Heidi Gaussen Email & Phone Number

Melbourne, Vic, Au

Melbourne, Victoria, Australia

Conduct & Culture | Governance | Compliance | Risk Management

Melbourne, Australia

Manage regulatory changes across the NAB Group including associated regulatory interactions. During this time also led NAB's APRA Regulatory Affairs team and worked with the Conduct Risk team to develop Enterprise reporting and a roadmap

Melbourne, Australia

Program delivery and oversight of European regulatory reforms impacting ANZ globally. Particular focus on project risk management, operational readiness, change management, training, front office behavioural impacts and internal communication with senior executives.

Melbourne, Australia

Managed the Bank’s regulatory risk by facilitating a positive and sustainable relationship with ANZ’s primary prudential regulator, APRA. Identified, prioritised and managed regulatory changes impacting ANZ. Reported to Chief Compliance Officer. Ran APRA reviews, released deep dive thematic reviews and regular reviews of key regulatory issues impacting the financial services industry. Developed and implemented a governance process for regulatory project funding globally.

Sydney, Australia

Lead Compliance team and project streams to ensure ANZ's compliance with G20 derivatives markets reforms globally, including US Dodd Frank, European EMIR and Australian reforms. Liaison point with Government (RBA, APRA, ASIC, Treasury) and industry stakeholders (ABA, AFMA, ISDA) on key issues - timing of regulatory changes, cross-border implications, substituted compliance and managing competing legal obligations. Included rule interpretation, traceability, requirements gathering and solution… Show more Lead Compliance team and project streams to ensure ANZ's compliance with G20 derivatives markets reforms globally, including US Dodd Frank, European EMIR and Australian reforms. Liaison point with Government (RBA, APRA, ASIC, Treasury) and industry stakeholders (ABA, AFMA, ISDA) on key issues - timing of regulatory changes, cross-border implications, substituted compliance and managing competing legal obligations. Included rule interpretation, traceability, requirements gathering and solution design and delivery. Show less

Sydney, Australia

Advised CEO, management and Board on regulatory developments and regulatory implications of business strategy. Set policy direction for ASX external submissions; ASX listing rules and market rules. Managed ASX listing rule (including capital raising), operating rule and financial markets ‘business as usual’ regulatory policy development. Represented ASX on ASX Corporate Governance Council and Industry Liaison Committees and led the development of the 2nd edition of the Council’s Principles and… Show more Advised CEO, management and Board on regulatory developments and regulatory implications of business strategy. Set policy direction for ASX external submissions; ASX listing rules and market rules. Managed ASX listing rule (including capital raising), operating rule and financial markets ‘business as usual’ regulatory policy development. Represented ASX on ASX Corporate Governance Council and Industry Liaison Committees and led the development of the 2nd edition of the Council’s Principles and Recommendations. Reported to Deputy-CEO and Executive General Manager Regulatory and Public Policy. Show less

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