Heather Lewis

Heather Lewis Email and Phone Number

Chief Compliance Officer @ Sunstone Management
long beach, california, united states
Heather Lewis's Location
Irvine, California, United States, United States
Heather Lewis's Contact Details
About Heather Lewis

Heather Lewis is a Chief Compliance Officer at Sunstone Management. She possess expertise in securities, derivatives, analysis, investments, finance and 8 more skills.

Heather Lewis's Current Company Details
Sunstone Management

Sunstone Management

View
Chief Compliance Officer
long beach, california, united states
Website:
sunstoneinvestment.com
Employees:
10
Heather Lewis Work Experience Details
  • Sunstone Management
    Chief Compliance Officer
    Sunstone Management Jan 2024 - Present
    View
  • Kairos Investment Management Company
    Chief Compliance Officer
    Kairos Investment Management Company Mar 2022 - Jan 2024
    View
  • Avanath Capital Management, Llc
    Sec Compliance Manager
    Avanath Capital Management, Llc Dec 2019 - Feb 2022
    Irvine, Ca
    View
  • Altegris
    Compliance Supervisor
    Altegris Nov 2017 - Dec 2019
    La Jolla
    View
  • Meketa Investment Group
    Investment Banking Analyst
    Meketa Investment Group Oct 2016 - Nov 2017
    Carlsbad, Ca
    View
  • Pimco
    Compliance Analyst
    Pimco Sep 2015 - Oct 2016
    Newport Beach, Ca
    Manage/create rules within the in house proprietary compliance management environmentAnalyze and implement Investment Guidelines, Investment Management Agreements, and Investment Policy StatementsStrong working knowledge of Fixed Income Markets/Products including Derivatives Implement Compliance and Legal/Regulatory practices Consult with clients and partners for product and delivery improvementsInteract with Account Managers to meet client expectationsWork with various teams across the firm to respond to client inquiries Participate in automation-related and guideline-review projects Apply advanced knowledge of MS Excel for monthly benchmark updates Apply effective verbal and written communication skills for Crossing Team Training Presentations Apply excellent attention to detail and strong problem solving skills to might tight deadlines
    View
  • Northern Trust Corporation
    Investment Compliance Consultant
    Northern Trust Corporation Aug 2013 - Sep 2015
    Greater Chicago Area
    Responsible for working with the various compliance systems and services to help clients monitor their manager's investment guidelines. Consults with clients and partners for product and delivery improvements. Participates in the development and implementation of new compliance analysis products for clients. Provides consulting expertise by leading marketing and sales support efforts for clients and internal partners. Reviews client investment guidelines. Sets up guidelines on the compliance system and test guidelines to ensure desired output is obtained. Train clients on the use of the compliance system. Review all triggered messages from compliance system notifying the client of violations and in some cases determining with client the necessary action to resolve the violation. Prepares periodic reports and participates in meetings to review and discuss details of report. Develops a strong understanding of the unique monitoring requirements of clients. Develops custom reporting solutions for clients using automated system.
    View
  • Northern Trust
    Investment Performance Analyst-Officer
    Northern Trust Sep 2008 - Aug 2013
    Assist in the preparation of client reports and presentations.Obtain client data from partners in operations to ensure the accuracy and timeliness of all information provided to clients.Complete rate of return and discrepancy analysis.Prepare and improve PC based client reports and with investment return analysis.Set up accounts, monitors, and assures quality of data for clients and partners.Interprets business periodicals in order to recognize and understand current market environments.Develops and completes projects in designated areas of expertise.Interfaces with clients and investment manager to determine the service requirement of assigned clients.Uses analytical finance skills and understanding of investment vehicles to resolve inquiries regarding return discrepancies and the accuracy of reported data.
    View
  • Northern Trust
    Derivatives Analyst
    Northern Trust Aug 2006 - Sep 2008
    Ensure daily receipt of all investment manager and client derivative instructions and broker statements.Manage a varied assignment of work including but not limited to ensuring derivative instruments are accurately accounted for and correctly recorded.Review and ensure premium charges are paid and received; pledged collateral is received via a commitment letter.Reconcile all variation margin payments to investment manager’s instructions and broker’s positions and cash.Review and ensure all short sell transactions are accurately reflected on IMS and Fundmaster with corresponding cash movements being paid and received on a daily basis.Resolve discrepancies and exceptions regarding trade and cash breaks form internal and external partners.Perform daily matching of cash receivables to control accounts ensuring cash exceptions are resolved in appropriate timeframes.Validated collateral positions (cash and securities) to broker positions.Work with investment managers, brokers, and internal partners to resolve inquiries and complex problems.
    View

Heather Lewis Skills

Securities Derivatives Analysis Investments Finance Mutual Funds Portfolio Management Trading Fixed Income Equities Bloomberg Financial Analysis Asset Management

Heather Lewis Education Details

Frequently Asked Questions about Heather Lewis

What company does Heather Lewis work for?

Heather Lewis works for Sunstone Management

What is Heather Lewis's role at the current company?

Heather Lewis's current role is Chief Compliance Officer.

What is Heather Lewis's email address?

Heather Lewis's email address is hs****@****msn.com

What is Heather Lewis's direct phone number?

Heather Lewis's direct phone number is +131234*****

What schools did Heather Lewis attend?

Heather Lewis attended Depaul University.

What are some of Heather Lewis's interests?

Heather Lewis has interest in Christianity, Exercise, Investing, Electronics, Home Improvement, Reading, Music, Sports, Family Values, Travel.

What skills is Heather Lewis known for?

Heather Lewis has skills like Securities, Derivatives, Analysis, Investments, Finance, Mutual Funds, Portfolio Management, Trading, Fixed Income, Equities, Bloomberg, Financial Analysis.

Who are Heather Lewis's colleagues?

Heather Lewis's colleagues are Alice Liu, Harry Saltzgaver, Angie Zuo, Ibrahim Ahmed, Jessica Dela Rosa, Michelle Cahill (Kuta), Sandy Sun.

Not the Heather Lewis you were looking for?

View similar profiles

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.