AML Analyst

• Equity and Derivatives trading: provide trading advice to the assigned bouquet of clientele, understand their financial objectives and requirements and guide them accordingly by effectively collaborating with the research team, placing trades on the company’s trading portal on client’s behalf with appropriate trade confirmations and compliance.• Customer Service in Dealings and Indian Stock Market: understand client’s queries and provide quick and easy solutions, manage escalations and… Show more • Equity and Derivatives trading: provide trading advice to the assigned bouquet of clientele, understand their financial objectives and requirements and guide them accordingly by effectively collaborating with the research team, placing trades on the company’s trading portal on client’s behalf with appropriate trade confirmations and compliance.• Customer Service in Dealings and Indian Stock Market: understand client’s queries and provide quick and easy solutions, manage escalations and coordinate with the back office for immediate closure, maintain regulatory controls, review and update KYC time to time, respond to AML alerts, • Catering to client needs and servicing with investment and trading strategies: understanding the mindset of clients and catering to them, accordingly; providing wide array of financial products like equity SIPs, auto investment functions, intraday trading, online trading software-based services, risk management with regards to margin requirements and suitability. Show less

• Research on Capital Markets: Understand basic concepts and components of Indian Capital markets, in depth study of various industries and their top performing companies like Reliance industries, Asian paints Ltd, Colgate Palmolive Ltd, etc.• Functioning on Trading Platform – ODIN: Learn how to operate different trading portals and their functions, placing trades on stock markets, and other supporting tools on such portals.• Managing account compliance of clients: Review and document… Show more • Research on Capital Markets: Understand basic concepts and components of Indian Capital markets, in depth study of various industries and their top performing companies like Reliance industries, Asian paints Ltd, Colgate Palmolive Ltd, etc.• Functioning on Trading Platform – ODIN: Learn how to operate different trading portals and their functions, placing trades on stock markets, and other supporting tools on such portals.• Managing account compliance of clients: Review and document KYC details and update them into the system from time to time, keep track of regulatory requirements and inform the clients about the same, report margin requirements and inform the clients about margin shortage as per the guidance from risk management team Show less