Aml Compliance Analyst
Current- Identified and reported suspicious and criminal activity to the MLRO and the head of Retail Compliance.- Submitted DAMLs and SARs to the NCA in line with PoCA 2002 and TACT 2000. - Researched, analysed and conducted client due diligence on high-net-worth new and existing clients in compliance with regulatory guidelines. - Involved in the founding and continued development of the Retail AML Team within the Compliance Department; created databases and documents to be used by co-workers and future employees.
Jun 2022 - Present
