Himanshu Shetty Email and Phone Number

Overall 8 years of work experience in variouscapacities and am presently designated as a Manager. My key roles involve performing quality assurance checks in line with the firm's policies & procedures oversight/quality assurance of the work done by the team members; overseeing surveillance activities for global markets generated through SMARTS, BOXI, and RCM; providing oversight based on identification, assessment, monitoring, risk exposure remediation, and reporting of the business's risk exposure ensuring regulatory compliance and strengthening control processes.Regularly, I monitor risk assessments and the adequacy & effectiveness of the control environment: coordinating with the Risk Management, Compliance, and Audit teams and members of the business line team for the timely completion of risk-related deliverables and issue resolution; supporting stakeholders to actively identify, raise and mitigate potential compliance, control, or reputational issues.Also, I closely work with appropriate teams for formulating procedures, controls, and change management to ensure proper governance and controls exist; partner with the on-shore team and IT teams to discuss BRDs & ensure completion of UAT. Managing relationships with stakeholders; facilitating compliance walkthroughs and parameters review;Generating reports; collaborating with senior management for new projects and enhancing the processes.Over four years of work experience in variouscapacities, which include management, administration, financial products and customer service. Worked constantly with a team of professionals and have experienced what it takes to work in a "Team Environment".Worked in different Reference Data Management roles including legal entity creation, account creation, paper confirm suppressions, settlement instructions, Client & employee entitlements and transaction reporting related to Legal Entity Indicators.Managing team with average employee strength of5.Over 3 years of experience in the Investment Banking middle office team in the Fixed Income Derivatives (FX) retrievals team in Mumbai. Successfully transitioned functions across locations. Worked closely with Taiwanese/Wealth Management Clients, Middle office (Trade Support Group, Sales Assistance & Drafting Group), Front Office (Sales / Traders) and other Derivative Operations teams across regions.ExperienceMorgan Stanley Advantage