James Shortis

James Shortis Email and Phone Number

Principal - COO and General Counsel @ AOP Capital
Hong Kong
James Shortis's Location
Hong Kong, Hong Kong SAR, Hong Kong
About James Shortis

With over 20 years of experience in Asia Pacific's legal, banking, finance, securities, and more recently FinTech sectors, I am an accomplished senior executive. My expertise lies in regulatory advisory, legal compliance, team leadership, and navigating complex legal and commercial challenges. There is always a solution to be found.Throughout my career, I have held various leadership roles, including Head of Legal at Standard Chartered Bank and CLSA. I have successfully established licensed entities in Japan, Singapore, Australia, India, PRC, and Korea. Additionally, I have led project teams, focusing on regulatory advisory functions, legal restructuring, corporate structuring, and finance/budget management.As a seasoned professional, I possess a deep understanding of risk management, regulatory compliance, and internal policy development. I have liaised with regulators, developed compliance policies and procedures, and ensured legal and commercial compliance across diverse business operations.My experience extends to the dynamic world of FinTech, where I have served as General Counsel for startups in Japan and Singapore, contributing to their growth by establishing internal structures, implementing growth strategies, and ensuring legal compliance.If you are seeking an Asia Pacific finance and securities expert with extensive regulatory advisory experience, a proven track record in team leadership, and a strong background in FinTech, I welcome the opportunity to connect and explore potential collaborations.

James Shortis's Current Company Details
AOP Capital

Aop Capital

View
Principal - COO and General Counsel
Hong Kong
Website:
aopcapital.com
Employees:
12
James Shortis Work Experience Details
  • Aop Capital
    Principal - Coo And General Counsel
    Aop Capital
    Hong Kong
  • Aop Capital
    Principal - Coo & General Counsel
    Aop Capital Mar 2023 - Present
    Hong Kong Sar
  • Aop Capital
    Director - Legal
    Aop Capital Mar 2023 - Present
    Hong Kong Sar
  • Ascenda
    Head Of Legal
    Ascenda Mar 2022 - Oct 2022
    Singapore
  • Wellesley
    Chief Operating Officer & General Counsel
    Wellesley Jan 2018 - Oct 2021
    Hong Kong Sar
  • In-Seat Japan K.K.
    Managing Director / General Counsel
    In-Seat Japan K.K. Jun 2016 - Jun 2017
    Tokyo, Japan
  • Evolution Financial Group
    Managing Director - Japan
    Evolution Financial Group May 2014 - Mar 2016
    Tokyo, Japan
  • Clsa
    Director - Clsa Japan Integration
    Clsa Aug 2011 - Apr 2014
    Tokyo, Japan
  • Clsa
    Group Head Of Legal
    Clsa Aug 2007 - Jul 2011
    Tokyo, Japan
  • Standard Chartered Bank
    Head Of Legal - Wholesale Bank
    Standard Chartered Bank Jul 2005 - Jun 2007
    Hong Kong Sar
  • Standard Chartered Bank
    Senior Legal Counsel - Wholesale Bank
    Standard Chartered Bank Nov 2002 - Jun 2005
    Hong Kong Sar
  • Anderson Mori & Tomotsune
    Foreign Lawyer, Banking & Finance
    Anderson Mori & Tomotsune Jan 2000 - Oct 2002
    Tokyo, Japan
  • Nab
    Legal / Compliance Officer
    Nab Aug 1999 - Dec 1999
    Tokyo, Japan

Frequently Asked Questions about James Shortis

What company does James Shortis work for?

James Shortis works for Aop Capital

What is James Shortis's role at the current company?

James Shortis's current role is Principal - COO and General Counsel.

Who are James Shortis's colleagues?

James Shortis's colleagues are Vincent Leung Fca, Beatrice Ho, Cfa, Regina Ho.

Not the James Shortis you were looking for?

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.