Pragmatic, diligent and solution-oriented leader with extensive expertise reducing risk, elevating compliance, leading staff and improving operations for top performing financial services firms. A creative and inclusive leader known for forward-thinking and leading high performing teams, with the ability to facilitate business strategies in a cost-effective manner. Demonstrated track record of improving and streamlining business processes and spearheading challenging initiatives, well versed in developing and implementing best practice solutions in fast paced global financial services environments. Combines strategic leadership and operational excellence while creating positive organizational change. Holds Series and 7 and 24 licenses. Areas of Expertise include but not limited to: Synthesizing Complex Information/Collaborative Leadership/Legal, Operational, and Compliance Acumen/Regulatory, Core and Distribution Compliance/Global Perspective of Registered Funds/Private Funds/Advisory Services