James Cornwell

James Cornwell Email and Phone Number

Compliance & Enterprise Risk Management @ Societe Generale
James Cornwell's Location
New York, New York, United States, United States
James Cornwell's Contact Details

James Cornwell personal email

n/a

James Cornwell phone numbers

About James Cornwell

Accomplished executive leader with over 25 years of continuous financial industry experience and in-depth knowledge of Compliance, Operational, and Enterprise Risk Management. Recognised as an effective communicator and natural leader, one who is influential, decisive and delivery focused.

James Cornwell's Current Company Details
Societe Generale

Societe Generale

View
Compliance & Enterprise Risk Management
James Cornwell Work Experience Details
  • Societe Generale
    Compliance And Enterprise Risk Management
    Societe Generale Jun 2018 - Present
    Paris, Fr
    Scope includes: Broker Dealer and Branch Activities.• Management of the Compliance, Reputational and Enterprise Annual Risk Assessment Programs• Linkage of the Compliance Risk Assessment to the Regulatory and Controls Inventory• Management of responses to related regulatory and audit enquiries and findings.• Responsible for program design, tools and architecture.• Development of formal risk assessment training, methodology and procedures.• Project lead in support of global and regional transformation, alignment and harmonization efforts.• Management of the teams in support of the above activities.
    View
  • Citi
    Compliance Risk Management, Strategy And Planning
    Citi May 2016 - Jun 2018
    New York, New York, Us
    Scope included: Citi’s Institutional Client Group (“ICG”) Activities• Management of highly-visible, global, and/or strategic ICG Compliance programs that cut across multiple regions and businesses, including the Compliance Annual Risk Assessment, the Annual Compliance Plan, State of Compliance Reporting and the enhancement of ICG Compliance metrics.• Coordinator for North America ICG responses to internal audit and external regulatory actions and findings.• Management of the team in support of the above activities.
    View
  • Barclays
    Enterprise Wide Compliance Risk Management
    Barclays Apr 2009 - May 2016
    London, Gb
    Scope included Global: Investment Bank, Personal and Corporate Bank, Barclaycard, Wealth and Investment Management and the mapping of Laws, Rules and Regulations to Controls. • Responsible for design, build and execution of risk assessment processes.• Created regional support model as the function transitioned from a large team of consultants to 38 full time employees, located in New York, London, Singapore and Mumbai. Oversaw off-shoring to establish team of 20 FTE in Mumbai.• Created and led extensive global training program; 150 compliance officers and 50 senior managers.• Oversaw product compliance engagement spanning over 40 countries and 320 business units.• Extensive interaction with Regulators regarding Barclays Compliance Risk Assessment and Compliance Annual Plan functions. Emphasis on engagement with FRBNY regarding SR08-8 ‘Compliance Risk Management Programs and Oversight at Large Banking Organizations with Complex Compliance Profiles’.
    View
  • Jpmorgan Chase & Co.
    Derivatives Middle Office
    Jpmorgan Chase & Co. 2002 - 2009
    New York, Ny, Us
    View
  • Rbs International
    Derivatives Middle Office
    Rbs International 1996 - 2002
    Jersey, Jersey, Je
    View

James Cornwell Skills

Derivatives Equities Middle Office Investment Banking Prime Brokerage Fixed Income Capital Markets Credit Derivatives Swaps Hedge Funds Trading Systems Operational Risk Rates Interest Rate Derivatives Bloomberg Cds High Yield Series 99

James Cornwell Education Details

  • Campion College, England
    Campion College, England

Frequently Asked Questions about James Cornwell

What company does James Cornwell work for?

James Cornwell works for Societe Generale

What is James Cornwell's role at the current company?

James Cornwell's current role is Compliance & Enterprise Risk Management.

What is James Cornwell's email address?

James Cornwell's email address is ja****@****cap.com

What is James Cornwell's direct phone number?

James Cornwell's direct phone number is (866) 516*****

What schools did James Cornwell attend?

James Cornwell attended Campion College, England.

What skills is James Cornwell known for?

James Cornwell has skills like Derivatives, Equities, Middle Office, Investment Banking, Prime Brokerage, Fixed Income, Capital Markets, Credit Derivatives, Swaps, Hedge Funds, Trading Systems, Operational Risk.

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.