With over 20 years of experience in Asia Pacific's legal, banking, finance, securities, and more recently FinTech sectors, I am an accomplished senior executive. My expertise lies in regulatory advisory, legal compliance, team leadership, and navigating complex legal and commercial challenges. There is always a solution to be found.Throughout my career, I have held various leadership roles, including Head of Legal at Standard Chartered Bank and CLSA. I have successfully established licensed entities in Japan, Singapore, Australia, India, PRC, and Korea. Additionally, I have led project teams, focusing on regulatory advisory functions, legal restructuring, corporate structuring, and finance/budget management.As a seasoned professional, I possess a deep understanding of risk management, regulatory compliance, and internal policy development. I have liaised with regulators, developed compliance policies and procedures, and ensured legal and commercial compliance across diverse business operations.My experience extends to the dynamic world of FinTech, where I have served as General Counsel for startups in Japan and Singapore, contributing to their growth by establishing internal structures, implementing growth strategies, and ensuring legal compliance.If you are seeking an Asia Pacific finance and securities expert with extensive regulatory advisory experience, a proven track record in team leadership, and a strong background in FinTech, I welcome the opportunity to connect and explore potential collaborations.
Aop Capital
View- Website:
- aopcapital.com
- Employees:
- 12
-
Principal - Coo And General CounselAop CapitalHong Kong -
Principal - Coo & General CounselAop Capital Mar 2023 - PresentHong Kong Sar -
Director - LegalAop Capital Mar 2023 - PresentHong Kong Sar -
Head Of LegalAscenda Mar 2022 - Oct 2022Singapore -
Chief Operating Officer & General CounselWellesley Jan 2018 - Oct 2021Hong Kong Sar -
Managing Director / General CounselIn-Seat Japan K.K. Jun 2016 - Jun 2017Tokyo, Japan
-
Managing Director - JapanEvolution Financial Group May 2014 - Mar 2016Tokyo, Japan -
Director - Clsa Japan IntegrationClsa Aug 2011 - Apr 2014Tokyo, Japan -
Group Head Of LegalClsa Aug 2007 - Jul 2011Tokyo, Japan -
Head Of Legal - Wholesale BankStandard Chartered Bank Jul 2005 - Jun 2007Hong Kong Sar -
Senior Legal Counsel - Wholesale BankStandard Chartered Bank Nov 2002 - Jun 2005Hong Kong Sar -
Foreign Lawyer, Banking & FinanceAnderson Mori & Tomotsune Jan 2000 - Oct 2002Tokyo, Japan -
Legal / Compliance OfficerNab Aug 1999 - Dec 1999Tokyo, Japan
Frequently Asked Questions about James Shortis
What company does James Shortis work for?
James Shortis works for Aop Capital
What is James Shortis's role at the current company?
James Shortis's current role is Principal - COO and General Counsel.
Who are James Shortis's colleagues?
James Shortis's colleagues are Vincent Leung Fca, Beatrice Ho, Cfa, Regina Ho.
Not the James Shortis you were looking for?
-
James Shortis
Melbourne, Vic -
Jim Shortis
Greater Melbourne Area -
jim shortis
Australia
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial