Managing Director
Current
Sep 2023 - Present
AeroLeads people directory · profile
Ian Shaw Email & Phone Number
Managing Director, US Head Wealth and Personal Banking Compliance at HSBC
at
HSBC
1 work email found
@hsbc.com
LinkedIn matched
✓ Verified August 2026
4 data sources
Profile completeness 100%
Current company
Role
Managing Director, US Head Wealth and Personal Banking Compliance at HSBC
Location
Katonah, New York, United States
Who is Ian Shaw? Overview
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Quick answer
Ian Shaw is listed as Managing Director, US Head Wealth and Personal Banking Compliance at HSBC at HSBC, based in Katonah, New York, United States. AeroLeads shows a work email signal at hsbc.com and a matched LinkedIn profile for Ian Shaw.
Ian Shaw previously worked as Managing Director at Hsbc and SVP, US Head, Enterprise Compliance at Hsbc. Ian Shaw holds Jd, Contracts from Touro University Jacob D. Fuchsberg Law Center.
Company email context
Email format at HSBC
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{first}.{last}@hsbc.com
86% confidence
AeroLeads found 1 current-domain work email signal for Ian Shaw. Compare company email patterns before reaching out.
Profile bio
About Ian Shaw
Ian Shaw is a Managing Director, US Head Wealth and Personal Banking Compliance at HSBC at HSBC. He possess expertise in financial services, hedge funds, mutual funds, securities, fund administration and 33 more skills. Colleagues describe him as "Ian plays a vital role within a growing well positioned division of the Bank, leveraging on his legal, compliance and business accumen to oversee a control group responsible for numerous fundamental services provided by the division to its private fund clients. Not only does Ian strike the right balance between a pragmatic business approach and ensuring appropriate risk allocation but he is a pleasure to work with as a consumate professional, always patient, dipolmatic, well informed and thoughtful in his approach."
Listed skills include Financial Services, Hedge Funds, Mutual Funds, Securities, and 34 others.
Current workplace
Ian Shaw's current company
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6 roles · 30 years
Ian Shaw work experience
A career timeline built from the work history available for this profile.
Svp, Us Head, Enterprise Compliance
CurrentHSBC Bank USA, NASenior Vice President, Americas Head, Regulatory Compliance, HSBC Securities ServicesResponsibilities include: Advising the businesses in relation to all regulatory compliance issues including but not limited to, the Dodd-Frank Act, the Volcker Rule, National Bank Regulations, Regulation W, Sarbanes Oxley, OFAC, USA PATRIOT Act and ERISA. Day-to-day monitoring of the businesses in relation to its compliance with Bank Policies and Procedures as well as applicable regulations. Advising the businesses on compliance issues related to new product launches, product modifications and cross-sell opportunities Developing and implementing compliance monitoring and self-assessment programs for supported businesses Escalation and resolution of compliance issues discovered during monitoring or self-assessments by the businesses
Aug 2014 - Present
Managing Director, Global Head Of Ais Regulatory Control
CurrentManaging staff in global locations.Liaising between the business and Bank-wide support groups such as Legal, Compliance and AuditAdvising the business on strategic initiatives and their impact on control issues such as Anti-Money Laundering and OFAC ComplianceNegotiating and tracking Administrative Services, Custody, and related agreements with Hedge Fund clientsExplaining Administrative Services and ancillary services as well as market practice to clientsResolving open financial, legal, operational, business, tax and credit issues for clientsReviewing and negotiating launch documents, such as Subscription Agreements and Offering Memoranda for Hedge Fund clients Developing, implementing and administering policies and procedures for the division related to Anti-money Laundering, Know Your Client and OFACDetermining and implementing documentation requirements related to AML/KYC on Hedge Fund InvestorsDeveloping and implementing training for the division covering a wide variety of Hedge Fund administration topics
2006 - Present
~20 yrs 7 mos
Vp
2004 - 2005
~1 yr
2000 - 2003
~3 yrs
Vp
Bankers Trust
1997 - 2000
~3 yrs
2 education records
Ian Shaw education
Jd, Contracts
Touro University Jacob D. Fuchsberg Law Center
Education record
John Jay High School
FAQ
Frequently asked questions about Ian Shaw
Quick answers generated from the profile data available on this page.
What company does Ian Shaw work for?
Ian Shaw works for HSBC.
What is Ian Shaw's role at HSBC?
Ian Shaw is listed as Managing Director, US Head Wealth and Personal Banking Compliance at HSBC at HSBC.
What is Ian Shaw's email address?
AeroLeads has found 1 work email signal at @hsbc.com for Ian Shaw at HSBC.
Where is Ian Shaw based?
Ian Shaw is based in Katonah, New York, United States while working with HSBC.
What companies has Ian Shaw worked for?
Ian Shaw has worked for Hsbc, The Bank Of New York Mellon, State Street, Deutsche Bank, and Bankers Trust.
How can I contact Ian Shaw?
You can use AeroLeads to view verified contact signals for Ian Shaw at HSBC, including work email, phone, and LinkedIn data when available.
What schools did Ian Shaw attend?
Ian Shaw holds Jd, Contracts from Touro University Jacob D. Fuchsberg Law Center.
What skills is Ian Shaw known for?
Ian Shaw is listed with skills including Financial Services, Hedge Funds, Mutual Funds, Securities, Fund Administration, Fixed Income, Equities, and Aml.
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