James Ash

James Ash Email and Phone Number

SVP and Head of Fund Compliance @
James Ash's Location
Charlotte Metro, United States
James Ash's Contact Details
About James Ash

Specialties: sales and marketing, administration, attorney, funds, legal, legal research, materials management, meeting facilitation, organizational skills, securities,

James Ash's Current Company Details
Northern Lights Compliance Services

Northern Lights Compliance Services

SVP and Head of Fund Compliance
James Ash Work Experience Details
  • Northern Lights Compliance Services
    Svp And Head Of Fund Compliance
    Northern Lights Compliance Services Apr 2019 - Present
    Charlotte, North Carolina
  • Ultimus Fund Solutions (Fka Gemini Fund Services)
    Senior Vice President, National Sales
    Ultimus Fund Solutions (Fka Gemini Fund Services) Nov 2017 - Mar 2019
    Charlotte, Nc
  • Gemini Fund Services, Llc
    Senior Vice President And Director Of Legal Administration
    Gemini Fund Services, Llc Oct 2005 - Feb 2017
    Hauppauge, Ny
  • New York Stock Exchange
    Legal Intern Within The Division Of Enforcement
    New York Stock Exchange Jun 2003 - Aug 2003
  • Goldis Financial Group Inc
    Equity Trader
    Goldis Financial Group Inc Dec 1999 - Aug 2001

James Ash Skills

Mutual Funds Securities Fund Administration Investment Strategies Alternative Investments Equities Investment Advisory Investments Derivatives Fund Of Funds

James Ash Education Details

Frequently Asked Questions about James Ash

What company does James Ash work for?

James Ash works for Northern Lights Compliance Services

What is James Ash's role at the current company?

James Ash's current role is SVP and Head of Fund Compliance.

What is James Ash's email address?

James Ash's email address is as****@****ail.com

What is James Ash's direct phone number?

James Ash's direct phone number is 855-891*****

What schools did James Ash attend?

James Ash attended Maurice A. Deane School Of Law At Hofstra University, Suny Stony Brook.

What skills is James Ash known for?

James Ash has skills like Mutual Funds, Securities, Fund Administration, Investment Strategies, Alternative Investments, Equities, Investment Advisory, Investments, Derivatives, Fund Of Funds.

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