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Heather Neubauer Email & Phone Number

Compliance Analyst at Carson Group
Location: Omaha, Nebraska, United States 7 work roles 2 schools
1 work email found @schwab.com 1 phone found area 515 LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 1 phone

Work email h****@schwab.com
Direct phone (515) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
Role
Compliance Analyst
Location
Omaha, Nebraska, United States
Company size

Who is Heather Neubauer? Overview

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Quick answer

Heather Neubauer is listed as Compliance Analyst at Carson Group, a company with 150 employees, based in Omaha, Nebraska, United States. AeroLeads shows a work email signal at schwab.com, phone signal with area code 515, and a matched LinkedIn profile for Heather Neubauer.

Heather Neubauer previously worked as Operations Systems Support Manager at Charles Schwab and Advertising Principal at Securities America Inc.. Heather Neubauer holds Bachelor Of Applied Science (B.A.Sc.), Marketing/Marketing Management, General from Bellevue University.

Company email context

Email format at Carson Group

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{first}.{last}@schwab.com
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AeroLeads found 1 current-domain work email signal for Heather Neubauer. Compare company email patterns before reaching out.

Profile bio

About Heather Neubauer

Accomplished and detail-oriented professional with experience using technology and risk management skills to ensure company and client objectives are met within the retail and advisory financial services industries. With a degree in marketing management, graphic design, and a strong information technology background, bringing a customer focused approach to online engagements and transactions. Always looking at process improvement while keeping the client’s best interest in mind.FINRA Series 7, 24 NASAA Series 63

Listed skills include Customer Service, Social Media, Microsoft Office, Leadership, and 46 others.

Current workplace

Heather Neubauer's current company

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Carson Group
Carson Group
Compliance Analyst
omaha, nebraska, united states
Website
Employees
150
AeroLeads page
7 roles

Heather Neubauer work experience

A career timeline built from the work history available for this profile.

Compliance Analyst

Current

Omaha Metropolitan Area

The postings on this site are my own and do not necessarily reflect the views of Carson Group Holdings LLC.

Jan 2024 - Present

Operations Systems Support Manager

Omaha Metropolitan Area

  • Communicated action plan progress to multiple levels of management via organization-wide messaging systems. Followed up on incidents to ensure the root cause was identified and relevant to long term solutions. Managed.
  • Developed and trained Associates on how to address and resolve technology and business issues to ensure seamless system availability.
  • Worked with minimal direction, often on topics of ambiguity.
  • Strong understanding of business impacts for overnight operations processing and strong decision-making skills to determine when it is necessary to wake business partner leadership members.
  • Communicate overnight processing updates to all business teams and leadership.
Nov 2021 - Jan 2024

Advertising Principal

Greater Omaha Area

  • Reviewed content of all marketing materials used by independent financial advisors to verify alignment with industry regulations and company policies.
  • Support independent financial advisors and internal employees with compliance and marketing related inquiries.
  • Utilized best judgement to minimize risk to firm through any statements made in advertising and communications materials by rejecting or altering submissions as needed.
  • Review and run regulatory reports to assist with SEC and FINRA audit requests.
Nov 2017 - Nov 2021

Rep Technology

Greater Omaha Area

Supported registered representatives and internal employees with technology issues. Responded to calls and emails in a timely manner, while working on a team comprised of individuals with specialized skills.* Onboarded new employees and registered representatives; set up computers, email, and mobile devices.* Identified and troubleshooted technical issues.

Aug 2016 - Nov 2017

Social Media Marketing Coordinator

108th And Fort, Omaha NE

  • Built and maintained the stores Facebook and Twitter pages, designed weekly and daily posts of relevant industry news, information, highlighted new products, and upcoming company events.
  • Created and advised on content for all store specific marketing campaigns and events, including paid boosted campaigns.
  • Researched and created content for products which included videos, write-ups, and photos in conjunction with the team dietitian.
  • Worked with all departments at the store to resolve customer issues, inquiries and to provide the best service to our customers.
  • Developed influencer relations through consistent, engaging social interactions.
Jun 2013 - Oct 2018

Social Media Medical Recruiter

Aureus Nursing

Greater Omaha Area

  • Sourced and qualified candidates from social media platforms with expertise on Facebook, LinkedIn, Twitter, and Instagram platforms. Consulted candidates throughout their job search to pitch jobs and pay packages.
  • Mentored and trained new hires to the team.
  • Collaborated with marketing team on social media content to be created and posted to communicate key objectives and brand strategies for company pages and groups.
Oct 2015 - Aug 2016

Social Media Response Analyst

Greater Omaha Area

*I assist client with computer troubleshooting* Handled all client and internal employee calls and emails in a timelymanner, while working on a team comprised of individuals withspecialized skills.*Managed team budget*Created and updated Technology Support new hire training and trainednew hires*Recognized technical issues with troubleshooting and submitted.

Sep 2007 - Oct 2015
Team & coworkers

Colleagues at Carson Group

Other employees you can reach at carsongroup.com. View company contacts for 150 employees →

2 education records

Heather Neubauer education

Bachelor Of Applied Science (B.A.Sc.), Marketing/Marketing Management, General

Activities and Societies: Dean's List

Associate Of Arts And Sciences - Aas, Animation, Interactive Technology, Video Graphics And Special Effects

Activities and Societies: Dean's List Phi Theta Kappa

FAQ

Frequently asked questions about Heather Neubauer

Quick answers generated from the profile data available on this page.

What company does Heather Neubauer work for?

Heather Neubauer works for Carson Group.

What is Heather Neubauer's role at Carson Group?

Heather Neubauer is listed as Compliance Analyst at Carson Group.

What is Heather Neubauer's email address?

AeroLeads has found 1 work email signal at @schwab.com for Heather Neubauer at Carson Group.

What is Heather Neubauer's phone number?

AeroLeads has found 1 phone signal(s) with area code 515 for Heather Neubauer at Carson Group.

Where is Heather Neubauer based?

Heather Neubauer is based in Omaha, Nebraska, United States while working with Carson Group.

What companies has Heather Neubauer worked for?

Heather Neubauer has worked for Carson Group, Charles Schwab, Securities America Inc., Hy-Vee, and Aureus Nursing.

Who are Heather Neubauer's colleagues at Carson Group?

Heather Neubauer's colleagues at Carson Group include Michael Wieger, Jd, Peter Hoerber, Derrick Shim, Thomas Fridrich, and Jane Markie.

How can I contact Heather Neubauer?

You can use AeroLeads to view verified contact signals for Heather Neubauer at Carson Group, including work email, phone, and LinkedIn data when available.

What schools did Heather Neubauer attend?

Heather Neubauer holds Bachelor Of Applied Science (B.A.Sc.), Marketing/Marketing Management, General from Bellevue University.

What skills is Heather Neubauer known for?

Heather Neubauer is listed with skills including Customer Service, Social Media, Microsoft Office, Leadership, Social Media Marketing, Time Management, Marketing, and Communication.

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