Imran Uddin Email & Phone Number

London, England, United Kingdom

Aylesbury, Buckinghamshire, United Kingdom

- Lead D2C Client Money migration from TSC to Interactive Investor Services Limited - Successfully complete migration of CMAR from Excel to AutoRek by creating specification, coordinating business requirements, ensuring compliance with FCA guidance and end-to-end testing- Repatriated £150k worth of uncashed cheques for legacy customers through leading the project on unclaimed client money- Extracting data from the business to validate and ensure timely submission of the Client Money and Asset Return (CMAR) for the FCA - Developing and presenting CASS related MI to the CASS Committee for consensus-driven decision making and delivering changes to the business- enhance the CASS processes and controls within the business as well as risk management- Providing quality MI to other areas of the business and work with relevant business areas to- Review CASS processes and procedures periodically, identify business control gaps, monitoring/quality assurance of end-to-end testing of CASS functions and enhance business controls for CASS Assurance- Assisting the Reconciliations Manager with the interim and annual CASS audit, coordinating with various departments to ensure adherence to FCA CASS requirements and regulation- Line manager to the Client Asset Analyst ensuring they are developed through training, coaching and mentoring to perform at a high level- Leading and directing the Reconciliations team in the absence of the Reconciliations Manager- Ensuring consistency of performance objectives and their measurement across reports- Demonstrating awareness of, and compliance with, the Company’s management standards, acting as a positive role model and providing leadership in role and within the business.- Follow/Full adherence to the FCA Conduct Rules outlined for Senior Manager and/or Certification Regime

Aylesbury, United Kingdom

- Responsible for reconciliation MI and related month end tasks - Extract and validate reconciliation data to ensure accurate and timely submission of regulatory returns including Client Money Asset Return - Promptly identify and investigate reconciliation discrepancies from client money and custody asset reconciliations and ensuring that the relevant CASS rule requirements are met- Analyse reconciliation data and discrepancies in order to identify process and system improvements to reduce reconciliation differences, improve reconciliation timelines and enhance controls- Provide quality MI to other areas of the business and work with relevant business areas to improve processes and controls in order to enhance CASS compliance- Be the main contact for the reconciliation team on IT system related queries and issues, working with IT to improve processes and functionalities where possible- Assist in improving controls and procedures to minimise the occurrence of regulatory breaches and promptly review any breaches for process and control improvements- Ensure CASS compliance, avoid breaches and maintain CASS awareness Assist with the review of CASS relates processes including acknowledgement letters and periodic bank reviews - Ensure procedures are updated regularly- Actively take part in projects that affects the Reconciliation Team - Provide cover and assistance for other team members as required - Actively monitor and evaluate existing analytical process and seek continuous improvements

St Albans, United Kingdom

• OPAL, a third party administrator and parent company for SFPL, administers several portfolios for multiple professional clients such as Investec, RBS, AA, LV and Aviva. • Perform daily pricing updates on all structured, over 50 Life Cover and Investment products.• Process redemption requests on Structured and Investment Products, including the surrender of policies, deaths and transfer outs (to other ISA providers).• Ensure all deals are placed and settled within agreed timescales with counterparties for all structured and investment products. Perform monthly stock reconciliations, investigating and implementing successful resolutions for any reconciling differences.• Process income for structured products and dividends for investment trusts, OEICS & Unit Trusts.• Liaise with the administration and finance departments to ensure smooth transition of product maturities, surrenders, dividend processing and movements of stock within the client portfolio.• Compiling monthly management information (CMAR) for the CF10 for FCA regulatory reporting.• Comply with legislative and regulatory requirements (e.g. DPA, AML, TCF, FCA CASS rules).

St Albans, United Kingdom

- Completed daily reconciliation of over client money and commission bank accounts, including clearing and investigating any discrepancies.- Performed reconciliations between back office system and external trading platform.- Monitoring collection of direct debits from clients by BACS and processing resulting rejections oramendments to bank details.- Executed dealing instructions and ensured deals were dealt and settled aptly.- Processed dividend distributions and compiled monthly MI for FCA regulatory reporting.- Follow departmental procedures and practices to meet arranged Service Level Agreements (SLAs).- Provided both written and verbal communications to both external clients through inbound call taking and sending written correspondences.- Customer communications with regards to Forbearance

Luton, United Kingdom

- To maintain the company’s inventory management strategy with the aim of controlling costs within budgetary limits, generating savings, and rationalising inventory.- Required to enlist corrective actions to resolve errors in job costs, raw material usage and product shelf life, recorded using the Promix/Reflections system and edited for the system to depict warehouse quantities and attributes.- Managed and controlled perpetual inventory stock counting, which includes minimising overstocks, writing off wastage and removing obsolete raw materials necessary for monthly stock audits.- Make regular interactions with the warehouse and operations manager to configure the company’s incoming and outgoing material and stocked product inventory; this includes understanding of the stock profiles and stock locations.- Provide routine management information on inventory performance through a statistical evaluation of product tonnage, labour and gains or losses incurred.

Luton, United Kingdom

Connect Property Services maintains and services Aldwyck’s housing stock such as reactive repairs and gas related works within Hertfordshire, Bedfordshire and Buckinghamshire. Primary duties involved matching, batching and coding invoices (approx. 250 material and 150 subcontractor invoices weekly) on the company’s accounts package, Kypera financials. Reconciling supplier and subcontractor statements, entailing liaisons with suppliers concerning queries, held and missing invoices, and Proof of delivery receipts were also part of the role. Regarding subcontractors, the task was to ensure the tax deducted (CIS) totals were correct and invoices included were to be specified on the subcontractor statements. Secondary duties consisted of calculating operative overtime and out of hour’s service (callout) timesheets, verified in conjunction with vehicle tracker reports.

Luton, United Kingdom

Assigned by the Luton voluntary resource centre to work with Intraining, a learning provider. Delegated to implement a user-friendly database to obtain candidate information for use by tutors and managers, manufactured to give an informed idea of learners’ progression. The role had also demanded researching and implementing useful resources for tutor use, including scheduling for students, collating potential classroom activities, listing learner progression updates and organising student enrolment files. Upon completion of the assignment, the resulting database was implemented on the Luton site and was recommended to be used across Bedford, Bletchley and Oxford sites.

Luton, United Kingdom

Positioned in the sales and data processing department with duties comprised of data entry, discovering discrepancies in sales information and reconciling errors in EPOS system data. The position progressed towards handling Master data. This implied amending omissions of the on-board cataloguing system involving creating promotions and products, altering prices and costs, and editing exchange rate values in accordance with market rates.

Cisi Level 3 Extended Certificate, Investment Operations, Pass

Completion of Asset Servicing (12/19) Completion of Client Money and Assets (04/18) Completion of Administration of Settlements.

Bachelor'S Degree, Accounting And Finance

A Level, Accounting, Business Studies, Ict