Jack Bensimon, B.A. (Hon)., Ll.M., Icd.D, Cams Email & Phone Number

Dallas, TX, US

ArcStone Securities and Investments Corp., a financial services holding company, specializing in diversified and special situation sectors, catering to both private and public issuers in innovation and growth economies. Possessing a proficient team with backgrounds in prominent financial institutions in Canada and the USA, ArcStone offers strategic.

Black Swan Diagnostics Inc. is a regulatory risk management firm specializing in various areas of regulation for financial institutions, spanning broker-dealers, EMDs, IFM/PMs, asset managers, mutual fund dealers, banks, trust companies and MSBs (Money Services Businesses). Our scope of regulatory practice includes statutory regulation from OSC, OSFI.

Teach Advanced Corporate Governance/Securities Law/Anti-Money Laundering and Anti-Terrorism Financing to masters/graduate students.

CA

Once a month, we distill valuable wisdom and knowledge on securities and banking law issues. The show is live from our studios in Montreal. We have blue-chip guests from the securities and banking industry including forensic accountants, portfolio managers, securities litigators, business development execs, real estate investment pros, and the like.

Clinton Township, Michigan, US

LINKCHAIN is a new Supply Chain startup developing a hybrid blockchain platform that allows buyers & sellers to transact business in a secure fashion.

TiE was founded in 1992 in Silicon Valley by a group of successful entrepreneurs, corporate executives, and senior professionals. Since then, the organization has grown tremendously having 11,000 members, including over 2,500 charter members in 60 chapters across 17 countries.TiE’s mission is to foster entrepreneurship globally through mentoring.

Oversee a committee of six securities industry / finance professionals that are instrumental in implementing investment policy and deliberating asset manager selection. The committee spans regulatory compliance, fixed income, equity, corporate finance/investment banking, accounting and securities law expertise. As chair, I oversee the asset allocation, IPS.

Assist with design and implementation of governance protocols and principles to enable board participation, recruitment, and policy-making.

Assist committee in reviewing key financial statements and evaluate the overall financial health of the organization.

Based in Haifa, Israel, The Technion-Israel Institute of Technology is a leading global engineering and science university focused on technological innovation. Technion faculty have been recipients of the Nobel Prize in Chemistry 3 times within 7 years, an accomplishment unrivalled at any other university in the world. The most recent Nobel Prize in.

The Technion Canada Toronto Chapter consists of a professionally diverse group of individuals serving on various committees to create public awareness and generate fundraising opportunities for the Technion-Israel Institute of Technology.

- Conduct independent testing and analysis on key banking/governance controls;- Review AML and ICAAP reporting to OSFI, FDIC, FINTRAC and other regulatory bodies;- Execute senior management walkthroughs to enable the reporting of regulatory compliance, credit risk and financial control gaps (at the entity-level analysis);- Draft report outlining control.

- Conduct an independent fraud risk assessment for high-growth hedge funds operating onshore and offshore;- Provide independent testing and analysis through detailed management walkthroughs to identify control weaknesses and fraud vulnerabilities;- Analyze agency cycle, including prime brokers, broker-dealers, custodians, trust companies, issuers, banks.

Toronto, Ontario, CA

Epcylon Technologies Inc. is a public company on the US exchange ("PRFC") that owns Stealth Trader Intelligence and the Colony Auto-Trader, both proprietary software trading platforms with direct market execution. Both platforms are chart-free, based on sentiment within the electronic order book, and is a leading indicator guiding you to profitable.

Advise on securities regulatory compliance matters, internal controls, P&P Manual, OSC (PM/EMD) registrations, regulatory governance

Provide Anti-Money Laundering (AML) professional training and development for regulatory compliance to staff of Instinet Canada Ltd. and Chi-X Canada. This is to comply with the federal AML statute, the Proceeds of Crime Money Laundering and Terrorist Financing Act (PCMLTFA).

* Manage compliance / securities registration staff* Prepare, present and participate in regulatory audits with provincial securities commissions across Canada* Oversee the training of staff across Canada* Manage and minimize regulatory risks enterprise-wide* Develop and implement various compliance manuals enterprise-wide

Toronto, Ontario, CA

Reviewed and updated ELC (Entity-Level-Controls) and corporate governance design effectiveness.

US

Lead and manage various securities regulatory compliance projects.

CA

* Oversee all US regulatory compliance functions as it pertains to risk reporting to SEC/NASD/AMEX/NYSE* Develop, implement, and execute compliance test plans in accordance with NASD Rule 3010* Oversee key financial reporting to regulators to ensure financial complaince risks are mitigated

Trade execution, customer service, compliance, product disclosures. sales

Toronto, Ontario, CA

Toronto, Ontario, CA

Icd.D, Corporate Governance

Ll.M. (Master Of Laws), Business Law

Ll.M. (Master Of Laws), Master Of Laws -- General

Ll.M. (Master Of Laws), Master Of Laws -- Securities Law

S. 24/27/55/63 Licensed, Financial Securities Instruments

Cima, Investment Management & Analysis

Cams, Aml Compliance

Ccsa, Control Self-Assessment

Cfsa, Financial Services Auditing (Securities Specialty)

Hon. B.A., Mathematics/Economics

Education record