Jaime Mcdaniel Email & Phone Number

Tacoma, Washington, United States

Seattle, Washington, United States

Provide Code of Ethics support for 1,300 associates globally.Implement 10,000 Compliance Certifications on an annual basis. Develop and present Code of Ethics training to associates.Manage 300 FINRA registered representative’s licenses and continuing education training.Coordinate Code of Ethics review and amendments for Board Meetings.Maintain numerous SharePoint sites throughout Compliance.

Greater Seattle Area

Maintain and administer the Personal Trading system; support global compliance offices through report processing, data input and recordkeepingProvide customer support for associate compliance Code of Ethics questionsSurveillance and monitoring of associate personal trading; identification and investigation of potential violations of Code of EthicsDevelop and present Code of Ethics training to associatesWork with global compliance leaders to develop, maintain and improve policies and procedures, and controls for the Code of Ethics programAssist Compliance senior management and regional CCO’s with ad hoc projectsPlatform Experience:SunGard Protegent PTASunGard Control RoomSharePoint

Greater Seattle Area

Document internal clients’ business processes by producing business process mapsDesign and implement the Corporate Records SharePoint site(s)Provide records management consultancy for internal clients Assist in managing outside vendors on various projects

Greater Seattle Area

Document internal clients’ business processes by producing business process mapsDesign and implement the Corporate Records SharePoint site(s)Provide records management consultancy for internal clients Assist in managing outside vendors on various projects

Greater Seattle Area

Russell Investments, Corporate Services, Call Center Operator and Corporate ReceptionistManage scheduling and coordination of meetings for 38 meeting rooms, 23 pieces of Audio Visual equipmentKnowledge based call directing for over 2500 clients and associates Extend hospitality with greet and check-in services for clients, guests and associates

Tacoma, Wa

Managed multiple doctors schedulesInsurance verification / Patient RegistrationMaintain patient and information confidentiality Assist in managing employee schedulesAwards: Employee of the Year 2004 FHS