Sourav G Email & Phone Number

Mumbai, Maharashtra, India

Goregaon, Maharashtra

The core duties encompassed the execution of risk-centric inquiries through a diverse array of third-party platforms, encompassing the likes of (but not limited to) WorldCheck, RDC, Westlaw, Lexis-Nexis, and Factiva. The objective entailed the discernment of unfavorable information pertaining to individuals and entities, with the subsequent amalgamation of findings into a comprehensive report.

Thane, Maharashtra

The principal obligations encompassed executing risk-oriented inquiries pertaining to governance and compliance concerning both individuals and business entities. Moreover, the duties entailed the execution of investigations utilizing diverse third-party platforms, namely Worldcheck and Lexis-Nexis, with the aim of ascertaining mortgages, liens, civil and criminal litigation, property registers, employment histories, and adverse data pertinent to the individuals and entities in question, subsequently consolidating the acquired findings into a comprehensive report

Thane

Primary responsibilities encompassed conducting comprehensive investigations into Clients and Prospects, entailing the meticulous exploration of their Board of Directors and Shareholders. Subsequently, performing meticulous KYC (Know Your Customer), Sanctions, and AML (Anti-Money Laundering) screenings constituted a crucial facet of the role. Additionally, the obligations entailed liaising with the group compliance team to escalate profiles of customers that raised concerns, soliciting their endorsement, and delivering KYC Approvals to business units, enabling the commencement of business transactions. Proficiency in leveraging risk-relevant databases, including World-Check, Regulatory Data Corp (RDC), and Duns and Bradstreet, was also demonstrated. Furthermore, duties encompassed the cleansing and configuration of client data within Microsoft Dynamics, ensuring the integrity of interactions with Clients/Prospects in accordance with registered names and accurate addresses obtained from relevant government registries.

Mumbai Area, India

Primary duties involved addressing the requirements of high-net-worth individuals and Classic clients, assisting them in crafting their investment portfolios. Additionally, my responsibilities encompassed verifying customer documentation and conducting physical checks to ensure compliance with KYC and AML protocols.