Hellen Scott Email & Phone Number

City Of London, England, United Kingdom

London, United Kingdom

Potters Bar, England, United Kingdom

• A role covering a variety of regulatory activities.
• Developing an internal reporting framework to include the production and co-ordination of regulatory MI to enable regulatory risks to be identified, analysed, monitored and reported to relevant stakeholders, including.
• Assisting with the annual compliance risk assessment planning exercise and reviews as required.
• Managing regulatory reporting/notifications to the firm’s primary Regulators.
• Managing the review, annual attestation and approval of regulatory compliance owned Policies to ensure continued compliance with regulatory requirements.
• Leading the delivery of the PRA Senior Insurance Managers Regime and the FCA Approved Persons Regime regulatory application process.

Potters Bar, England, United Kingdom

Conducting regulatory compliance monitoring reviews of internal processes and controls to assess adherence with regulatory requirements.

Potters Bar, England, United Kingdom

Reviewing regulatory consultations and policy statements to assess the impact on the Businesses within the firm, including the provision of guidance on new requirements and changes to existing.

Potters Bar, England, United Kingdom

Oversight of regulatory requirements regarding the pensions review and providing guidance to senior management.

London, England, United Kingdom

Producing regulatory MI for senior management on day to day regulatory compliance activities, undertaking daily Front Office compliance activity and the design and management of the financial promotions and communications approval process.

Potters Bar, England, United Kingdom

Conducting regulatory compliance monitoring reviews of internal processes and controls to assess adherence with regulatory requirements.

London, England, United Kingdom

Compliance Manager – Conducting regulatory compliance monitoring reviews of internal processes and controls to assess adherence with regulatory requirements.

London, England, United Kingdom

Assistant New Business Manager – managing a team for processing new business applications, underwriting requirements and policy issue.