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Jake Travis Email & Phone Number

Senior Director of Compliance and Supervison at RFG Advisory
Location: Birmingham, Alabama, United States 6 work roles 1 school
1 work email found @rfgadvisory.com LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email

Work email j****@rfgadvisory.com
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Current company
RFG Advisory
Role
Senior Director of Compliance and Supervison
Location
Birmingham, Alabama, United States

Who is Jake Travis? Overview

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Quick answer

Jake Travis is listed as Senior Director of Compliance and Supervison at RFG Advisory, based in Birmingham, Alabama, United States. AeroLeads shows a work email signal at rfgadvisory.com and a matched LinkedIn profile for Jake Travis.

Jake Travis previously worked as Surveillance Manager at Concourse Financial Group and Branch Auditor at Concourse Financial Group. Jake Travis holds Bachelor Of Science (Bs), Finance from The University Of Alabama.

Company email context

Email format at RFG Advisory

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{first_initial}{last}@rfgadvisory.com
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AeroLeads found 1 current-domain work email signal for Jake Travis. Compare company email patterns before reaching out.

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Profile bio

About Jake Travis

Securities offered by Registered Representatives of Private Client Services (“PCS”). Member FINRA / SIPC. Advisory services offered by Investment Advisory Representatives of RFG Advisory, a registered investment Advisor.

Listed skills include Banking, Social Media, Public Speaking, Fixed Income, and 19 others.

Current workplace

Jake Travis's current company

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RFG Advisory
Rfg Advisory
Senior Director of Compliance and Supervison
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6 roles

Jake Travis work experience

A career timeline built from the work history available for this profile.

Senior Director Of Compliance And Supervison

Current
Rfg Advisory

Vestavia Hills, AL, US

  • Oversight of investment advisory and retirement plan activity of independent dually-registered and IAR-only advisors.
  • Supervision of all Advisors acting as client portfolio manager.
  • Review RIA and BD related marketing materials, external communications, and other promotional efforts on behalf of the firm and Advisors.
  • Conduct on site audits of Branch Offices for conformity with policies and procedures.
Aug 2022 - Present

Surveillance Manager

Concourse Financial Group

Birmingham, Alabama, US

  • Managed team responsible for ongoing risk assessments and compliance reviews to ensure compliance policies and risk controls are operating appropriately.
  • Additionally, I served as the firm's main contact to ensure compliance with required cybersecurity changes and identified cybersecurity risks and coordinated with internal partners to resolve incidents.
  • Responsibilities also included implementing periodic phishing simulations and other cybersecurity related training.
  • Coordinated distribution and monitoring of Annual Compliance Questionnaire, Annual Compliance Meeting and Firm Element Training.
Jul 2021 - Jul 2022

Branch Auditor

Concourse Financial Group

Birmingham, Alabama, US

  • Conducted on-site and virtual branch audits for approximately 60+ branches/ 120+ Registered Representatives annually.
  • Prepared summary reports indicating findings and corrective actions.
  • Ongoing oversight of branch office conformities with firm policies, procedures, and regulatory rules.
  • Provided training on new policies and technology.
  • Conducted high-risk and for-cause audits.
  • 50% travel.
Jul 2017 - Jul 2021

Surveillance Officer

Concourse Financial Group

Birmingham, Alabama, US

  • Identify trends in trade reporting systems to detect potential regulatory violations.
  • Responsible for overseeing compliance with firm's Code of Ethics
Feb 2016 - Jul 2017

Brokerage Representative

Bbva Compass

Birmingham, AL, US

  • Equity, mutual fund, bond, UIT trading.
  • Perform account maintenance and asset movement requests.
  • Provided technical assistance to clients regarding website issues.
Jul 2013 - Feb 2016

Loan Coordinator

Renasant Bank

Tupelo, MS, US

  • Reviewed loan origination documents for completeness and accuracy.
  • Monitored credit inquiries for applicants during underwriting phase.
  • Performed occupation and income verifications on loan applicants.
Sep 2012 - Jul 2013
1 education record

Jake Travis education

  • The University Of Alabama
    The University Of Alabama
    Finance
FAQ

Frequently asked questions about Jake Travis

Quick answers generated from the profile data available on this page.

What company does Jake Travis work for?

Jake Travis works for RFG Advisory.

What is Jake Travis's role at RFG Advisory?

Jake Travis is listed as Senior Director of Compliance and Supervison at RFG Advisory.

What is Jake Travis's email address?

AeroLeads has found 1 work email signal at @rfgadvisory.com for Jake Travis at RFG Advisory.

Where is Jake Travis based?

Jake Travis is based in Birmingham, Alabama, United States while working with RFG Advisory.

What companies has Jake Travis worked for?

Jake Travis has worked for Rfg Advisory, Concourse Financial Group, Bbva Compass, and Renasant Bank.

How can I contact Jake Travis?

You can use AeroLeads to view verified contact signals for Jake Travis at RFG Advisory, including work email, phone, and LinkedIn data when available.

What schools did Jake Travis attend?

Jake Travis holds Bachelor Of Science (Bs), Finance from The University Of Alabama.

What skills is Jake Travis known for?

Jake Travis is listed with skills including Banking, Social Media, Public Speaking, Fixed Income, Event Planning, Financial Modeling, Value Investing, and Bloomberg.

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