James Nah Email & Phone Number

Melbourne, Victoria, Australia

Melbourne, Victoria, Australia

Focusing on the ensuring customers are provided proper redress where there are adverse outcomes experienced from misconduct or from process/system failures.

Melbourne, Victoria, Australia

Leading a team of passionate and dedicated compliance experts to drive better outcomes for Customers and ME Banking community.

Melbourne, Australia

Led the delivery of a range of different engagements relating to addressing compliance risks faced by clients and solutions deployed include: - Advice on Operating Models - Review and rationalising Obligation Register - Review and assessing controls linked to Obligations - Performing Compliance audits

Melbourne, Australia

As the Business Risk Partner, was responsible for providing 2nd line risk oversight support for allocated business units during this period (Lending Services, Group Finance & Tax, Hubs and Shared Services).As the Compliance specialist, was responsible for providing 2nd line compliance oversight support during this period for Corporate Center functions.

Responsible for the team maintaining the group-wide Compliance Framework, ensuring it remains fit for purpose.Key Achievements: - Adjust the global compliance framework and drive implementation of these adjustments across all ANZ Divisions operating in 34 countries. This enables each business unit leader to demonstrate consideration of compliance risks and.

Responsible for working with allocated ANZ businesses to drive capabilities to enhance management of compliance risk exposures.Key Achievements: - Maintained the ongoing measurement process that feeds the MD Assessment issued by the GGM Compliance - Performance of Compliance Reviews

Melbourne, Australia

Led a team of 15 personnel, responsible for providing accounting services (including preparation of statutory financial statements) for the corporate superannuation and public offer superannuation funds under administration. There were about a dozen funds being serviced and total net assets in total exceeded $1 billion.Key Achievements: - Completed 2003.

Melbourne, Australia

During term of employment, was part of the Assurance Team and specifically, the Financial Services Group. Key Achievements: - Completed CA Program. - Seconded to the London office for 3 months as part of the exchange program. During the secondment, managed different financial audit engagements, including the financial audit for British Telecom Pension.