James Brooks

James Brooks Email and Phone Number

Chief Compliance Officer - Personal Banking and Wealth Management @ Citi
Tampa, FL, US
James Brooks's Location
Columbus, Ohio Metropolitan Area, United States, United States
James Brooks's Contact Details

James Brooks personal email

n/a

James Brooks phone numbers

About James Brooks

Experienced executive with over 30 years of banking experience building, leading and advising financial institutions through complex regulatory and risk matters. Strong ability to lead organizations under intense regulatory scrutiny (e.g., consent orders, customer remediation, MRI and MRIA resolution, etc.) with resolve and confidence. Strong risk management framework and control expertise with background in ERM, Compliance and Operational Risk program improvement. Excellent leader with a solid record of contributions leading to enhanced controls, compliance ratings and regulatory confidence.Specialties: Regulatory Risk Management, Enterprise-wide Risk Management development, Op Risk, COSO Framework, Issue Remediation, Bank Compliance, BSA/AML/OFAC, Internal Control Frameworks, Executive Level & Board of Director experience, risk & audit staff development, Regulatory Affairs

James Brooks's Current Company Details
Citi

Citi

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Chief Compliance Officer - Personal Banking and Wealth Management
Tampa, FL, US
Website:
citigroup.com
Employees:
196387
James Brooks Work Experience Details
  • Citi
    Chief Compliance Officer - Personal Banking And Wealth Management
    Citi
    Tampa, Fl, Us
    View
  • Citi
    Chief Compliance Officer - Us Personal Banking
    Citi Mar 2022 - Present
    New York, New York, Us
    -Compliance Head for the U.S. Consumer Business-Compliance Executive Council Member
    View
  • Citi
    Chief Compliance Officer - Global Consumer Programs
    Citi Jun 2021 - Mar 2022
    New York, New York, Us
    View
  • Huntington National Bank
    Executive Vice President & Chief Compliance Officer
    Huntington National Bank Sep 2010 - May 2021
    Columbus, Ohio, Us
    View
  • Advantage Bank
    Svp, Chief Financial Officer & Treasurer
    Advantage Bank Jan 2009 - Jul 2010
    Us
    View
  • Advantage Bank
    Vp, Chief Audit Executive
    Advantage Bank Dec 2007 - Jan 2009
    Us
    View
  • Jp Morgan Chase
    Vice President, Operational Risk Management - Global Finance Ops
    Jp Morgan Chase Dec 2006 - Dec 2007
    New York, Ny, Us
    View
  • Jp Morgan Chase
    Vice President, Internal Audit
    Jp Morgan Chase Nov 2004 - Dec 2006
    New York, Ny, Us
    View
  • Bank One
    Vice President, Internal Audit
    Bank One Apr 2001 - Apr 2003
    Us
    View
  • Chase Manhattan Corporation
    Internal Audit
    Chase Manhattan Corporation 1998 - 2001
    New York, Ny, Us
    View

James Brooks Skills

Risk Management Internal Audit Operational Risk Management Financial Risk Enterprise Risk Management Banking Anti Money Laundering Aml Ofac Risk Assessment Executive Management Bank Secrecy Act Regulations Credit Loans Mortgage Lending Compliance Mortgage Banking Risk Analysis Strategy Regulatory Affairs Communication Training Compliance Management Cost Accountin Risk Mitigation Executive Communications Board Reporting Board Presentations Federal Regulations Strategy Development

James Brooks Education Details

  • Franklin University
    Franklin University
    Accounting
  • Aba National Compliance School
    Aba National Compliance School

Frequently Asked Questions about James Brooks

What company does James Brooks work for?

James Brooks works for Citi

What is James Brooks's role at the current company?

James Brooks's current role is Chief Compliance Officer - Personal Banking and Wealth Management.

What is James Brooks's email address?

James Brooks's email address is ja****@****ton.com

What is James Brooks's direct phone number?

James Brooks's direct phone number is +161448*****

What schools did James Brooks attend?

James Brooks attended Franklin University, Aba National Compliance School.

What skills is James Brooks known for?

James Brooks has skills like Risk Management, Internal Audit, Operational Risk Management, Financial Risk, Enterprise Risk Management, Banking, Anti Money Laundering, Aml, Ofac, Risk Assessment, Executive Management, Bank Secrecy Act.

Who are James Brooks's colleagues?

James Brooks's colleagues are Robin Arora, Jorge Reyes, Srija Nakka, Glenda Walker-Verm, Salma Jarouche, Maricon Dato-On, Shiny Amstina.

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