Founder And Managing Director
Current
Aug 2017 - Present
AeroLeads people directory · profile
Ivan Barretto Email & Phone Number
Managing Director and Founder of RIA Compliance Concepts
at
RIA Compliance Concepts
1 work email found
@riacc.io
12 phones found area 512, 843, 806, 940, and 888
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Managing Director and Founder of RIA Compliance Concepts
Location
Travis County, Texas, United States
Company size
Who is Ivan Barretto? Overview
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Quick answer
Ivan Barretto is listed as Managing Director and Founder of RIA Compliance Concepts at RIA Compliance Concepts, a company with 5 employees, based in Travis County, Texas, United States. AeroLeads shows a work email signal at riacc.io, phone signal with area code 512, 843, 806, 940, 888, and a matched LinkedIn profile for Ivan Barretto.
Ivan Barretto previously worked as Founder and Managing Director at Ria Compliance Concepts and Director of Continuing Education at The National Alliance For Insurance Education And Research. Ivan Barretto holds Mpa from College Of Charleston / University Of South Carolina.
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Email format at RIA Compliance Concepts
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{first}@riacc.io
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Profile bio
About Ivan Barretto
My journey in the RIA regulatory compliance realm began in 2006 when I accepted a Financial Examiner position with the Texas State Securities Board Inspection and Compliance Division. During my state tenure, I conducted routine and for-cause examinations for registered investment advisory firms all across Texas. After the birth of my daughter, I wanted to restructure my professional career to cater to both my professional and personal life demands. That’s when I took a consultant position for a local compliance consulting firm. This position gave me critical exposure to every aspect of RIA compliance. I assisted clients nationwide with new RIA registrations and ongoing compliance support. I also guided clients seeking help with registrations for the National Future Association, as well as state insurance regulatory agencies. Today, I am the Founder and Managing Director of RIA Compliance Concepts, based in the Austin area. RIA Compliance Concepts proudly offers trusted registration services for financial professionals interested in launching their own registered investment advisory firm. Our team of hand-selected industry experts also provide ongoing compliance services for both state-registered and SEC-registered investment advisory firms. As former regulators, we have a unique insight into different firms’ compliance programs, bringing a regulator’s perspective when advising their clients. We pride ourselves on providing cost-effective compliance solutions to our valued clients, adhering to a high-touch approach with every individual and business we have the honor of working with. We have already helped hundreds of RIAs to become (and stay) compliant, and we would love the opportunity to achieve the same for you too.
Listed skills include Securities, Investments, Asset Management, Analysis, and 38 others.
Current workplace
Ivan Barretto's current company
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Ria Compliance Concepts
9 roles
Ivan Barretto work experience
A career timeline built from the work history available for this profile.
Director Of Continuing Education
Aug 2016 - Jan 2018
Director Of Registered Investment Adviser Services
Compliance Consulting Firm
Generated new client relationships that resulted in over $700k in new revenue from 2013 to 2016 that grew the business an average of 30% per year.Designed and developed a pricing and marketing plan to increase sales for new internet adviser registration services.Improved the client experience for existing clients by utilizing CRM tools to increase the.
May 2015 - Jun 2016
Senior Consultant
Compliance Consulting Firm
Served as an interim Chief Compliance Officer for a multi-million-dollar registered investment advisory firm. Accomplished the following while serving in that role: - Developed, implemented, and monitored the firm’s compliance program and functions - Addressed changes in SEC and state regulations by updating the firm’s policies and procedures - Improved.
Apr 2013 - May 2015
Financial Examiner Iii
Texas State Securities Board
Conducted over two hundred routine and for cause regulatory on-site examinations of statewide Investment Advisers and Broker-Dealers to ensure the compliance of the Texas Securities Act and Rules and Regulations of the Texas State Securities Board.Evaluated the performance measures and fee calculations of investment advisers and broker-dealers to ensure.
Sep 2006 - Mar 2013
Pricing Analyst Intern
Created Resume and Contract History databases to improve the effectiveness and efficiency of the company’s resources during the contracting process.Reviewed and evaluated various local, state, and federal governments Request for Proposals (RFP) for staffing to determine proper job candidate information that assisted in the company’s job placement process.
Jan 2006 - Apr 2006
Distribution Coordinator / Virtual Photographer
Developed distribution schedules and time tables on a monthly basis. Photographed various landscapes for Media Services’ clients for publication and for the development of virtual tours for client websites.
Jan 2004 - May 2004
Realtor
Agent Owned Realty
Evaluated residential properties as purchase prospects for speculation. Negotiated final sale price, date of possession, and the appropriate lending institution for buyers.
Aug 2002 - Mar 2003
Vista Member
Co-authored the Individual Development Account Grant (IDA) that allowed participants to develop goal-centered savings account targeted for first-time homeownership. Collaborated with participating partnering organizations for in-kind contributions through financial training and resource materials
Apr 2001 - Apr 2002
2 education records
Ivan Barretto education
Mpa
College Of Charleston / University Of South Carolina
Bba, Management
FAQ
Frequently asked questions about Ivan Barretto
Quick answers generated from the profile data available on this page.
What company does Ivan Barretto work for?
Ivan Barretto works for RIA Compliance Concepts.
What is Ivan Barretto's role at RIA Compliance Concepts?
Ivan Barretto is listed as Managing Director and Founder of RIA Compliance Concepts at RIA Compliance Concepts.
What is Ivan Barretto's email address?
AeroLeads has found 1 work email signal at @riacc.io for Ivan Barretto at RIA Compliance Concepts.
What is Ivan Barretto's phone number?
AeroLeads has found 12 phone signal(s) with area code 512, 843, 806, 940, 888 for Ivan Barretto at RIA Compliance Concepts.
Where is Ivan Barretto based?
Ivan Barretto is based in Travis County, Texas, United States while working with RIA Compliance Concepts.
What companies has Ivan Barretto worked for?
Ivan Barretto has worked for Ria Compliance Concepts, The National Alliance For Insurance Education And Research, Compliance Consulting Firm, Texas State Securities Board, and Kps Government Contracting.
How can I contact Ivan Barretto?
You can use AeroLeads to view verified contact signals for Ivan Barretto at RIA Compliance Concepts, including work email, phone, and LinkedIn data when available.
What schools did Ivan Barretto attend?
Ivan Barretto holds Mpa from College Of Charleston / University Of South Carolina.
What skills is Ivan Barretto known for?
Ivan Barretto is listed with skills including Securities, Investments, Asset Management, Analysis, Securities Regulation, Portfolio Management, Finra, and Financial Analysis.
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