments, Financial Services, Valuation, Fixed Income, Trading, Fund Of Funds.

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