Howard Sullivan Email and Phone Number
Howard Sullivan work email
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Howard Sullivan personal email
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Experienced chief legal and compliance officer with law firm and in-house expertise in New York and Hong Kong providing transactional, operational, legal and regulatory compliance advice to US and European private investment fund advisers and to US broker-dealers. Extensive start-up experience. Expertise in global fund structuring including private credit funds and CLOs, and establishing foreign investment management subsidiaries. Licensed attorney in New York and qualified solicitor in England & Wales.Specialties: US and EU private fund and CLO transactions, including structuring, formation, marketing and international regulatory compliance, opportunistic credit investing, loan trading, claims trading and private equity investing. Counterparty, technology and vendor contract negotiation and review, corporate governance, emerging markets transactions, structured products, and bankruptcy. Investment Advisers Act, ESG/SFDR, ERISA, BHCA and securities laws, anti-money laundering, FCPA. Asia and EU regional expertise. FINRA Series 7, 24 and 63 licensed. Experienced as management company director and fund director authorized and regulated by Irish Central Bank. Proficient in Mandarin Chinese.Previously served as an attorney with US law firms in New York, Hong Kong and Shanghai.
Manulife Investment Management
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Managing Director And Assistant Chief Counsel, Private MarketsManulife Investment ManagementNew York, Ny, Us
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Managing Director & Assistant Chief Counsel, Private MarketsManulife Investment Management 2021 - PresentToronto, Ontario, CaChief Legal Officer, Manulife Investment Management Private Markets (US), LLC -
General Counsel, Chief Compliance Officer, Coo And European Fund Board MemberCredit Value Partners Llc 2010 - 2021Greenwich, Connecticut, UsGeneral Counsel, CCO, COO and Member, Board of Directors of European private credit funds. Responsible for:• managing legal and operational issues arising in strategic transactions • developing and implementing regulatory compliance program• structuring and offering private credit funds and CLOs in the US and in offshore jurisdictions• drafting and negotiating investment agreements with counterparties• documenting stressed and distressed credit transactions• advising on bankruptcy and claims trading• liaising with regulators during regulatory examinations• overseeing legal and regulatory compliance advice• reviewing marketing materials• managing litigation• managing employment law and other human resources issues• negotiating service and technology contracts with vendors• drafting and negotiating investment contracts• advising on data privacy, anti-bribery and corporate governance issues• managing legal and operational issues involved in establishing subsidiary in Dublin, Ireland.Serve as Board Member of European funds and European fund manager. European and US CLO investment teams acquired by MacKay Shields in 2019. -
Board Of Directors, Mackay Shields Europe Investment Management Ltd.Mackay Shields Llc 2017 - 2020New York, Ny, UsMember, Board of Directors, MacKay Shields Europe (Dublin, Ireland), an AIFM regulated by the Central Bank of Ireland, and Senior Adviser, MacKay Shields LLC, a New York Life Insurance subsidiary. Also served on Board of Directors of MacKay Shields European Credit Opportunity Fund Ltd. (Jersey, Channel Islands) and MacKay Shields ECO Funding Designated Activity Company (Dublin, Ireland). Provided strategic, operational and regulatory compliance oversight of European credit investment platform. MacKay acquired CVP’s European credit and US CLO businesses in 2019. -
Legal CounselCredit Suisse 2009 - 2010Zurich, ChCredit Suisse Alternative Investments: Provided legal and regulatory compliance advice on private investment fund formation, marketing and distribution, and transactional matters involving opportunistic private credit investments. Advised on Investment Adviser registration and compliance and other ’40 Act issues. Investment team spun out to form Credit Value Partners LLC in 2010. -
Director And Senior CounselRbc Capital Markets 2000 - 2009Toronto, Ontario, CaChief counsel for Alternative Assets Group, including regulatory advice, private fund structuring, formation and marketing, fund-linked products, structured products, synthetic fund of funds, hedge fund index construction, broker-dealer issues. Contract review and negotiation. Marketing and distribution in Asia. FCPA compliance program development and training. Hong Kong, New York.
Howard Sullivan Skills
Howard Sullivan Education Details
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Amherst CollegeDouble Major: Asian Studies And Political Science -
The London School Of Economics And Political Science (Lse)International Business Law
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University Of PennsylvaniaMandarin Chinese
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Villanova University Charles Widger School Of LawLaw
Frequently Asked Questions about Howard Sullivan
What company does Howard Sullivan work for?
Howard Sullivan works for Manulife Investment Management
What is Howard Sullivan's role at the current company?
Howard Sullivan's current role is Managing Director and Assistant Chief Counsel, Private Markets.
What is Howard Sullivan's email address?
Howard Sullivan's email address is hs****@****vp7.com
What schools did Howard Sullivan attend?
Howard Sullivan attended Amherst College, The London School Of Economics And Political Science (Lse), University Of Pennsylvania, Villanova University Charles Widger School Of Law.
What skills is Howard Sullivan known for?
Howard Sullivan has skills like Alternative Investments, Financial Structuring, Capital Markets, Private Equity, Investments, Emerging Markets, Bankruptcy, Structured Products, Investment Management, Operations Management, Aml, Loans.
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