Ion Ivan Email & Phone Number

• As a member of the Risk Assessment and Control department, I help my organization to comply with the regulatory requirements by:
• providing an approach to risk-based monitoring and evaluation by focusing on high-impact compliance risks;
• evaluating compliance systems and ensuring adequate software applications are in place;
• performing data analysis to assess risks and evaluate controls to identify potential weaknesses and/or control gaps;
• developing assessments and providing input over control effectiveness through formal reporting, as well as monitoring remediation activities;
• documenting the results/conclusions for testing performed in concise management reports and providing heightened awareness around significant risks.

• Member of the KYC department: responsible for opening, amending, reviewing and exiting clients according to established compliance policy and onboarding procedures, also reviewing clients transactions to detect and.
• Performing the due diligence on new clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new clients onboarding;
• Periodically evaluation of existing clients according to legal and regulatory framework, internal policies and procedures;
• Periodical review of KYC records as to completeness, including verifying that due diligence has been performed; also that the files and risk assessments are current and up to date;
• Investigating high risk clients and reporting where necessary, including PEP, and obtaining all necessary documentation to complete the client’s file;
• Communicating effectively and efficiently with relevant internal parties to obtain KYC documents;

Bucharest, Romania

My general responsibility as a compliance expert was to assist organization in reducing the complexity and cutting the risks of business, and to provide an in-house conformity service, anti-fraud, money laundering prevention and customer knowledge that effectively supports business areas to comply with relevant laws and international financial sanctions.

Bucharest, Romania

Designing instructional programs for adults in economic analysis, human intelligence and non-verbal scienceBack-office management

Temporary suspended activityAs an independent researcher/instructor (with expertise in financial-banking fraud prevention and detection, anti-corruption investigations, and in anti-money laundering and counter-terrorism financing), I am doing analysis about economics, banking environment and intelligence, and coach the managers for better using of.

Bucharest, Romania

- as a military intelligence officer: I was responsible to provide a specialized overview about Romanian financial-banking sector stability both on individual banks and the banking system as a whole. I have contributed over time to the foundation of numerous strategies, concepts and tools dedicated to the examination of the risks and vulnerabilities of.

Bucharest, Romania

corporate credit analysis and banking operational inspection

Phd, Economics, Doctor/Phd

Business

Intelligence: Contemporary Challenges And Analysis (Hold In Romania)

Activities and Societies: Intelligence analysis, anti-money laundering and counter-terrorism financing

Fundamentals Of Analysis (Hold In Romania)

Activities and Societies: Intelligence analysis

Introduction To Professional Internet Search (Hold In Romania)

Activities and Societies: Intelligence collection

Management Of National Security

Pregătire Didactică Și Pedagogică

Activities and Societies: Postgraduate Teaching and Pedagogical Training

Sql Programming