General counsel and executive leader with extensive experience interacting with regulators in 20+ countries, including US SEC, US IRS, UK FSA (FCA), Ontario Securities Commission, Singapore MAS, Central Bank of Ireland, and other EU regulators on issues including expansion of international operations, licensing and approval, and resolving foreign filing issues. Led the legal and regulatory affairs of prior firm and its foreign affiliates in Canada, Ireland, Switzerland, and Singapore during an expansion from $30B in AUM to $120B in AUM and subsequent contraction following the Great Recession. Provides trusted, strategic, and practical counsel across all areas and levels of a global company. Building and leading effective legal, compliance, and regulatory teams in international jurisdictions in support of global footprint and expansion.Excels in fast-paced, innovative companies; solves problems and manages cost, risk and deadlines in thoughtful and practical manner. A builder and leader of diverse and talented teams; trusted advisor to executives and Boards of Directors to solve complex problems in the areas of:Regulatory | Ethics & Compliance | Labor & Employment | Securities (SEC) | Contract Review & Negotiation | Implementation of Strategic Decisions | Data Privacy (CCPA and GDPR) | International Expansion | Corporate Law | Tax Law | Business Litigation | Intellectual Property (IP)UNITED STATES AND UNITED KINGDOM: Dual Citizenship
Mirova Us Llc
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General Counsel, United StatesMirova Us LlcSan Diego, Ca, Us
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General CounselBrandes Investment Partners, L.P. 2003 - 2021La Jolla, California, UsLed the legal and regulatory affairs of the firm and its foreign affiliates in Canada, Ireland, Switzerland, and Singapore during an expansion from $30B in AUM to $120B in AUM and subsequent contraction following the Great Recession.Negotiated, drafted, reviewed, and approved 100+ US and international agreements annually, including client, IPO, secondary offering, joint venture, vendor, non-disclosure, purchase (technology and services), employment, and consulting agreements. Value of transactions routinely exceeded $100MM. Partnered with Human Resources to mitigate risk and resolve issues inherent in international legal/regulatory changes, rapid staff growth and subsequent outsourcing event resulting in 50% staff reductions, ERISA (including successful merger of the $200MM profit sharing and 401(k) plans), immigration, and work authorization. Established the compliance program to satisfy requirements under the Investment Advisers Act’s Compliance Program Rule (“the Rule”). Steered the committee approach for program administration (Code of Ethics, Corporate Governance, Performance Governance, Valuation, Marketing/Sales, Trading Management, Portfolio Management Oversight). Directed drafting of the compliance manual. -
CounselBrandes Investment Partners, L.P. 1999 - 2003La Jolla, California, Us -
Associate AttorneyJackson Demarco Tidus And Peckenpaugh Law Corporation 1998 - 1999Served as associate attorney in Business/Tax Group. Advised senior attorneys and clients regarding corporate, business, tax and securities issues related to complex business transactions. -
Associate AttorneyGray Cary Ware & Freidenrich (Now Part Of Dla Piper) 1993 - 1998Served as associate attorney in Tax and Trust Group. Performed research and analysis regarding all areas of tax law: corporate, partnership, individual, international, trusts and estates, non-profit entities, and California sales and use tax and property tax.
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Law ClerkEy 1991 - 1992London, Gb -
EngineerRohr, Inc. 1987 - 1990Served as engineer in Aerodynamics group. Conducted engineering analysis and testing to determine aerodynamic loads and distributions on major aircraft components. Interfaced with all levels of engineering personnel, from test laboratory to senior management. Interfaced with foreign supplier engineering staff with respect to engineering test programs.
Ian Rose Education Details
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University Of California, Los Angeles - School Of LawJuris Doctorate -
Uc San DiegoMechanical Engineering
Frequently Asked Questions about Ian Rose
What company does Ian Rose work for?
Ian Rose works for Mirova Us Llc
What is Ian Rose's role at the current company?
Ian Rose's current role is General Counsel, United States.
What schools did Ian Rose attend?
Ian Rose attended University Of California, Los Angeles - School Of Law, Uc San Diego.
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