James Ritchie Email and Phone Number
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Senior Compliance professional with over 25 years international compliance leadership and management experience in the UK, Europe, US and Asia covering global markets, investment banking, private banking, asset management, digital assets and regulatory consulting. Proven track record in the design and delivery of robust compliance risk management programmes. Trusted advisor to business management teams on strategic compliance risk management issues. Respected people and team leader, motivator and mentor.
Societe Generale Corporate And Investment Banking - Sgcib
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Md, Uk Head Of Markets Advisory ComplianceSociete Generale Corporate And Investment Banking - SgcibLondon, Gb -
Head Of Financial Markets ComplianceLloyds Banking Group Sep 2024 - PresentLondon, Uk, Gb -
Cco And Mlro @Lendable.IoLendable Nov 2023 - Sep 2024London, Gb -
Compliance Execution Managed Services, Banking And Capital MarketsPwc Uk Oct 2022 - Oct 2023London, London, GbDesigning new technology enabled compliance managed services and solutions for Financial Service companies which:• Automate a firm’s management of their regulatory obligations• Digitise their policy management frameworks and apply artificial intelligence solutions• Automate compliance risk assessments and leverage data inputs for more regular risk assessments• Automate a firms Senior Managers and Certification Regime work flows and administrative arrangements• Leverages technology to automate monitoring and testing programmes -
Chief Risk And Compliance OfficerElwood Technologies Jun 2021 - Oct 2022Regents Park, England, GbWe are building a best in class crypto market access platform for Banks, FinTechs and Corporates. It's an end to end full trading lifecycle platform with low latency and single API connectivity to global crypto venues. -
Managing DirectorEiger Regulatory Partners Apr 2020 - Jun 2021London, GbOriginally formed in 2007, at Eiger Regulatory Partners we work with our financial services clients to provide specialist regulatory consulting advice and human capital to minimise their risks and assist with strategy. Our clients leverage our deep regulatory technical expertise which dates from 1989 and our regulatory human capital and resourcing experience which dates from 1998. Our regulatory consulting specialists bring subject matter expertise which spans investment banking, asset management, hedge funds, wealth management, retail stockbroking, consultancy and FinTech.Recruitment assignments successfully completed have ranged from Global, Regional and Country Heads to senior team member appointments. -
Compliance Consultant: Libor Conduct And Compliance TransitionR6 Compliance Solutions Jan 2020 - Jun 2020
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Managing Director, Global Markets ComplianceCredit Suisse Sep 2010 - Nov 2018Zurich, ChManaging a team of 22 Advisory Compliance officers who provide front line compliance advisory support to the EMEA Equities (Cash Equities, Prime Services, Equity Derivatives, Structured Products, Electronic and Index businesses) and Fixed Income businesses (Credit, Rates, FX, Treasury, Repo, Structured Transactions, Commodities) in the UK and EMEA offices. -
Director, Head Of International ComplianceBarclays Wealth Jan 2006 - Sep 2010London, GbCompliance Director managing 45 compliance staff based in 15 locations covering 20 countries. Managed the build out of full service compliance teams supporting the private banking, international banking, asset management, brokerage, fiduciary services and corporate banking businesses. -
Director, Head Of Compliance, South East AsiaBarclays Capital Sep 2003 - Jan 2006Head of Compliance for the Barclays Capital Businesses in Singapore, Australia, Malaysia, Thailand and Indonesia.
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Fixed Income Compliance OfficerBarclays Capital Aug 1999 - Sep 2003Lead compliance officer on all fixed income compliance issues covering credit, rates, FX and commodities issues (base and precious metals, power products, structured products).
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Analyst, Markets And Exchanges DivisionFinancial Services Authority Aug 1998 - Aug 1999Sheffield, Gb -
Analyst, Banking Supervision DivisionBank Of England Jan 1997 - Aug 1998London, Gb -
Compliance OfficerLegal And General(Unit Assurance)Limited Apr 1995 - Jan 1997
James Ritchie Skills
James Ritchie Education Details
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University Of NottinghamEconomics
Frequently Asked Questions about James Ritchie
What company does James Ritchie work for?
James Ritchie works for Societe Generale Corporate And Investment Banking - Sgcib
What is James Ritchie's role at the current company?
James Ritchie's current role is MD, UK Head of Markets Advisory Compliance.
What is James Ritchie's email address?
James Ritchie's email address is jamessritchie@me.com
What schools did James Ritchie attend?
James Ritchie attended University Of Nottingham.
What skills is James Ritchie known for?
James Ritchie has skills like Leadership, Banking, Trusted Advisor, Stakeholder Management, Fixed Income, Securities Regulation, Capital Markets, Derivatives, Financial Risk, Strategy, Financial Services, Equities.
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