Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams Email and Phone Number

Co-founder, Head, Regulatory Compliance and Risk Management @ ArcStone Securities and Investments Corp.
Dallas, TX, US
Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's Location
Austin, Texas, United States, United States
Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's Contact Details

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams work email

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams personal email

n/a

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams phone numbers

About Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams

* Significant experience in facilitating regulated financial entities in expanding into APAC, Middle East, and Europe through proper compliance. Setup OSFI, FSRA, IIROC, OSC, MFDA, SEC, and FINRA registrations for various types of regulated entities.* Setup MSBs in Canada and US (state-by-state)* Advise various ICO issuers spanning multiple verticals (Internet properties, financial services, cannabis, MSBs) and jurisdictions (US, Canada, UK, Russia)* Develop and implement compliance manuals for asset managers in Asia, Australia, Cayman Islands, for $300B AUM (USD)* Advise asset managers on both the business and regulatory case for establishing an offshore presence outside of North America* Advise traditional stock exchanges in transitioning to cryptocurrency trading platforms* Advise various regulated/unregulated crypto exchanges in setting them up around the world* Lead M&A advisory for private purchase/sale of regulated entities * Advise robo-advisors on regulatory compliance and risk management platforms* Lead corporate governance/entity-level controls initiatives for companies ranging from $325M - $7.8B annual revenue* Advise TSX public company boards on issues spanning corporate governance, internal control, securities law, regulatory registrations* Set-up new securities regulatory registrants (PM/IFM/EMD), providing the full spectrum of regulatory compliance services to enable effective oversight and regulatory scrutiny* Provide training and development to staff of FIs in AML, OSC rules and regulations, SEC compliance* Conduct independent third-party risk assessment and report to senior management and the board * Provided expert court testimony and report on Anti-Money Laundering issues and risks for high profile banking cases before the Competition Tribunal, as well as securities litigation case before IIROC Arbitration proceeding; retained by top commercial litigation firm in Canada* Manage and oversee institutional trade surveillance in acord with UMIR Policy* Respond to all securities regulatory inquiriesSpecialties: ICOs, Whitepaper review, crypto regulation, Alternative Trading Systems (ATS), Regulatory Risk Testing, Dual securities licensed via SEC/FINRA/IIROC/OSCCross-border transactions, private placementsCorporate Governance -- designing, implementing and testing entity-level control programsAnti-Money Laundering (AML) Compliance -- designed, implemented, tested, and provided quality assurance for banking and securities compliance projects Dual registered with both Canadian and US securities regulators

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's Current Company Details
ArcStone Securities and Investments Corp.

Arcstone Securities And Investments Corp.

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Co-founder, Head, Regulatory Compliance and Risk Management
Dallas, TX, US
Website:
arcstoneglobalsecurities.com
Employees:
22
Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams Work Experience Details
  • Arcstone Securities And Investments Corp.
    Co-Founder, Head, Regulatory Compliance And Risk Management
    Arcstone Securities And Investments Corp.
    Dallas, Tx, Us
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  • Arcstone Securities And Investments Corp.
    Co-Founder, Head, Regulatory Compliance & Risk Management
    Arcstone Securities And Investments Corp. Sep 2023 - Present
    ArcStone Securities and Investments Corp., a financial services holding company, specializing in diversified and special situation sectors, catering to both private and public issuers in innovation and growth economies. Possessing a proficient team with backgrounds in prominent financial institutions in Canada and the USA, ArcStone offers strategic guidance across various market sectors, collaborating with companies worldwide seeking capital from North American markets.ArcStone presents a comprehensive product range, including crowdfunding, merger & acquisition advisory, and debt structuring/raising, catering specifically to companies operating within the $20 million to $1 billion range, thereby distinctly positioning itself for mid-market entities.
    View
  • Black Swan Diagnostics
    Managing Director
    Black Swan Diagnostics Jan 2015 - Present
    Black Swan Diagnostics Inc. is a regulatory risk management firm specializing in various areas of regulation for financial institutions, spanning broker-dealers, EMDs, IFM/PMs, asset managers, mutual fund dealers, banks, trust companies and MSBs (Money Services Businesses). Our scope of regulatory practice includes statutory regulation from OSC, OSFI, IIROC, FINTRAC, SEC/FINRA, FinCEN and PIPEDA.We serve as outsourced CAMLOs for MSBs and other regulated fin-techs. In addition, we also serve as outsourced CCOs for various securities registrants.We advise SEC, AMEX, NASDAQ, TSX and TSX-V issuers on securities regulatory compliance including quarterly and annual filings, prospectuses and litigation matters as expert witnesses. www.blackswandiagnostics.com
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  • York University - Joseph E. Atkinson Faculty Of Liberal And Professional Studies
    Adjunct Faculty Professor
    York University - Joseph E. Atkinson Faculty Of Liberal And Professional Studies Sep 2014 - Present
    Teach Advanced Corporate Governance/Securities Law/Anti-Money Laundering and Anti-Terrorism Financing to masters/graduate students.
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  • Radio Shalom -- 1650 Am
    Co-Host -- Securities And Banking Law
    Radio Shalom -- 1650 Am Jan 2010 - Present
    Ca
    Once a month, we distill valuable wisdom and knowledge on securities and banking law issues. The show is live from our studios in Montreal. We have blue-chip guests from the securities and banking industry including forensic accountants, portfolio managers, securities litigators, business development execs, real estate investment pros, and the like.
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  • Linkchain
    Chief Compliance Officer
    Linkchain Jun 2018 - Jun 2022
    Clinton Township, Michigan, Us
    LINKCHAIN is a new Supply Chain startup developing a hybrid blockchain platform that allows buyers & sellers to transact business in a secure fashion.
    View
  • The Indus Entrepreneurs(Tie), Toronto
    Judge
    The Indus Entrepreneurs(Tie), Toronto Feb 2017 - Jun 2022
    TiE was founded in 1992 in Silicon Valley by a group of successful entrepreneurs, corporate executives, and senior professionals. Since then, the organization has grown tremendously having 11,000 members, including over 2,500 charter members in 60 chapters across 17 countries.TiE’s mission is to foster entrepreneurship globally through mentoring, networking and education. Dedicated to the virtuous cycle of wealth creation and giving back to the community, TiE’s focus is on generating and nurturing the next generation of entrepreneurs.This website is home of TiE Toronto, where we foster entrepreneurship locally. Here we share information about our programs and events which are designed to help founders accelerate their businesses and bring together a supportive community of likeminded individuals. Our chapter hosts TiE Quest, TiE Institute, networking events and roundtable discussions.
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  • Technion Canada
    Chair, Endowment Committee
    Technion Canada Nov 2012 - Jun 2022
    Oversee a committee of six securities industry / finance professionals that are instrumental in implementing investment policy and deliberating asset manager selection. The committee spans regulatory compliance, fixed income, equity, corporate finance/investment banking, accounting and securities law expertise. As chair, I oversee the asset allocation, IPS (Investment Policy Statement), IMA (Investment Management Agreements), RFP/RFQ process, regulatory compliance, quarterly board reporting, and multiple fund manager relationships. The goal is to maximize investment performance on a risk-reward basis for a significant endowment seeded by Peter Munk. Lead the recruitment of industry experts to serve on the committee. Ensure the committee conducts extensive due diligence in selecting appropriate discretionary fund managers to facilitate our mandate. Ensure fund manager compliance with OSC (PM/IFM/EMD) rules and regulations concerning endowment management. Evaluate potential conflict of interest issues, and PPS (Performance Presentation Standards) in accord with GIPS.
  • Technion Canada
    Member, Governance Committee
    Technion Canada Nov 2012 - Jun 2022
    Assist with design and implementation of governance protocols and principles to enable board participation, recruitment, and policy-making.
  • Technion Canada
    Member, Finance Committee
    Technion Canada Aug 2012 - Jun 2022
    Assist committee in reviewing key financial statements and evaluate the overall financial health of the organization.
  • Technion Canada
    Board Member
    Technion Canada Nov 2011 - Sep 2018
    Based in Haifa, Israel, The Technion-Israel Institute of Technology is a leading global engineering and science university focused on technological innovation. Technion faculty have been recipients of the Nobel Prize in Chemistry 3 times within 7 years, an accomplishment unrivalled at any other university in the world. The most recent Nobel Prize in Chemistry was awarded to Dr. Dan Schectman of Technion, granted in November 2011.
  • Technion Canada
    Chair Of Toronto Chapter
    Technion Canada Apr 2011 - Jun 2013
    The Technion Canada Toronto Chapter consists of a professionally diverse group of individuals serving on various committees to create public awareness and generate fundraising opportunities for the Technion-Israel Institute of Technology.
  • Experis Finance - Manpower Group
    Lead Regulatory Compliance Consultant
    Experis Finance - Manpower Group Sep 2012 - Jun 2022
    - Conduct independent testing and analysis on key banking/governance controls;- Review AML and ICAAP reporting to OSFI, FDIC, FINTRAC and other regulatory bodies;- Execute senior management walkthroughs to enable the reporting of regulatory compliance, credit risk and financial control gaps (at the entity-level analysis);- Draft report outlining control gaps, governance weaknesses and process enhancements; - Provide risk assessment on key governance and other entity-level controls that may impact LOBs, ERM and corporate strategy.
  • Nagel + Associates
    Senior Forensic Consultant (Contract) - Hedge Funds
    Nagel + Associates Jun 2012 - Jun 2022
    - Conduct an independent fraud risk assessment for high-growth hedge funds operating onshore and offshore;- Provide independent testing and analysis through detailed management walkthroughs to identify control weaknesses and fraud vulnerabilities;- Analyze agency cycle, including prime brokers, broker-dealers, custodians, trust companies, issuers, banks and other conduits involved in transacting with hedge funds to identify fraud risk exposures;- Draft report to outline fraud risks, key vulnerabilities and control recommendations to minimize fraud incidence.
  • Vral Corporation
    Compliance Advisor
    Vral Corporation Jun 2020 - Apr 2022
  • Epcylon Technologies Inc. (Us: Prfc)
    Ceo, Board Director
    Epcylon Technologies Inc. (Us: Prfc) Jan 2015 - Sep 2015
    Toronto, Ontario, Ca
    Epcylon Technologies Inc. is a public company on the US exchange ("PRFC") that owns Stealth Trader Intelligence and the Colony Auto-Trader, both proprietary software trading platforms with direct market execution. Both platforms are chart-free, based on sentiment within the electronic order book, and is a leading indicator guiding you to profitable intraday trades. It is the only chart-free trading execution tool tested to deliver excess alpha returns based on trader behavior within the electronic order book. Epcylon is the pioneer in chart-free trading. Oversee prop trading, branding, product development, market research, operations, strategic partnerships, strategy, tax planning, distribution channels, joint ventures, recruiting, mergers & acquisitions, IT, finance, payroll, sales, channel partners, marketing, investor relations, shareholder engagement, private placements (exempt market transactions), risk management, SEC regulatory compliance, HR, financial reporting, and corporate finance.
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  • Difference Capital Management / Difference Capital Financial (Dcf)
    Securities Regulatory Compliance Consultant
    Difference Capital Management / Difference Capital Financial (Dcf) Mar 2014 - Sep 2014
    Advise on securities regulatory compliance matters, internal controls, P&P Manual, OSC (PM/EMD) registrations, regulatory governance
  • Instinet Canada Ltd, Chi-X Canada
    Aml Regulatory Compliance Consultant
    Instinet Canada Ltd, Chi-X Canada Jun 2014 - Jun 2014
    Provide Anti-Money Laundering (AML) professional training and development for regulatory compliance to staff of Instinet Canada Ltd. and Chi-X Canada. This is to comply with the federal AML statute, the Proceeds of Crime Money Laundering and Terrorist Financing Act (PCMLTFA).
  • Iia
    Volunteer
    Iia 2009 - 2011
  • Experis
    Regulatory Compliance Consultant
    Experis 2005 - 2011
  • Fraser Mackenzie Limited
    Cco
    Fraser Mackenzie Limited Dec 2007 - Jul 2009
    * Manage compliance / securities registration staff* Prepare, present and participate in regulatory audits with provincial securities commissions across Canada* Oversee the training of staff across Canada* Manage and minimize regulatory risks enterprise-wide* Develop and implement various compliance manuals enterprise-wide
  • Investment Industry Association Of Canada
    Compliance Committee -- Member
    Investment Industry Association Of Canada 2008 - 2009
  • Canadian Tire Corp
    Consultant
    Canadian Tire Corp 2006 - 2007
    Toronto, Ontario, Ca
    Reviewed and updated ELC (Entity-Level-Controls) and corporate governance design effectiveness.
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  • Flint Energy Services
    Consultant
    Flint Energy Services 2006 - 2007
    Us
    View
  • Jefferson Wells
    Consultant
    Jefferson Wells 2005 - 2006
    Lead and manage various securities regulatory compliance projects.
  • Wellington West Capital Markets
    Cco
    Wellington West Capital Markets 2005 - 2006
    Ca
    View
  • Biremis Llc
    Chief Compliance Officer (Cco)
    Biremis Llc May 2003 - Mar 2005
    * Oversee all US regulatory compliance functions as it pertains to risk reporting to SEC/NASD/AMEX/NYSE* Develop, implement, and execute compliance test plans in accordance with NASD Rule 3010* Oversee key financial reporting to regulators to ensure financial complaince risks are mitigated
  • C.S.T. Consultants Inc.
    Chief Compliance Officer
    C.S.T. Consultants Inc. 2001 - 2003
  • Canadian Management Centre
    Consultant
    Canadian Management Centre 2001 - 2003
  • Stockhouse Media Corporation
    Stock Analyst
    Stockhouse Media Corporation 2000 - 2001
  • Td Waterhouse Discount Brokerage
    Trader / Licensed Dealer Representative
    Td Waterhouse Discount Brokerage Apr 1996 - Mar 1999
    Trade execution, customer service, compliance, product disclosures. sales
    View
  • Scotiamcleod
    Asst
    Scotiamcleod 1993 - 1994
    Toronto, Ontario, Ca
    View
  • Scotiamcleod
    Asst.
    Scotiamcleod 1993 - 1994
    Toronto, Ontario, Ca
    View

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams Skills

Risk Management Corporate Governance Due Diligence Securities Enterprise Risk Management Mergers And Acquisitions Finance Strategy Leadership Portfolio Management Banking Aml Securities Regulation Corporate Law Business Strategy Financial Risk Executive Management Governance Analysis Hedge Funds Capital Markets Financial Services Fraud Risk Assessment Mutual Funds Anti Money Laundering Private Equity Derivatives Internal Controls Auditing Policy Credit Risk Investment Management Business Development Sarbanes Oxley Act Cross Border Transactions Private Placements Blockchain Compliance Strategic Enterprise Management New Business Development Training And Development Cryptocurrency Ico Advisory Investments Teaching/instructing Crypto Exchange Advisory U.s. Sec Filings Pm/ifm/emd Registrations Msb Registration

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams Education Details

  • University Of Toronto - Rotman School Of Management
    University Of Toronto - Rotman School Of Management
    Corporate Governance
  • University Of Toronto, Faculty Of Law (Ll.M.)
    University Of Toronto, Faculty Of Law (Ll.M.)
    Business Law
  • York University, Osgoode Hall Law School (Ll.M.)
    York University, Osgoode Hall Law School (Ll.M.)
    Master Of Laws -- General
  • York University, Osgoode Hall Law School (Ll.M.)
    York University, Osgoode Hall Law School (Ll.M.)
    Master Of Laws -- Securities Law
  • Financial Industry Regulatory Association (Finra)
    Financial Industry Regulatory Association (Finra)
    Financial Securities Instruments
  • The Wharton School
    The Wharton School
    Investment Management & Analysis
  • Association For Certified Anti-Money Laundering Specialists (Acams)
    Association For Certified Anti-Money Laundering Specialists (Acams)
    Aml Compliance
  • Institute Of Internal Auditors
    Institute Of Internal Auditors
    Control Self-Assessment
  • Institute Of Internal Auditors (Iia)
    Institute Of Internal Auditors (Iia)
    Financial Services Auditing (Securities Specialty)
  • University Of Toronto
    University Of Toronto
    Mathematics/Economics
  • Newtonbrook S.S.
    Newtonbrook S.S.

Frequently Asked Questions about Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams

What company does Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams work for?

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams works for Arcstone Securities And Investments Corp.

What is Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's role at the current company?

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's current role is Co-founder, Head, Regulatory Compliance and Risk Management.

What is Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's email address?

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's email address is jb****@****ers.com

What is Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's direct phone number?

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams's direct phone number is +141698*****

What schools did Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams attend?

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams attended University Of Toronto - Rotman School Of Management, University Of Toronto, Faculty Of Law (Ll.m.), York University, Osgoode Hall Law School (Ll.m.), York University, Osgoode Hall Law School (Ll.m.), Financial Industry Regulatory Association (Finra), The Wharton School, Association For Certified Anti-Money Laundering Specialists (Acams), Institute Of Internal Auditors, Institute Of Internal Auditors (Iia), University Of Toronto, Newtonbrook S.s..

What skills is Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams known for?

Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams has skills like Risk Management, Corporate Governance, Due Diligence, Securities, Enterprise Risk Management, Mergers And Acquisitions, Finance, Strategy, Leadership, Portfolio Management, Banking, Aml.

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