As a Senior Trade Support and Trade Compliance professional at A.G.P./Alliance Global Partners, I leverage my 15+ years of experience in the securities industry to provide excellent service to our traders and clients. I hold Series 4, 24, 53, and 57 licenses and have expertise in NFS, NetX360, block trading and trade compliance.My mission is to build strong relationships, manage trade flow, design efficient workflows, and support complex compliance issues. I work with senior management on ongoing projects to improve processes in trading. I am passionate about exceeding client expectations and delivering value to our organization.
Listed skills include Equity Trading, Regulatory Compliance, Organizational Vision, Equities, and 38 others.