Ion Ivan Email & Phone Number

As a member of the Risk Assessment and Control department, I help my organization to comply with the regulatory requirements by:• providing an approach to risk-based monitoring and evaluation by focusing on high-impact compliance risks;• evaluating compliance systems and ensuring adequate software applications are in place;• performing data analysis to assess risks and evaluate controls to identify potential weaknesses and/or control gaps;• developing assessments and providing input over control effectiveness through formal reporting, as well as monitoring remediation activities;• documenting the results/conclusions for testing performed in concise management reports and providing heightened awareness around significant risks.

Member of the KYC department: responsible for opening, amending, reviewing and exiting clients according to established compliance policy and onboarding procedures, also reviewing clients transactions to detect and report unusual transactions. Main Job Functions/Responsibilities:• Performing the due diligence on new clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new clients onboarding;• Periodically evaluation of existing clients according to legal and regulatory framework, internal policies and procedures;• Periodical review of KYC records as to completeness, including verifying that due diligence has been performed; also that the files and risk assessments are current and up to date; • Investigating high risk clients and reporting where necessary, including PEP, and obtaining all necessary documentation to complete the client’s file;• Communicating effectively and efficiently with relevant internal parties to obtain KYC documents; • Understanding client’s business and related parties in order to monitor client’s activities for unusual transactions; Performing further investigation on identified suspicious client.

Bucharest, Romania

My general responsibility as a compliance expert was to assist organization in reducing the complexity and cutting the risks of business, and to provide an in-house conformity service, anti-fraud, money laundering prevention and customer knowledge that effectively supports business areas to comply with relevant laws and international financial sanctions, as well as with the Group regulations and internal procedures (Telekom Romania - OTE Greece - Deutsche Telekom).Handling of tip-offs and applying the Code of Conduct for employees, Whistleblowing Policy, Policy on Avoiding Sexual Harassment, Policy on Avoiding Corruption and Other Conflicts of Interest, Events Policy, and the Code of Human Rights and Social Principles, which set the framework so that employees and third parties to express, in good faith, concerns about potential malpractices, omissions or offences in relation to current legislation, corporate policies or regulations.My area of duties covers: Managing the activities related to AML, CFT and ensuring compliance with local legal and regulatory requirements.Monitoring of measures to prevent and detect compliance breaches as well as analysis and evaluation of the effectiveness of the compliance program. Conducting anti-fraud/anti-corruption risk assessments. Performing investigations to establish fraud and the reason of fraud.Checking plausibility of whistleblowing tips. Recording relevant aspects of the conversation, investigation and client profile in specific databases.Preparing the necessary documentation needed to the BoD.Preparing reports for board meetings.Creating compliance, conformity and anti-fraud culture through induction and awareness trainings. Evaluating the fraud risks of new products and services of the Company. Maintaining and updating the Company’s compliance methodology, and defending human and social rights of persons.

Bucharest, Romania

Designing instructional programs for adults in economic analysis, human intelligence and non-verbal scienceBack-office management

Temporary suspended activityAs an independent researcher/instructor (with expertise in financial-banking fraud prevention and detection, anti-corruption investigations, and in anti-money laundering and counter-terrorism financing), I am doing analysis about economics, banking environment and intelligence, and coach the managers for better using of intelligence in decisions. I teach economic & human intelligence secrets to automatically understand your customers’ and your boss’s needs, desires, preferences and intentions. I will teach you how to master personal intelligence, the ability to interpret and use any sign, signal or symbol in your personal and professional life or in business to assess, influence and control of others, or to detect of simulated behavior of individuals, to increase your sales, to protect your business, or to put you on a career track to upper management, president, or CEO… simply by using your hidden intelligence superpower!

Bucharest, Romania

- as a military intelligence officer: I was responsible to provide a specialized overview about Romanian financial-banking sector stability both on individual banks and the banking system as a whole. I have contributed over time to the foundation of numerous strategies, concepts and tools dedicated to the examination of the risks and vulnerabilities of Romanian financial-banking sector, in terms of combating internal and external fraud, tax evasion, corruption, money laundering and terrorist financing. - as a military instructor/researcher/lecturer/associate professor to the Faculty of Intelligence, National Intelligence Academy (NIA), Bucharest, I taught the courses: Methods of Operational Intelligence Activity, Policies and Strategies for Combating Terrorist Financing, The Financial-Banking Dimension of the Economic Security.- at the same time, as a scientific researcher, I was involved into development of numerous educational courses, students' practical activities, and research & development projects as a member or coordinator.

Bucharest, Romania

corporate credit analysis and banking operational inspection

Phd, Economics, Doctor/Phd

Business

Intelligence: Contemporary Challenges And Analysis (Hold In Romania)

Activities and Societies: Intelligence analysis, anti-money laundering and counter-terrorism financing

Fundamentals Of Analysis (Hold In Romania)

Activities and Societies: Intelligence analysis

Introduction To Professional Internet Search (Hold In Romania)

Activities and Societies: Intelligence collection

Management Of National Security

Pregătire Didactică Și Pedagogică

Activities and Societies: Postgraduate Teaching and Pedagogical Training

Sql Programming