Heath John Email & Phone Number

Sydney, New South Wales, Australia

Sydney

Sydney, Australia

Reporting to Global CPC Projects ManagerDevelop strategy for line change initiatives and execute against this, providing transparent weekly/monthly reporting for operations and business managementDrive process change from strategic projects to ensure maximum benefit realised for operations groupsGeneration of capacity saves through tactical automation of existing processesManage life cycle of strategic projectsKey achievements:Automation of client segregation report for ASIC which generated capacity save of 0.2 FTE and control enhancementsImplementation of global strategic commission and fee tool in Asia PacImplementation of global trade allocations automation project in Asia Pac

Sydney

Reporting to Regional Head Listed Derivatives OperationsResponsibilities:Supervision of exchange memberships – ASX (ETO) and ASX24Supervision for trade capture and cash functions for the client facing entity in Asia pacific for Global futures clearing.Regulatory reporting (positions DBOR and Client fund segregation)Daily oversight of three teams, trade capture-reconciliations, cash and client middle officeResponsible executive of the ASX-ASICManagement of client segregated funds 3B AUD and interest improvement initiativesMonthly general ledger reconciliation and sign off for Sydney branch accountsKey achievements:Interest revenue opportunities. Driving Interest improvement of House and Client segregated funds on deposit, resulting in interest revenue 475,000 AUD in 2011 and 800,000 AUD in 2010.Automation listed derivatives treasury functions, saving 1fte and building a team focused on interest earning P&LCreating process and procedures for ASX electricity manual calendar option expiriesSupport platinum client on-boarding in tight timelines. 300 accounts and circa 60,000 lot position on European exchangesIdentifying staff with potential and writing appropriate development plans. This has culminated in 2 staff being promoted to AVPAttended client RFPs, speaking to Segregations of funds and position reportingIntegrated Talent Management Committee member 2012Passed ASX responsible executive exam (now ASIC)Implementation new market Taipei, futures clearing via CS Sydney branchDisaster recovery country lead Listed Derivatives Operations- BRP

Sydney, Australia

Reporting to Sydney clearing manager VPResponsibilities:Supervision of trade capture and t+1 operation tasks:Ensure all queries were dealt with in a timely and effective manner Sign off for daily exchange reconciliationsSign off for daily DBOR reportingMonitor expiring positions and deliverable contractsSign off on all Clearing month end tasksLiaising with Projects team for the life of any clearing project to ensure delivery to within expectationsReconciliation of monthly GL sign offSenior Team Member for listed derivative operations team:Supervision of 3 clearing staff2IC to Clearing ManagerAssist clearing manager in staff review processKey AchievementsImplementation new market TFEX (Thailand) futures clearing via CS Sydney branchDeployment of TOCOM (Japanese) clearing shift to Singapore 1 FTE

Sydney

Sydney