James Hoffmann Email and Phone Number
James Hoffmann work email
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James Hoffmann personal email
Executive Director for J.P. Morgan Asset Management - Financial services executive with broker dealer and investment advisory experience for retail & institutional clients- Management oversight of sales practice supervision, compliance, operations and operational risk management- Staff management and development- FINRA licenses: 4, 7, 8, 24, 53, 63, 65
J.P. Morgan Asset Management
View- Website:
- jpmorgan.am
- Employees:
- 4066
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Executive Director Broker Dealer ManagementJ.P. Morgan Asset Management Feb 2011 - PresentGreater New York City Area- Provide structure for two FINRA registered Broker Dealers engaged in the sale of private equity, mutual funds, ETF’s, private placement offerings and 401k Retirement Plan solutions to Institutional clients and Financial Intermediaries- Responsibilities include risk management & broker dealer controls and supervision, operations and finance oversight, staff & expense management, policy development, training and implementation
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Executive Director J.P. Morgan Institutional Investments Inc.J.P. Morgan Asset Management Mar 2008 - Feb 2011Greater New York City Area- President of Broker Dealer and Registered Investment Advisor servicing retail & institutional client base across 3 divisions of JPMorgan Chase)- Supervision and oversight for BD/RIA Branch Managers, Sales Principals and registered staff focusing on the sales of private equity, private placement funds and mutual funds including cash products and retirement solutions
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Executive Director J.P. Morgan Institutional Investments Inc.J.P. Morgan Asset Management May 2000 - Mar 2008- Chief Operating Officer of Broker Dealer and Investment Advisory servicing retail & institutional client Responsibilities included risk management and controls, supervision, operations, policy development, training and implementation- Key member of the new Broker Dealer startup team which included the complete development of infrastructure and business offering, managed and completed Form BD & ADV filing
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Vice PresidentJ.P. Morgan Jun 1998 - May 2000Greater New York City Area- Original member of development team who created new offering for JPMorgan private clients including the formation of a new broker dealer and an investment advisor.
James Hoffmann Skills
James Hoffmann Education Details
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Criminal Justice/Police Science
Frequently Asked Questions about James Hoffmann
What company does James Hoffmann work for?
James Hoffmann works for J.p. Morgan Asset Management
What is James Hoffmann's role at the current company?
James Hoffmann's current role is Executive Director Broker Dealer Management at J.P. Morgan Asset Management.
What is James Hoffmann's email address?
James Hoffmann's email address is ja****@****gan.com
What schools did James Hoffmann attend?
James Hoffmann attended John Jay College (Cuny).
What skills is James Hoffmann known for?
James Hoffmann has skills like Thought Leadership, People Development, Management, Supervisory Skills, Institutional Investments, People Management.
Who are James Hoffmann's colleagues?
James Hoffmann's colleagues are James Mccomb, Kelly Carolan, Mandy Chew, Lan Nguyen, Mauricio Palazzi, Shih Chen Tsai, Ellen Aleshia.
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James Hoffmann
Product Passion | Problem Solver | Sustainability EnthusiastGreater Minneapolis-St. Paul Area2amsoil.com, amsi-corp.com -
1marshalltown.com -
James Hoffmann
Marine Corps Veteran. Student At Columbia Executive Education, Strategic Wealth Management ProgramSan Diego County, Ca4marines.com, usps.com, usmc.mil, sandiego.edu -
James Hoffmann
Greater Boston2psichi.org, foundationmedicine.com
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