James Ritchie

James Ritchie Email and Phone Number

MD, UK Head of Markets Advisory Compliance @ Societe Generale Corporate and Investment Banking - SGCIB
London, GB
James Ritchie's Location
London, England, United Kingdom, United Kingdom
James Ritchie's Contact Details
About James Ritchie

Senior Compliance professional with over 25 years international compliance leadership and management experience in the UK, Europe, US and Asia covering global markets, investment banking, private banking, asset management, digital assets and regulatory consulting. Proven track record in the design and delivery of robust compliance risk management programmes. Trusted advisor to business management teams on strategic compliance risk management issues. Respected people and team leader, motivator and mentor.

James Ritchie's Current Company Details
Societe Generale Corporate and Investment Banking - SGCIB

Societe Generale Corporate And Investment Banking - Sgcib

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MD, UK Head of Markets Advisory Compliance
London, GB
Employees:
10394
James Ritchie Work Experience Details
  • Societe Generale Corporate And Investment Banking - Sgcib
    Md, Uk Head Of Markets Advisory Compliance
    Societe Generale Corporate And Investment Banking - Sgcib
    London, Gb
  • Lloyds Banking Group
    Head Of Financial Markets Compliance
    Lloyds Banking Group Sep 2024 - Present
    London, Uk, Gb
  • Lendable
    Cco And Mlro @Lendable.Io
    Lendable Nov 2023 - Sep 2024
    London, Gb
  • Pwc Uk
    Compliance Execution Managed Services, Banking And Capital Markets
    Pwc Uk Oct 2022 - Oct 2023
    London, London, Gb
    Designing new technology enabled compliance managed services and solutions for Financial Service companies which:• Automate a firm’s management of their regulatory obligations• Digitise their policy management frameworks and apply artificial intelligence solutions• Automate compliance risk assessments and leverage data inputs for more regular risk assessments• Automate a firms Senior Managers and Certification Regime work flows and administrative arrangements• Leverages technology to automate monitoring and testing programmes
  • Elwood Technologies
    Chief Risk And Compliance Officer
    Elwood Technologies Jun 2021 - Oct 2022
    Regents Park, England, Gb
    We are building a best in class crypto market access platform for Banks, FinTechs and Corporates. It's an end to end full trading lifecycle platform with low latency and single API connectivity to global crypto venues.
  • Eiger Regulatory Partners
    Managing Director
    Eiger Regulatory Partners Apr 2020 - Jun 2021
    London, Gb
    Originally formed in 2007, at Eiger Regulatory Partners we work with our financial services clients to provide specialist regulatory consulting advice and human capital to minimise their risks and assist with strategy. Our clients leverage our deep regulatory technical expertise which dates from 1989 and our regulatory human capital and resourcing experience which dates from 1998. Our regulatory consulting specialists bring subject matter expertise which spans investment banking, asset management, hedge funds, wealth management, retail stockbroking, consultancy and FinTech.Recruitment assignments successfully completed have ranged from Global, Regional and Country Heads to senior team member appointments.
  • R6 Compliance Solutions
    Compliance Consultant: Libor Conduct And Compliance Transition
    R6 Compliance Solutions Jan 2020 - Jun 2020
  • Credit Suisse
    Managing Director, Global Markets Compliance
    Credit Suisse Sep 2010 - Nov 2018
    Zurich, Ch
    Managing a team of 22 Advisory Compliance officers who provide front line compliance advisory support to the EMEA Equities (Cash Equities, Prime Services, Equity Derivatives, Structured Products, Electronic and Index businesses) and Fixed Income businesses (Credit, Rates, FX, Treasury, Repo, Structured Transactions, Commodities) in the UK and EMEA offices.
  • Barclays Wealth
    Director, Head Of International Compliance
    Barclays Wealth Jan 2006 - Sep 2010
    London, Gb
    Compliance Director managing 45 compliance staff based in 15 locations covering 20 countries. Managed the build out of full service compliance teams supporting the private banking, international banking, asset management, brokerage, fiduciary services and corporate banking businesses.
  • Barclays Capital
    Director, Head Of Compliance, South East Asia
    Barclays Capital Sep 2003 - Jan 2006
    Head of Compliance for the Barclays Capital Businesses in Singapore, Australia, Malaysia, Thailand and Indonesia.
  • Barclays Capital
    Fixed Income Compliance Officer
    Barclays Capital Aug 1999 - Sep 2003
    Lead compliance officer on all fixed income compliance issues covering credit, rates, FX and commodities issues (base and precious metals, power products, structured products).
  • Financial Services Authority
    Analyst, Markets And Exchanges Division
    Financial Services Authority Aug 1998 - Aug 1999
    Sheffield, Gb
  • Bank Of England
    Analyst, Banking Supervision Division
    Bank Of England Jan 1997 - Aug 1998
    London, Gb
  • Legal And General(Unit Assurance)Limited
    Compliance Officer
    Legal And General(Unit Assurance)Limited Apr 1995 - Jan 1997

James Ritchie Skills

Leadership Banking Trusted Advisor Stakeholder Management Fixed Income Securities Regulation Capital Markets Derivatives Financial Risk Strategy Financial Services Equities Compliance Wealth Management Aml Risk Management Asset Management Change Management Leadership And Team Management Operational Risk Operational Risk Management Investment Banking Private Banking Kyc Emea Securities Financial Markets

James Ritchie Education Details

  • University Of Nottingham
    University Of Nottingham
    Economics

Frequently Asked Questions about James Ritchie

What company does James Ritchie work for?

James Ritchie works for Societe Generale Corporate And Investment Banking - Sgcib

What is James Ritchie's role at the current company?

James Ritchie's current role is MD, UK Head of Markets Advisory Compliance.

What is James Ritchie's email address?

James Ritchie's email address is jamessritchie@me.com

What schools did James Ritchie attend?

James Ritchie attended University Of Nottingham.

What skills is James Ritchie known for?

James Ritchie has skills like Leadership, Banking, Trusted Advisor, Stakeholder Management, Fixed Income, Securities Regulation, Capital Markets, Derivatives, Financial Risk, Strategy, Financial Services, Equities.

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