Jake D. Meyer Email & Phone Number

New York, New York, United States

• Administered firm's compliance program by utilizing software and reports for daily monitoring and quarterly certifications for new accounts, personal trading, and portfolio reviews.
• Constructed the firm's first-ever compliance overview presentation deck to be used for third-party due diligence.
• Conducted books and records review in accordance with SEC regulations.
• Collaborated with CCO to review and update the firm’s compliance manual and procedures, by tracking edits and… Show more
• Collaborated with CCO to review and update the firm’s compliance manual and procedures, by tracking edits and ensuring changes have been agreed by all stakeholders. Show less

New York, New York, United States

• Aided in monitoring and testing firm's compliance program to ensure all procedures are up-to-date.
• Helped with the preparation and review of industry required filings, relating to the SEC, FINRA and state level.
• Developed a compliance report using Excel for a quarterly meeting.
• Partnered with firm's registered principal in creating reports in connection with special projects.

New York City, New York, United States

• Helped with responding to requests for information and due diligence requests (RFPs/DDQs) from clients and prospects.
• Assisted Internal Sales Specialists with the maintenance of Salesforce data.
• Reviewed social media email communications of registered employees with the assistance of the National Sales Director.
• Created the firm's Phishing campaign focused on LinkedIn usage, as a part of its Cybersecurity Program, with CTO.
• Visited Morgan Stanley and Blackrock to evaluate… Show more
• Visited Morgan Stanley and Blackrock to evaluate how they do business with Richard Bernstein Advisors. Show less

Freehold, New Jersey, United States

- DMV Specialist for Rolling Hills County Day Camp where I ran the go karts. -Needed to ensure that the children were adequately supervised, and remained safe in doing this activity. -Instructed the children on the mechanics of driving, and controlling of the go karts safely.- Supervised and corrected driver’s behavior when driving.- Maintenance of this.

Marlboro, New Jersey, United States

- Kept score for recreation or travel basketball games for both girls and boys for grades 3rd to 12th. - Included keeping time of the game as well as operating a scorekeeping machine which kept time and score. Keeping score included pressing the time clock buttons to stop or run the clock during the game, and to change the score numbers to keep the correct.

Bachelor Of Business Administration - Bba, Business Administration And Management, General

Activities and Societies: Hofstra Hillel Club, Advertisement Club, Technology Club, APICS, SGA, Zarb Ambassador, and Alpha Kappa Psi, Mu.

High School Diploma

Activities and Societies: School Newspaper club; Freshman, Junior Varsity, Varsity Football teams; Award of Excellence Guidance..