Wyman Li Email and Phone Number

Transaction Monitoring Team include:1. Reviewing and analyzing monthly AML transaction alerts2. Preparing Requests for Information (RFIs) and Suspicious Transaction Reports (STRs) as needed3. Collaborating with other teams to ensure proper reporting and escalation of potential issues

1. Coordinated meeting logistics to deliver shareholder meetings and managed the logistics of over 100 annual shareholder meetings2. Set up the system for online registration and voting, implemented an advanced online registration and secure e-voting system that serviced over 10,000 shareholders across different companies.3. Provided administration services for listed companies like HSBC, Tencent, and MTR, and supported high- profile companies in maintaining regulatory compliance and enhancing shareholder communication

1. Performed excellently in the case competition with a demonstration of exceptional analytical andpresentation skills in a competitive case competition focused on strategic business solutions;2. Developed and presented over 5 comprehensive financial proposals for a single client based on thescenario. These proposals contributed to a 10% increase in client acquisition for the firm and reflected a 90% satisfaction rate with the clarity and thoroughness of the financial strategies;3. Assisted in portfolio management and KYC by updating changes in investment positions across 5+ accounts and actively managed the reallocation and rebalancing of investment portfolios