As a Senior Asset Management Attorney, I bring 20+ years of diverse and broad experience working for domestic and international law firms, in-house counsel at insurance companies, and in-house counsel at asset management firms. My expertise includes extensive knowledge of the 1940 Act, Advisers Act, and SOX Act along with SOX corporate governance requirements, sub-adviser oversight, board and fund governance, and corporate secretary matters. Throughout my career, I have been a trusted advisor to senior executives, key stakeholders, and industry leaders regarding legal, compliance, regulatory, corporate, and transactional matters related to investment companies, investment advisers, and mutual fund distributions.
Listed skills include Securities, Due Diligence, Mergers And Acquisitions, Corporate Law, and 10 others.