Heather Lamont

Heather Lamont Email and Phone Number

Director of Compliance, Retail Advice and Solutions @ Sun Life
Canada
Heather Lamont's Location
Canada, Canada
Heather Lamont's Contact Details

Heather Lamont work email

Heather Lamont personal email

n/a
About Heather Lamont

Heather Lamont is a Director of Compliance, Retail Advice and Solutions at Sun Life.

Heather Lamont's Current Company Details
Sun Life

Sun Life

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Director of Compliance, Retail Advice and Solutions
Canada
Heather Lamont Work Experience Details
  • Sun Life
    Director Of Compliance, Retail Advice And Solutions
    Sun Life
    Canada
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  • Sun Life
    Director Of Compliance, Retail Advice And Solutions
    Sun Life Nov 2023 - Present
    Toronto, Ontario, Canada
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  • Sun Life Financial
    Director Of Compliance, Client Solutions
    Sun Life Financial Mar 2019 - Nov 2023
    Toronto, Ontario, Canada
    Leads a team responsible for providing independent compliance oversight, guidance and support to the Client Solutions (CS) business for Sun Life Financial Canada. Client Solutions encompasses distinct market segments that span individual and group products, distributed through the call centre representatives and through online channels.
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  • Sun Life Financial
    Director Of Compliance, Canada
    Sun Life Financial Nov 2018 - Mar 2019
    Toronto, Canada Area
    - Conducted an analysis of new legislation to promote the Fair Treatment of Clients in related financial services industries, highlighting the potential impact to Sun Life Financial Canada business units. - Assisted the Individual and Wealth Management Compliance team with a review of current processes with recommended changes to segregated fund complaint handling procedures and regulatory reporting.
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  • Rbc Capital Markets
    Compliance Director, Enterprise Initiatives
    Rbc Capital Markets Mar 2015 - 2017
    Toronto, Canada
    Responsible for managing RBC’s enterprise conflicts of interest policies including information barriers, personal trading and outside activities policies and procedures, to ensure regulatory and reputational risks were appropriately managed.
  • Rbc Capital Markets
    Associate Director Of Compliance
    Rbc Capital Markets 2014 - Mar 2015
    Toronto, Canada
    Responsible for updates to, and the administration of the RBC enterprise conflicts of interest policies including information barriers, personal trading and outside activities policies and procedures, coordinated with Business Unit Compliance teams globally to ensure adherence to the policies.
  • Rbc Wealth Management Financial Services Inc.
    Chief Compliance Officer
    Rbc Wealth Management Financial Services Inc. 2010 - 2014
    Toronto, Canada Area
    Responsible for providing overall strategic direction, leadership and oversight for compliance and regulatory matters for RBC Wealth Management Financial Services (RBC WM FS), the insurance subsidiary of RBC Dominion Securities Inc. Responsible for the design, development and on-going maintenance of all internal compliance policies and guides required for RBC WM FS and RBC Wealth Management Services (Financial Planning Team).Primary contact and advisor to RBC WM FS senior management, serving as subject matter expert within RBC DS for insurance and financial planning matters
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  • Rbc Dominion Securities
    Compliance Manager
    Rbc Dominion Securities 2007 - 2010
    Toronto, Canada Area
    Provided compliance support to RBC Dominion Securities Inc. business units for new initiatives and on-going advisory support. Communicated regulatory updates to business leaders, developed and implemented new policies for advisors, supervisors, and members of the compliance advisor team.
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  • Rbc Wealth Management
    Segregated Fund Specialist
    Rbc Wealth Management 2004 - 2007
    Toronto, Canada Area
    Responsible for the promotion of segregated funds to advisors through web casts, creation of information articles, branch presentations, and the participation in advisor training programs.Subject matter expert for all RBC Dominion Securities' functional units for segregated fund related matters.
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Heather Lamont Education Details

Frequently Asked Questions about Heather Lamont

What company does Heather Lamont work for?

Heather Lamont works for Sun Life

What is Heather Lamont's role at the current company?

Heather Lamont's current role is Director of Compliance, Retail Advice and Solutions.

What is Heather Lamont's email address?

Heather Lamont's email address is he****@****ife.com

What schools did Heather Lamont attend?

Heather Lamont attended Ryerson University.

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