Projects on Financial Services Consulting, Regulatory & Compliance

• Coordinating a five people team in a KYC review project, giving trainings, clarifying technical questions, organizing the team tasks and relaying management decisions to the team.• Responsible for ensuring that the client’s daily business activities comply with Anti-Corruption, Fraud Prevention, Anti-Bribery, Tax evasion and Anti Money Laundering regulations, as well as with sanctions, enhanced Due Diligence, monitoring and reviewing the High Risk Clients.• Financial crime prevention… Show more • Coordinating a five people team in a KYC review project, giving trainings, clarifying technical questions, organizing the team tasks and relaying management decisions to the team.• Responsible for ensuring that the client’s daily business activities comply with Anti-Corruption, Fraud Prevention, Anti-Bribery, Tax evasion and Anti Money Laundering regulations, as well as with sanctions, enhanced Due Diligence, monitoring and reviewing the High Risk Clients.• Financial crime prevention investigation and escalation of the investigation assessments.• Weekly client management meetings. Show less

• Supervise the compliance to the Swiss AML regulation and ensure compliance with internal policies and procedures• Review and clarification of client relationships• Advice Relationship Managers on AML related topics• Enforce AML standards and investigate unusual transactions• Coordinate cases including contact to the Authorities (FINMA, Money Laundering reporting office and prosecution) as well as analyze, review and monitor such cases• Control pending AML-Alerts•… Show more • Supervise the compliance to the Swiss AML regulation and ensure compliance with internal policies and procedures• Review and clarification of client relationships• Advice Relationship Managers on AML related topics• Enforce AML standards and investigate unusual transactions• Coordinate cases including contact to the Authorities (FINMA, Money Laundering reporting office and prosecution) as well as analyze, review and monitor such cases• Control pending AML-Alerts• Analyze and assess AML-cases• Letter writing for counterparties, clients and/or authorities• Support AML related topics (sanctions, transaction monitoring, PEP reviews, etc.)• General support to the Compliance Area Show less

Tasks: • Providing legal advice to private and legal entities; • Drafting and review of contracts; • Drafting and filing of lawsuits and appeals;• Administrative tasks, such as: Document Management and telephone conversations with clients and authorities.Areas: Labor, consumer, civil (esp. family) and tax law.

Tasks: • Legal advice to clients and arbitration; • Preparation and review of lawsuits and of appeals; • Attendance at court hearings (often with oral participation);• Legal research;• Administrative tasks, such as organizing the chief's court dates and the office's data files, as well as deadlines and pending cases control, etc.Areas: Civil, family and criminal law

Aufgaben: • Analyse von den Sachverhalten und Anklagebeweisen bei schweren Verbrechen;• Erstellung der ersten Anklage; • Begleitung an Gerichtsverhandlungen (als Zuhörer); • Administrative Aufgaben, z.B.: Telefongespräche mit Kunden und Justizbehörden, Fristen- und Pendenzenkontrolle, sowie Organisation der Terminagenda der Anwälte und der Dokumente.Bereiche: Jury und Strafrecht