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Banking Regulation, Mutual Fund Regulation, Dodd-Frank, Swaps & Derivatives Regulation, European Market Infrastructure Regulation (EMIR), Volcker Rule, Know Your Customer (KYC), Anti-Money Laundering / Countering Finance of Terrorism (AML / CFT), and Office of Foreign Asset Control (OFAC) economic sanctions, Bank Secrecy Act (BSA), Federal Deposit Insurance Corporation (FDIC) and New York State Department of Financial Services (NYSDFS) Regulations, 1933 Act, 1934 Act, 1940 Act, Employee Retirement Income Security Act (ERISA). Sheshunoff Certified BSA Officer. Bar Admissions: New York, New Jersey and Massachusetts.
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Principal, Senior CounselNepc, Llc Dec 2024 - PresentBoston, Massachusetts, Us -
Senior CounselNepc, Llc Mar 2023 - PresentBoston, Massachusetts, Us -
CounselNepc, Llc Sep 2020 - PresentBoston, Massachusetts, Us -
Associate CounselNepc, Llc Oct 2019 - PresentBoston, Massachusetts, Us -
Investor Services CounselBrown Brothers Harriman Sep 2016 - Oct 2019New York, Ny, Us -
Vice President & CounselBny Mellon Jun 2015 - Sep 2016New York, Ny, UsMutual Funds, Closed-End Funds and ETFs -
Attorney At Ameriprise FinancialAxiom Nov 2014 - Jun 2015New York, Ny, Us -
Attorney At Legg Mason Investment CounselAxiom Mar 2014 - Nov 2014New York, Ny, Us -
Assistant Vice President & Assistant Compliance Officer, Legal & Compliance DepartmentMizuho Jan 2012 - Dec 2013Tokyo, Japan, Jp -
Legal & ComplianceLyxor Asset Management Nov 2010 - Dec 2011Paris - La Défense Cedex, Fr -
Legal ExternFinancial Industry Regulatory Authority May 2009 - Sep 2009Washington, District Of Columbia, Us -
Judicial Intern To The Honorable Arthur M. SchackSupreme Court Of New York - Kings County May 2008 - Sep 2008
Linda Hoffman Education Details
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Benjamin N. Cardozo School Of Law, Yeshiva UniversityJuris Doctor (J.D.) -
University Of MiamiPolitical Science
Frequently Asked Questions about Linda Hoffman
What company does Linda Hoffman work for?
Linda Hoffman works for Nepc, Llc
What is Linda Hoffman's role at the current company?
Linda Hoffman's current role is Principal, Senior Counsel at NEPC, LLC.
What is Linda Hoffman's email address?
Linda Hoffman's email address is lr****@****hoo.com
What is Linda Hoffman's direct phone number?
Linda Hoffman's direct phone number is +178631*****
What schools did Linda Hoffman attend?
Linda Hoffman attended Benjamin N. Cardozo School Of Law, Yeshiva University, University Of Miami.
What are some of Linda Hoffman's interests?
Linda Hoffman has interest in Photograph, Boating, Exercise, Investing, Outdoors, Sweepstakes, Electronics, Home Improvement, Reading, Music.
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