Independent oversight of compliance with laws and regulations applicable to the CIBC Asset Management Inc. (CAMI) and CIBC Private Investment Counsel (CPIC) lines of businesses and its registered representatives, for Canada and the US. Advise and report on the adherence to regulatory and business requirements, CIBC corporate policies, practices and acceptable standards of business, ethics and conduct. Perform ad-hoc sweeps on the implementation of new Canadian and US regulations. Timely and proactive advice to help CAMI and CPIC and their leaders fulfill their regulatory compliance responsibilities and achieve their business goals.Cooperating with Compliance Examination Team to ensure appropriate coverage of examination items for Canadian and US regulations.Preparing Compliance Reports for CAMI Board of Directors.Handling outside activities for registrants and non-registrants at CAMI and CPIC.

Compliance reviews of CIBC Asset Management operations in accordance with business controls.Validate firm's adherence with compliance policies and procedures, client requirements and regulatory environment. Assess whether adequate key controls are in place and operating effectively in: trading, portfolio management, client servicing, marketing/business development and operations.

Oversaw the Business Partners Compliance Due Diligence programAssisted with the development and review of the BPCDD program policy/proceduresProposed and implemented solutions for improving the data accuracy of the BPCDD.Carried out the gap analysis of ISO 37001.Identified significant issues, trends, root causes and improvement opportunities in the BPCDD program

Analyzed large retailers' claims and disputes, identified trends and proposed solutions for decreasing their number and severity. Proposed and implemented several claims process improvement projects.Supported in preparing for automation.Part of claims governance team.

Conducted various projects for governmental delegations coming from China to Romania, including Ministry of Education, Ministry of Agriculture, Ministry of Tourism, Chamber of Commerce, Ministry of Power, Chinese Embassy, etc.Consulting work for opening Chinese companies in Romania (legal documents for opening new ventures, renting office space, buying land for agricultural purposes, writing feasibility studies for Chinese companies for a better understanding of the local market).The revenues of the small consultancy enterprise were increased with around 50% yearly in the last 3 years of activity.

Infrastructure Leader for VDF-Huawei Management Services Project, being in charge with 15 new locations countrywide, large car fleet of 120 cars and the related logistics and administration;Project Manager for office relocation: 200 employees, 2,000 sqm, including negotiations for office spaces, furniture suppliers, coffee and water vendors, renting new apartments for the foreign employees;Project Manager for opening a canteen: 200 persons, 4 cooks, 2 types of cuisine: Chinese and RomanianAdditional management tasks: monthly, quarterly and yearly budgeting and invoices management; internal administrative procedures; management of: over 300 SIM cards, office cleaning services, daily office building management, labor protection, medical check-ups; HR interviews; leisure activities for company staff, renting and running 25 apartments for the abroad employee.