Attorney with a broad international business background in market regulation, corporate governance, finance, risk management, OTC and exchange traded derivatives, equities and options. As Chief Counsel and an advisor for multiple global financial services firms, asset managers and corporate clients, my professional efforts have focused on global regulatory matters, risk management, market making, brokerage, proprietary trading, asset management and technology development. I have decades of regulatory experience with key regulatory agencies and regulations including the CFTC, SEC, NFA, FINRA, MFSA, FIAU, ESMA, Emir, FCA, AML, BSA, OFAC, FACTA, KYC, Dodd Frank, MiFID II and FCPA matters.